DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Financial Planning Services, Inc.

Independent wealth managerFort Lauderdale, FloridaCRD 311146SEC 801-119824IAPD
Latest filing Jun 17, 2026
First filing on the tape Oct 19, 2020 · 10 filings
SEC status approved since Sep 22, 2020
RAUM
$20.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$20.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$20.0M as of Jun 17, 2026
Mar 31, 2021$150M then
HNW client RAUM$18.0M as of Jun 17, 2026
Mar 31, 2021$135M then
State-registered IARs (5.B.3)1 as of Jun 17, 2026
Mar 31, 20211 then
Employees (5.A)2 as of Jun 17, 2026
Mar 31, 20211 then
Private funds: no history
RAUM -85% over the last fiscal year-50% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$20.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$9.0MderivedHNW RAUM over HNW clients
Average account
$909,091derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+5.8%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$18.0M90%
  • Individuals$2.0M10%
Individual clients
15reported
HNW clients
2reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
22reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Gene Kelly Burke · Ceo/Ccocontrol
    since 09/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Fort Lauderdale, Fl · principal002
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 326 to 22
    Apr 1, 2025 to Jun 17, 2026
  • Advisory employees · 2 to 1
    Apr 1, 2025 to Jun 17, 2026
  • BD registered reps · 2 to 1
    Apr 1, 2025 to Jun 17, 2026
  • HNW clients · 44 to 2
    Apr 1, 2025 to Jun 17, 2026
  • Individual clients · 83 to 15
    Apr 1, 2025 to Jun 17, 2026
  • Insurance-licensed employees · 2 to 1
    Apr 1, 2025 to Jun 17, 2026
  • Financial planning clients · 51-100 to 11-25
    Apr 1, 2025 to Jun 17, 2026
  • State-registered IARs · 2 to 1
    Apr 1, 2025 to Jun 17, 2026
  • Discretionary RAUM · $145M to $20.0M
    Apr 1, 2025 to Jun 17, 2026
  • HNW RAUM · $57.0M to $18.0M
    Apr 1, 2025 to Jun 17, 2026
  • Individual RAUM · $88.0M to $2.0M
    Apr 1, 2025 to Jun 17, 2026
  • RAUM · $145M to $20.0M
    Apr 1, 2025 to Jun 17, 2026
  • Related adviser · false to true
    Apr 1, 2025 to Jun 17, 2026
  • Accounts · 318 to 326
    Feb 28, 2024 to Apr 1, 2025
  • Advisory employees · 1 to 2
    Feb 28, 2024 to Apr 1, 2025
  • BD registered reps · 1 to 2
    Feb 28, 2024 to Apr 1, 2025
  • HNW clients · 40 to 44
    Feb 28, 2024 to Apr 1, 2025
  • Individual clients · 80 to 83
    Feb 28, 2024 to Apr 1, 2025
  • Employees · 1 to 2
    Feb 28, 2024 to Apr 1, 2025
  • Insurance-licensed employees · 0 to 2
    Feb 28, 2024 to Apr 1, 2025
  • Financial planning clients · 51-100 to 51-100
    Feb 28, 2024 to Apr 1, 2025
  • HQ city · CHARLOTTE to FORT LAUDERDALE
    Feb 28, 2024 to Apr 1, 2025
  • HQ state · NC to FL
    Feb 28, 2024 to Apr 1, 2025
  • State-registered IARs · 1 to 2
    Feb 28, 2024 to Apr 1, 2025
  • Discretionary RAUM · $137M to $145M
    Feb 28, 2024 to Apr 1, 2025
  • HNW RAUM · $55.0M to $57.0M
    Feb 28, 2024 to Apr 1, 2025
  • Individual RAUM · $82.0M to $88.0M
    Feb 28, 2024 to Apr 1, 2025
  • RAUM · $137M to $145M
    Feb 28, 2024 to Apr 1, 2025
  • Accounts · 340 to 318
    Mar 7, 2023 to Feb 28, 2024
  • HNW clients · 45 to 40
    Mar 7, 2023 to Feb 28, 2024
  • Individual clients · 90 to 80
    Mar 7, 2023 to Feb 28, 2024
  • Discretionary RAUM · $133M to $137M
    Mar 7, 2023 to Feb 28, 2024
  • HNW RAUM · $53.0M to $55.0M
    Mar 7, 2023 to Feb 28, 2024
  • Individual RAUM · $79.5M to $82.0M
    Mar 7, 2023 to Feb 28, 2024
  • RAUM · $133M to $137M
    Mar 7, 2023 to Feb 28, 2024
  • Accounts · 310 to 340
    Mar 25, 2022 to Mar 7, 2023
  • HNW clients · 59 to 45
    Mar 25, 2022 to Mar 7, 2023
  • Individual clients · 82 to 90
    Mar 25, 2022 to Mar 7, 2023
  • Financial planning clients · 1-10 to 51-100
    Mar 25, 2022 to Mar 7, 2023
  • Discretionary RAUM · $160M to $133M
    Mar 25, 2022 to Mar 7, 2023
Signals
5 dated events
  • Financial Planning Services, Inc. reported RAUM $20.0M, down 86% from $145.0M (2025-04-01 to 2026-06-17)
    Jun 17, 2026 · RAUM change · derived
  • Kelly Gene Burke left Financial Planning Services, Inc. for Kestra Advisory Services, Llc (registered 2025-06-27)
    Dec 31, 2025 · Advisor changed firm · fact
  • Christopher Richard Ferrer left Financial Planning Services, Inc. for Kestra Advisory Services, Llc (registered 2025-06-27)
    Nov 11, 2025 · Advisor changed firm · fact
  • Financial Planning Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Oct 19, 2020 · Succession (Item 4) · fact
  • Financial Planning Services, Inc. filed its initial SEC registration (Form ADV)
    Oct 19, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
954-526-8339reportedpublic record, Form ADV, Jun 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026