DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I••••••••• R••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 16, 2024 · 3 filings
SEC status approved since Apr 18, 2024
RAUM
$150M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$147M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$150M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$150M as of Mar 19, 2026
Mar 11, 2025$131M then
HNW client RAUM$107M as of Mar 19, 2026
Mar 11, 2025$92.0M then
State-registered IARs (5.B.3)1 as of Mar 19, 2026
Mar 11, 20251 then
Employees (5.A)2 as of Mar 19, 2026
Mar 11, 20252 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $150MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 288derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $322,581derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Custody
- $130M, 171 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$107M71%
- Individuals$40.9M27%
- Corporations and businesses$1.4M0.9%
- Charitable organizations$1.1M0.8%
- Individual clients
- 213reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 465reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $130M for 171 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• R••••• H•••• | Omaha, Ne | Oct 5, 2020 | 31 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• R••••• H•••• from T•••••••• F•••••••• S•••••••• L•••••Oct 5, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J•••••• R••••• · Managing Member, Chief Compliance Officercontrolsince 09/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 19, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 421 to 465Mar 11, 2025 to Mar 19, 2026
- HNW clients · 69 to 75Mar 11, 2025 to Mar 19, 2026
- Individual clients · 189 to 213Mar 11, 2025 to Mar 19, 2026
- Assets in custody · $109M to $130MMar 11, 2025 to Mar 19, 2026
- HNW RAUM · $92.0M to $107MMar 11, 2025 to Mar 19, 2026
- Individual RAUM · $37.2M to $40.9MMar 11, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $131M to $150MMar 11, 2025 to Mar 19, 2026
- RAUM · $131M to $150MMar 11, 2025 to Mar 19, 2026
- Accounts · 399 to 421Mar 16, 2024 to Mar 11, 2025
- Corporate clients · unset to 5.0Mar 16, 2024 to Mar 11, 2025
- HNW clients · 60 to 69Mar 16, 2024 to Mar 11, 2025
- Individual clients · 180 to 189Mar 16, 2024 to Mar 11, 2025
- Assets in custody · $74.3M to $109MMar 16, 2024 to Mar 11, 2025
- Employees · 1 to 2Mar 16, 2024 to Mar 11, 2025
- Financial planning clients · 101-250 to 251-500Mar 16, 2024 to Mar 11, 2025
- HNW RAUM · $73.0M to $92.0MMar 16, 2024 to Mar 11, 2025
- Individual RAUM · $35.6M to $37.2MMar 16, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $110M to $131MMar 16, 2024 to Mar 11, 2025
- RAUM · $110M to $131MMar 16, 2024 to Mar 11, 2025
Signals
1 dated events
- I••••••••• R••••••••• L•• filed its initial SEC registration (Form ADV)Mar 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- joe@intentionalretirement.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 402-885-9090reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- intentionalretirement.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 402-885-9090reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- intentionalretirement.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $150Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026