DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L• C•••••• G••••• O••••••••• M••••• F•••
Gross asset value
$288M
as of Mar 28, 2024; not a fund size
Peak GAV
$288M
highest filing
Owners
250
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
91%
fund-of-funds interests
Non-US owners
90%
Reported
8 filings
Sep 2, 2020 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$288M as of Mar 28, 2024
Sep 2, 2020$90.9M then
Owners250 as of Mar 28, 2024
Sep 2, 2020117 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-373782reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Capital Markets LimitedLondon, United Kingdom · LEI L64HM9LHPDOS1B9HJC68
- Cantor Fitzgerald & Co.New York, New York
- Credit Suisse Ag, Dublin BranchDublin 1, Ireland
- Fidelity Prime FinancingBoston, Massachusetts
- Maxim Group LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Sutter Securities IncorporatedIrvine, California
- Wedbush Securities Inc.Los Angeles, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons