DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V••••••• Q••••••••• M•••••••••

Independent wealth managerChicago, IllinoisCRD 310355SEC 801-119868websiteIAPD
Legal name V••••••• Q••••••••• M••••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Oct 27, 2020 · 14 filings
SEC status approved since Nov 27, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.4B as of Mar 6, 2026
Mar 29, 2021$4.3M then
HNW client RAUM$1.4B as of Mar 6, 2026
Mar 29, 2021$4.3M then
State-registered IARs (5.B.3)0 as of Mar 6, 2026
Mar 29, 20210 then
Employees (5.A)5 as of Mar 6, 2026
Mar 29, 20215 then
Private funds1 as of Mar 6, 2026
Mar 26, 20241 then
RAUM +21% over the last fiscal year+61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$28.7MderivedHNW RAUM over HNW clients
Average account
$28.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.4B97%
  • Investment companies$38.8M2.7%
Individual clients
n/areported
HNW clients
48reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
49reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••••••• U••• T••••••• B••• 0•• M•••••• L••Liquidity Fund$38.8M3Sep 26, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• A••••••• J••• · Managercontrol
        since 04/2020 · owns less than 5%
      • M••••••••• H••••• E•••• · Chief Investment Officer, Membercontrol
        since 06/2020 · owns 5% to 10%
      • S•••• M••••••••• · President, Member, Managercontrol
        since 04/2020 · owns 25% to 50%
      • S••••••• J•••••••• K••••• · Managercontrol
        since 04/2020 · owns less than 5%
      • S•••• J••••• A••••• · Managercontrol
        since 04/2020 · owns less than 5%
      • W••••••••• A•••• · Chief Compliance Officercontrol
        since 07/2021 · owns less than 5%
      • G••••••• A••••••• J••• · Managing Membercontrol
        since 06/2019 · owns F of V•••• F•••• G•••• L••
      • G••••••• A••••••• J••• · Sole Shareholder; Sole Directorcontrol
        since 12/2019 · owns 75% or more of V•••• H••••••• C••••
      Entity owners
      • V•••• M••••••••• L••• · Member
        direct · owns 50% to 75%
      • V•••• F•••• G•••• L•• · General Partner
        indirect · owns F of V•••• M••••••••• L•••
      • V•••• H••••••• C•••• · Limited Partner
        indirect · owns 75% or more of V•••• M••••••••• L•••
      • V•••• H••••••• C•••• · Member
        indirect · owns 75% or more of V•••• F•••• G•••• L••
      Related persons
      Schedule D 7.A
      Advisers that list V••••••• Q••••••••• M••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 22 to 49
        May 14, 2025 to Mar 6, 2026
      • HNW clients · 21 to 48
        May 14, 2025 to Mar 6, 2026
      • Discretionary RAUM · $1.2B to $1.4B
        May 14, 2025 to Mar 6, 2026
      • HNW RAUM · $1.0B to $1.4B
        May 14, 2025 to Mar 6, 2026
      • RAUM · $1.2B to $1.4B
        May 14, 2025 to Mar 6, 2026
      • Financial planning clients · 0 to 0
        Mar 25, 2025 to May 14, 2025
      • Accounts · 19 to 22
        Mar 26, 2024 to Mar 25, 2025
      • Advisory employees · 2 to 3
        Mar 26, 2024 to Mar 25, 2025
      • HNW clients · 18 to 21
        Mar 26, 2024 to Mar 25, 2025
      • Employees · 4 to 5
        Mar 26, 2024 to Mar 25, 2025
      • Discretionary RAUM · $883M to $1.2B
        Mar 26, 2024 to Mar 25, 2025
      • HNW RAUM · $807M to $1.0B
        Mar 26, 2024 to Mar 25, 2025
      • RAUM · $883M to $1.2B
        Mar 26, 2024 to Mar 25, 2025
      • Accounts · 15 to 19
        Sep 26, 2023 to Mar 26, 2024
      • HNW clients · 13 to 18
        Sep 26, 2023 to Mar 26, 2024
      • Financial planning clients · unset to 0
        Sep 26, 2023 to Mar 26, 2024
      • Discretionary RAUM · $338M to $883M
        Sep 26, 2023 to Mar 26, 2024
      • HNW RAUM · $334M to $807M
        Sep 26, 2023 to Mar 26, 2024
      • RAUM · $338M to $883M
        Sep 26, 2023 to Mar 26, 2024
      • Private funds · unset to 1
        Jul 3, 2023 to Sep 26, 2023
      • Accounts · 10 to 15
        Mar 6, 2023 to Mar 29, 2023
      • Advisory employees · 3 to 2
        Mar 6, 2023 to Mar 29, 2023
      • HNW clients · 9 to 13
        Mar 6, 2023 to Mar 29, 2023
      • Discretionary RAUM · $123M to $338M
        Mar 6, 2023 to Mar 29, 2023
      • HNW RAUM · $122M to $334M
        Mar 6, 2023 to Mar 29, 2023
      • RAUM · $123M to $338M
        Mar 6, 2023 to Mar 29, 2023
      • Accounts · 5 to 10
        Dec 20, 2021 to Mar 31, 2022
      • Advisory employees · 4 to 3
        Dec 20, 2021 to Mar 31, 2022
      • HNW clients · 4 to 9
        Dec 20, 2021 to Mar 31, 2022
      • Employees · 5 to 4
        Dec 20, 2021 to Mar 31, 2022
      • Discretionary RAUM · $4.3M to $123M
        Dec 20, 2021 to Mar 31, 2022
      • HNW RAUM · $4.3M to $122M
        Dec 20, 2021 to Mar 31, 2022
      • RAUM · $4.3M to $123M
        Dec 20, 2021 to Mar 31, 2022
      • Accounts · 4 to 5
        Jul 7, 2021 to Dec 20, 2021
      • Advisory activities · 2 to 3
        Jul 7, 2021 to Dec 20, 2021
      • Accounts · 2 to 4
        Oct 27, 2020 to Mar 29, 2021
      • Advisory employees · 2 to 4
        Oct 27, 2020 to Mar 29, 2021
      • HNW clients · 2 to 4
        Oct 27, 2020 to Mar 29, 2021
      • Employees · 3 to 5
        Oct 27, 2020 to Mar 29, 2021
      • Discretionary RAUM · $3.0M to $4.3M
        Oct 27, 2020 to Mar 29, 2021
      Signals
      6 dated events
      • V••••••• Q••••••••• M••••••••• reported RAUM $1.2B, up 33% from $883.4M (2024-03-26 to 2025-03-25)
        Mar 25, 2025 · RAUM change · derived
      • V••••••• Q••••••••• M••••••••• reported RAUM $883.4M, up 161% from $337.9M (2023-09-26 to 2024-03-26)
        Mar 26, 2024 · RAUM change · derived
      • V••••••• Q••••••••• M••••••••• reported RAUM $337.9M, up 175% from $122.7M (2023-03-06 to 2023-03-29)
        Mar 29, 2023 · RAUM change · derived
      • Matthew Scott Montpas (Chief Compliance Officer) no longer on Schedule A of V••••••• Q••••••••• M••••••••• (listed 2021-03-29, absent 2021-07-07)
        Jul 7, 2021 · Control person left · inference
      • A•••• W•••••••• (Chief Compliance Officer) appeared on Schedule A of V••••••• Q••••••••• M•••••••••
        Jul 7, 2021 · Control person joined · fact
      • V••••••• Q••••••••• M••••••••• filed its initial SEC registration (Form ADV)
        Oct 27, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@vsqm.comreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      vsqm.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (312) 872-7281reportedpublic record, Form ADV, Mar 6, 2026
      Contact form
      vsqm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026