DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• F•••••••• G••••• L••
Latest filing Mar 10, 2026
First filing on the tape Aug 18, 2020 · 12 filings
SEC status approved since Feb 29, 2024
RAUM
$287M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$287M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$287M as of Mar 10, 2026
Feb 10, 2021$69.2M then
HNW client RAUM$65.5M as of Mar 10, 2026
Feb 10, 2021$21.1M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Feb 10, 20211 then
Employees (5.A)3 as of Mar 10, 2026
Feb 10, 20211 then
Private funds: no history
RAUM +4.7% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 181derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $838,135derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $287MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$221M77%
- High-net-worth individuals$65.5M23%
- Individual clients
- 321reported
- HNW clients
- 41reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 342reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••••• R••••• P•••••• | Ponte Vedra Beach, Fl | Jul 6, 2021 | 31 y | 3 |
| A•••••••• J••••••• P•••••• | Ponte Vedra Beach, Fl | Apr 20, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- R••••• R•••• B••••••• to G•••••• F•••••••• G••••• L••Aug 21, 2025 · Other
Joined, latest
- R••••• R•••• B••••••• from B• R•••• W••••• A•••••••• I•••Jan 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• R••••• P•••••• from T•••• W••••• P••••••• A•• M••••••••• I•••Jul 6, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• A••••••••• R••••• · President And Chief Compliance Officercontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ponte Vedra Beach, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mahwah, NJ1 employees
- Morristown, NJ1 employees
What changed
consecutive filings, newest first
- Accounts · 372 to 342Mar 25, 2025 to Mar 10, 2026
- HNW clients · 39 to 41Mar 25, 2025 to Mar 10, 2026
- Individual clients · 372 to 321Mar 25, 2025 to Mar 10, 2026
- Discretionary RAUM · $274M to $287MMar 25, 2025 to Mar 10, 2026
- HNW RAUM · $92.2M to $65.5MMar 25, 2025 to Mar 10, 2026
- Individual RAUM · $182M to $221MMar 25, 2025 to Mar 10, 2026
- RAUM · $274M to $287MMar 25, 2025 to Mar 10, 2026
- Accounts · 110 to 372Jun 10, 2024 to Mar 25, 2025
- HNW clients · 24 to 39Jun 10, 2024 to Mar 25, 2025
- Individual clients · 45 to 372Jun 10, 2024 to Mar 25, 2025
- Financial planning clients · 26-50 to 11-25Jun 10, 2024 to Mar 25, 2025
- Other offices · 2 to 1Jun 10, 2024 to Mar 25, 2025
- Discretionary RAUM · $103M to $274MJun 10, 2024 to Mar 25, 2025
- HNW RAUM · $66.7M to $92.2MJun 10, 2024 to Mar 25, 2025
- Individual RAUM · $36.3M to $182MJun 10, 2024 to Mar 25, 2025
- RAUM · $103M to $274MJun 10, 2024 to Mar 25, 2025
- Accounts · 210 to 110Apr 13, 2021 to Jan 30, 2024
- Advisory employees · 1 to 2Apr 13, 2021 to Jan 30, 2024
- Advisory activities · 2 to 3Apr 13, 2021 to Jan 30, 2024
- Charity clients · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Corporate clients · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- HNW clients · 27 to 24Apr 13, 2021 to Jan 30, 2024
- Individual clients · 65 to 45Apr 13, 2021 to Jan 30, 2024
- Pension plan clients · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Pooled vehicle clients · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Assets in custody · 69168000.0 to unsetApr 13, 2021 to Jan 30, 2024
- Custody of client assets · true to falseApr 13, 2021 to Jan 30, 2024
- Employees · 1 to 3Apr 13, 2021 to Jan 30, 2024
- Financial planning clients · 1-10 to 26-50Apr 13, 2021 to Jan 30, 2024
- State-registered IARs · 1 to 2Apr 13, 2021 to Jan 30, 2024
- Other offices · 0 to 2Apr 13, 2021 to Jan 30, 2024
- Discretionary RAUM · $69.2M to $103MApr 13, 2021 to Jan 30, 2024
- HNW RAUM · $21.1M to $66.7MApr 13, 2021 to Jan 30, 2024
- Individual RAUM · $48.1M to $36.3MApr 13, 2021 to Jan 30, 2024
- Pension RAUM · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Pooled vehicle RAUM · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- RAUM · $69.2M to $103MApr 13, 2021 to Jan 30, 2024
- Wrap assets (manager) · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Wrap assets (sponsor) · unset to 0.0Apr 13, 2021 to Jan 30, 2024
- Accounts · 0 to 210Jan 5, 2021 to Feb 10, 2021
Signals
3 dated events
- R••••• R•••• B••••••• left S•••••• F•••••••• G••••• L•• for G•••••• F•••••••• G••••• L•• (registered 2024-02-14)Aug 21, 2025 · Advisor changed firm · fact
- S•••••• F•••••••• G••••• L•• reported RAUM $273.9M, up 166% from $103.0M (2024-06-10 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- S•••••• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Aug 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@skyviewfg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-406-0444reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- skyviewfg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 406-0444reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- skyviewfg.com/contact.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026