DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• P••• V••••••• O••••••••• F••• I• L•
Gross asset value
$41.7M
as of Jul 10, 2024; not a fund size
Peak GAV
$74.9M
highest filing
Owners
45
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
14 filings
Jul 29, 2020 to Jul 10, 2024
Reporting history
one row per Form ADV filing
Gross asset value$41.7M as of Jul 10, 2024
Jul 29, 2020$0 then
Owners45 as of Jul 10, 2024
Jul 29, 20200 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-374019reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Private BankFort Worth, Texas
- Raymond James & Associates, Inc.New York, New York
- Susser BankDallas, Texas
Across DFX
shared identifiers only
- S••••• P••• V••••••• C••••••• I• L• · peshared adv fund id
- S••••• P••• V••••••• C••••••• I• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons