DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• V•••• C••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Oct 9, 2024 · 6 filings
SEC status approved since Nov 7, 2024
RAUM
$57.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
64%
$36.7M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$57.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$57.4M as of Aug 26, 2026
Feb 13, 2025$148M then
HNW client RAUM$34.0M as of Aug 26, 2026
Feb 13, 2025$21.0M then
State-registered IARs (5.B.3)1 as of Aug 26, 2026
Feb 13, 20251 then
Employees (5.A)1 as of Aug 26, 2026
Feb 13, 20251 then
Private funds: no history
RAUM -61% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $57.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$34.0M59%
- Pooled investment vehicles$20.1M35%
- Individuals$2.8M4.8%
- Charitable organizations$580,7791.0%
- Individual clients
- 14reported
- HNW clients
- 20reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.64 fund_share=0.35 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J••••• C••••••Chartered Financial Analyst | New Orleans, La | Nov 20, 2020 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• A•••••• J••••• · Managing Member And Chief Compliance Officercontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 5, 2026RAUM (Item 5.F) moved from $148,290,976 to $193,731,787 (+31.0%) between the annual amendments of 2025-02-13 and 2026-02-05; the peer median change was +8.0% (219 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 54 to 37Feb 5, 2026 to Jul 2, 2026
- Charity clients · 17 to 1Feb 5, 2026 to Jul 2, 2026
- HNW clients · 22 to 20Feb 5, 2026 to Jul 2, 2026
- Individual clients · 12 to 14Feb 5, 2026 to Jul 2, 2026
- Pooled vehicle clients · 3 to 2Feb 5, 2026 to Jul 2, 2026
- Discretionary RAUM · $194M to $57.4MFeb 5, 2026 to Jul 2, 2026
- HNW RAUM · $41.6M to $34.0MFeb 5, 2026 to Jul 2, 2026
- Individual RAUM · $2.0M to $2.8MFeb 5, 2026 to Jul 2, 2026
- Pooled vehicle RAUM · $26.2M to $20.1MFeb 5, 2026 to Jul 2, 2026
- RAUM · $194M to $57.4MFeb 5, 2026 to Jul 2, 2026
- Accounts · 52 to 54Feb 13, 2025 to Feb 5, 2026
- HNW clients · 20 to 22Feb 13, 2025 to Feb 5, 2026
- Discretionary RAUM · $148M to $194MFeb 13, 2025 to Feb 5, 2026
- HNW RAUM · $21.0M to $41.6MFeb 13, 2025 to Feb 5, 2026
- Individual RAUM · $1.9M to $2.0MFeb 13, 2025 to Feb 5, 2026
- Pooled vehicle RAUM · $22.8M to $26.2MFeb 13, 2025 to Feb 5, 2026
- RAUM · $148M to $194MFeb 13, 2025 to Feb 5, 2026
- Accounts · 50 to 52Nov 8, 2024 to Feb 13, 2025
- Charity clients · 16 to 17Nov 8, 2024 to Feb 13, 2025
- HNW clients · 19 to 20Nov 8, 2024 to Feb 13, 2025
- Financial planning clients · unset to Nov 8, 2024 to Feb 13, 2025
- Discretionary RAUM · $119M to $148MNov 8, 2024 to Feb 13, 2025
- HNW RAUM · $13.2M to $21.0MNov 8, 2024 to Feb 13, 2025
- Individual RAUM · $1.3M to $1.9MNov 8, 2024 to Feb 13, 2025
- Pooled vehicle RAUM · $20.1M to $22.8MNov 8, 2024 to Feb 13, 2025
- RAUM · $119M to $148MNov 8, 2024 to Feb 13, 2025
Signals
2 dated events
- E•••• V•••• C••••••• L•• reported RAUM $57.4M, down 70% from $193.7M (2026-02-05 to 2026-07-02)Jul 2, 2026 · RAUM change · derived
- E•••• V•••• C••••••• L•• filed its initial SEC registration (Form ADV)Oct 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- emethvaluecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-381-7262reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- emethvaluecapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026