DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• C•••••• G••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Nov 24, 2021 · 6 filings
SEC status approved since Jan 4, 2022
RAUM
$434M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$434M as of Mar 26, 2026
Mar 27, 2023$287M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20230 then
Employees (5.A)3 as of Mar 26, 2026
Mar 27, 20234 then
Private funds1 as of Mar 26, 2026
Mar 27, 20231 then
RAUM +21% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $217MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$434M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L• C•••••• G••••• O••••••••• M••••• F••• | Hedge Fund | $288M | 250 | Sep 2, 2020 |
Owners and control persons
Schedule A and B, latest filing
- A••••• J•••• A•••••• · Directorcontrolsince 06/2020 · owns less than 5%
- F••••••• D••••• J••••• · Directorcontrolsince 06/2020 · owns 75% or more
- S••••••• J•••• E•••••••• · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
Related persons
Schedule D 7.A
- L• C•••••• P•• L••investment adviserbankn
- L• G••••• M•••••• P•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $399M to $434MAug 4, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $399M to $434MAug 4, 2025 to Mar 26, 2026
- RAUM · $399M to $434MAug 4, 2025 to Mar 26, 2026
- Discretionary RAUM · $357M to $399MMar 27, 2025 to Aug 4, 2025
- Pooled vehicle RAUM · $357M to $399MMar 27, 2025 to Aug 4, 2025
- RAUM · $357M to $399MMar 27, 2025 to Aug 4, 2025
- Advisory employees · 4 to 3Mar 28, 2024 to Mar 27, 2025
- Employees · 4 to 3Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $288M to $357MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $288M to $357MMar 28, 2024 to Mar 27, 2025
- RAUM · $288M to $357MMar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $287M to $288MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $287M to $288MMar 27, 2023 to Mar 28, 2024
- RAUM · $287M to $288MMar 27, 2023 to Mar 28, 2024
- Accounts · 1 to 2Nov 24, 2021 to Mar 27, 2023
- Advisory employees · 2 to 4Nov 24, 2021 to Mar 27, 2023
- Pooled vehicle clients · 1 to 2Nov 24, 2021 to Mar 27, 2023
- Employees · 2 to 4Nov 24, 2021 to Mar 27, 2023
- Private funds · 2 to 1Nov 24, 2021 to Mar 27, 2023
- Discretionary RAUM · $252M to $287MNov 24, 2021 to Mar 27, 2023
- Pooled vehicle RAUM · $252M to $287MNov 24, 2021 to Mar 27, 2023
- RAUM · $252M to $287MNov 24, 2021 to Mar 27, 2023
Signals
1 dated events
- L• C•••••• G••••• I••• filed its initial SEC registration (Form ADV)Nov 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +61 3 9286 7015reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026