DFX Intelligence

RIA Intelligence

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SEC-registered adviser

P••••••• U••

Other adviserMiami, FloridaCRD 310955SEC 801-119784website IAPD

Legal name P••••••• U•• I•••

Latest filing Jul 8, 2026

First filing on the tape Oct 13, 2020 · 16 filings

SEC status approved since Nov 12, 2020

RAUM

$605M

reported, Item 5.F

Discretionary

54%

of RAUM

Private clients

12%

$74.8M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$605M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$605M as of Jul 8, 2026

Mar 3, 2021$250M then

HNW client RAUM$48.4M as of Jul 8, 2026

Jan 11, 2022$16.0M then

State-registered IARs (5.B.3)2 as of Jul 8, 2026

Mar 3, 20210 then

Employees (5.A)14 as of Jul 8, 2026

Mar 3, 20216 then

Private funds8 as of Jul 8, 2026

Jan 11, 20223 then

RAUM +20% over the last fiscal year+23% a year over threeIARs 1 to 2offices 1 to 0

Practice profile

derived from the filing of Jul 8, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $605MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 61derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.1MderivedHNW RAUM over HNW clients
Average account: $6.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 54%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 14.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +20%derivedbetween the last two annual amendments
Advisor growth, one year: +100%derivedItem 5.B.3 between annual amendments
Client growth, one year: -26%derived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: $176M, 10 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Other investment advisers$259M43%
Pooled investment vehicles$173M29%
Corporations and businesses$98.4M16%
High-net-worth individuals$48.4M8.0%
Individuals$26.3M4.4%

Individual clients: 53reported
HNW clients: 8reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 94reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $176M for 10 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.12 fund_share=0.71 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
M••••••• F••••• L••••••	Miami, Fl	Nov 9, 2021	23 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P••••••• P•••••• M•••••• F••• L• • S••••••••• V••••••• F••• I•	Venture Capital Fund	$23.0M	1	Jan 11, 2022
D•• F••• S••••••••• S•• • A••••••• S••••••••• S•	Liquidity Fund	$20.0M	1	Mar 29, 2023
D•• F••• S••••••••• S•• • D•• G••••• E••••••• S•	Liquidity Fund	$16.0M	2	Nov 10, 2022
D•• F••• S••••••••• S•• • H•••• F••• O••••••••• S•	Hedge Fund	$11.0M	7	Nov 10, 2022
P••••••• P•••••• M•••••• F••• L• • I••••••••• U• R••• E••••• O••••••••• F••• I•	Real Estate Fund	$7.5M	2	Jan 11, 2022
D•• F••• S••••••••• S•• • A••• I•• V• S•	Venture Capital Fund	$7.0M	11	Jun 18, 2024
D•• F••• S••••••••• S•• • M•••• A•••• G••••• A••••••••• S•	Hedge Fund	$2.0M	2	Nov 10, 2022
D•• F••• S••••••••• S•• • O•••••• H•••• G••••• S•	Hedge Fund	$0	0	Jun 18, 2024
P••••••• I••••••••• O••••••••• F••• L• • M•••• A•••• G••••• A•••••••••no longer reported	Hedge Fund	$0	0	Jan 11, 2022

Owners and control persons

Schedule A and B, latest filing

B••••••• M••••••• A•••••• · Managing Director / Principalcontrol
since 01/2017 · owns less than 5%
C•••••••• M•••••• · Chief Compliance Officercontrol
since 08/2020 · owns less than 5%
B••••••• M••••••• A•••••• · Shareholdercontrol
since 12/2021 · owns 75% or more of M••• W••••• S•

Entity owners

P••••••• C•••••• A••••••• L••• · Shareholder
direct · owns 75% or more
M••• W••••• S• · Shareholder
indirect · owns 75% or more of P••••••• C•••••• A••••••• L•••

Related persons

Schedule D 7.A

I••••••••• C•••••• L••
pooled vehicle sponsory
P••••••• A•••• M••••••••• U•• L••
pooled vehicle sponsorn
P••••••• C•••••• A••••••• L•••
investment advisern
P••••••• C•••••• A• S•••• S•••
investment advisern
S••••••••• C•••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Madrid, Spain1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

client mix shiftChange between filings · filing Feb 25, 2026
private-client share of RAUM moved from 28.0% to 12.0% between the annual amendments of 2025-02-11 and 2026-02-25
peers: other advisers, $500M to $1B (95)
HNW share shiftChange between filings · filing Feb 25, 2026
HNW share of RAUM moved from 24.0% to 8.0% between the annual amendments of 2025-02-11 and 2026-02-25
peers: other advisers, $500M to $1B (95)

How anomalies are measured

What changed

consecutive filings, newest first

HQ city · to MIAMI
Feb 25, 2026 to Jul 8, 2026
HQ state · to FL
Feb 25, 2026 to Jul 8, 2026
Other offices · 1 to 0
Feb 25, 2026 to Jul 8, 2026
Accounts · 92 to 94
Sep 18, 2025 to Feb 25, 2026
Advisory employees · 3 to 4
Sep 18, 2025 to Feb 25, 2026
Corporate clients · unset to 23.0
Sep 18, 2025 to Feb 25, 2026
HNW clients · 31 to 8
Sep 18, 2025 to Feb 25, 2026
Individual clients · 51 to 53
Sep 18, 2025 to Feb 25, 2026
Pooled vehicle clients · 9 to 8
Sep 18, 2025 to Feb 25, 2026
Assets in custody · $112M to $176M
Sep 18, 2025 to Feb 25, 2026
Employees · 18 to 14
Sep 18, 2025 to Feb 25, 2026
State-registered IARs · 1 to 2
Sep 18, 2025 to Feb 25, 2026
Discretionary RAUM · $242M to $326M
Sep 18, 2025 to Feb 25, 2026
HNW RAUM · $121M to $48.4M
Sep 18, 2025 to Feb 25, 2026
Individual RAUM · $20.5M to $26.3M
Sep 18, 2025 to Feb 25, 2026
Non-discretionary RAUM · $264M to $279M
Sep 18, 2025 to Feb 25, 2026
Pooled vehicle RAUM · $112M to $173M
Sep 18, 2025 to Feb 25, 2026
RAUM · $506M to $605M
Sep 18, 2025 to Feb 25, 2026
Accounts · 111 to 92
Aug 1, 2024 to Feb 11, 2025
Advisory employees · 7 to 3
Aug 1, 2024 to Feb 11, 2025
HNW clients · 63 to 31
Aug 1, 2024 to Feb 11, 2025
Individual clients · unset to 51.0
Aug 1, 2024 to Feb 11, 2025
Pooled vehicle clients · 11 to 9
Aug 1, 2024 to Feb 11, 2025
Assets in custody · $103M to $112M
Aug 1, 2024 to Feb 11, 2025
Employees · 15 to 18
Aug 1, 2024 to Feb 11, 2025
Financial planning clients · unset to
Aug 1, 2024 to Feb 11, 2025
HQ city · unset to
Aug 1, 2024 to Feb 11, 2025
HQ state · unset to
Aug 1, 2024 to Feb 11, 2025
Discretionary RAUM · $196M to $242M
Aug 1, 2024 to Feb 11, 2025
HNW RAUM · $105M to $121M
Aug 1, 2024 to Feb 11, 2025
Individual RAUM · unset to 20468541.0
Aug 1, 2024 to Feb 11, 2025
Non-discretionary RAUM · $210M to $264M
Aug 1, 2024 to Feb 11, 2025
Pooled vehicle RAUM · $103M to $112M
Aug 1, 2024 to Feb 11, 2025
RAUM · $406M to $506M
Aug 1, 2024 to Feb 11, 2025
Accounts · 110 to 111
Mar 26, 2024 to Jun 18, 2024
Advisory activities · 3 to 4
Mar 26, 2024 to Jun 18, 2024
Pooled vehicle clients · 9 to 11
Mar 26, 2024 to Jun 18, 2024
Assets in custody · $85.0M to $103M
Mar 26, 2024 to Jun 18, 2024
Private funds · 6 to 8
Mar 26, 2024 to Jun 18, 2024
Discretionary RAUM · $190M to $196M
Mar 26, 2024 to Jun 18, 2024

Signals

1 dated events

P••••••• U•• filed its initial SEC registration (Form ADV)
Oct 13, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

P••••••• U•• Inc · Independent Sponsors
shared crd · intermediary
P••••••• U•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: P•••••••.USreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (857) 334-1921reportedpublic record, Form ADV, Jul 8, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $605Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

P••••••• U•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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