DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• A•••• M••••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Oct 26, 2020 · 17 filings
SEC status approved since Nov 25, 2020
RAUM
$59.7M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
100%
$59.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$19.9M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$59.7M as of Jul 24, 2026
Mar 26, 2022$7.5M then
HNW client RAUM$41.1M as of Jul 24, 2026
Mar 11, 2021$0 then
State-registered IARs (5.B.3)1 as of Jul 24, 2026
Mar 11, 20211 then
Employees (5.A)3 as of Jul 24, 2026
Mar 11, 20213 then
Private funds: no history
RAUM +187% over the last fiscal year+108% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $19.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $874,816derivedHNW RAUM over HNW clients
- Average account
- $445,615derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +187%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, fixed fees, subscription, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$41.1M69%
- Individuals$18.6M31%
- Pension and profit-sharing plans$37,4930.1%
- Individual clients
- 85reported
- HNW clients
- 47reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 134reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• S••••• S••••••••• | Princeton, Nj | Mar 5, 2026 | 30 y | 1 |
| Y•••••• F••• | New York, Ny | Jul 16, 2026 | 11 y | 0 |
| J•••• Y••• | New York, Ny | Jul 16, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• S••••• S••••• · Chief Executive Officer, Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- S••••••••• S••••• S••••• · Shareholdercontrolsince 09/2020 · owns 50% to 75% of Q•••••• A•• I•••
Entity owners
- Q•••••• A•• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 5, 2026discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-04-07 and 2026-03-05peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Accounts · 164 to 134Aug 20, 2025 to Mar 5, 2026
- HNW clients · 36 to 47Aug 20, 2025 to Mar 5, 2026
- Individual clients · 121 to 85Aug 20, 2025 to Mar 5, 2026
- Pension plan clients · 0 to 2Aug 20, 2025 to Mar 5, 2026
- Financial planning clients · to 1-10Aug 20, 2025 to Mar 5, 2026
- HQ city · to NEW YORKAug 20, 2025 to Mar 5, 2026
- HQ state · to NYAug 20, 2025 to Mar 5, 2026
- Discretionary RAUM · $30.4M to $46.0MAug 20, 2025 to Mar 5, 2026
- HNW RAUM · $17.2M to $41.1MAug 20, 2025 to Mar 5, 2026
- Individual RAUM · $13.3M to $18.6MAug 20, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $0 to $13.7MAug 20, 2025 to Mar 5, 2026
- Pension RAUM · $0 to $37,493Aug 20, 2025 to Mar 5, 2026
- RAUM · $30.4M to $59.7MAug 20, 2025 to Mar 5, 2026
- Accounts · 116 to 164Jul 16, 2025 to Aug 20, 2025
- HNW clients · 40 to 36Jul 16, 2025 to Aug 20, 2025
- Individual clients · 76 to 121Jul 16, 2025 to Aug 20, 2025
- Discretionary RAUM · $20.8M to $30.4MJul 16, 2025 to Aug 20, 2025
- HNW RAUM · $14.1M to $17.2MJul 16, 2025 to Aug 20, 2025
- Individual RAUM · $6.7M to $13.3MJul 16, 2025 to Aug 20, 2025
- RAUM · $20.8M to $30.4MJul 16, 2025 to Aug 20, 2025
- Financial planning clients · unset to May 29, 2025 to Jul 16, 2025
- Accounts · 115 to 116Jan 23, 2025 to Apr 7, 2025
- Advisory employees · 3 to 1Jan 23, 2025 to Apr 7, 2025
- Business name · T••••• A• C•••••• A••••••• L•• to Q•••••• A•••• M••••••••• L••Jan 23, 2025 to Apr 7, 2025
- HNW clients · 39 to 40Jan 23, 2025 to Apr 7, 2025
- Legal name · T••••• A• C•••••• A••••••• L•• to Q•••••• A•••• M••••••••• L••Jan 23, 2025 to Apr 7, 2025
- Discretionary RAUM · $18.4M to $20.8MJan 23, 2025 to Apr 7, 2025
- HNW RAUM · $16.8M to $14.1MJan 23, 2025 to Apr 7, 2025
- Individual RAUM · $7.4M to $6.7MJan 23, 2025 to Apr 7, 2025
- Non-discretionary RAUM · $5.8M to $0Jan 23, 2025 to Apr 7, 2025
- RAUM · $24.2M to $20.8MJan 23, 2025 to Apr 7, 2025
- Accounts · 91 to 115Jul 22, 2024 to Jan 23, 2025
- Advisory employees · 2 to 3Jul 22, 2024 to Jan 23, 2025
- HNW clients · 20 to 39Jul 22, 2024 to Jan 23, 2025
- Individual clients · 47 to 76Jul 22, 2024 to Jan 23, 2025
- HQ city · unset to Jul 22, 2024 to Jan 23, 2025
- HQ state · unset to Jul 22, 2024 to Jan 23, 2025
- Discretionary RAUM · $12.2M to $18.4MJul 22, 2024 to Jan 23, 2025
- HNW RAUM · $7.7M to $16.8MJul 22, 2024 to Jan 23, 2025
- Individual RAUM · $4.6M to $7.4MJul 22, 2024 to Jan 23, 2025
Signals
2 dated events
- Babu Sudeep Amin (Chief Data Officer) no longer on Schedule A of Q•••••• A•••• M••••••••• L•• (listed 2023-12-12, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- T••••• A• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@quantel.aireportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/35576114reportedpublic record, Form ADV, Sep 19, 2026
- Website
- quantel.aireportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 844-836-5461reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026