DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2021 · 11 filings
SEC status approved since Apr 30, 2021
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$276M as of Mar 31, 2026
Mar 31, 2022$496M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)32 as of Mar 31, 2026
Mar 31, 202225 then
Private funds1 as of Mar 29, 2024
Mar 31, 20221 then
RAUM -31% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $276MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Custody
- $38.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.6M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• G•••• I••no longer reported | Real Estate Fund | $76.8M | 25 | Oct 9, 2020 |
| A•• W•••••••• H••••••• L•• | Other Private Fund | $613,671 | 25 | Oct 9, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• R••••• E•••• · Presidentcontrolsince 08/2020 · owns less than 5%
- H•••••• B•••••• · Chief Financial Officer & Treasurercontrolsince 04/2023 · owns less than 5%
- K•••• G••••••• A•••• · Chief Legal Officer, Chief Compliance Officer And Secretarycontrolsince 01/2021 · owns less than 5%
- T••••••••• L••••••• M••• · M•••••• And Chief Executive Officercontrolsince 08/2020 · owns less than 5%
- T••••••••• L••••••• M••• · Ownercontrolsince 01/2020 · owns 75% or more of C••••••••• H•••••••• L••
- N••••••• D•••••• J• · Authorized Signatorysince 11/2023 · owns less than 5%
Entity owners
- C••••••••• H•••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•• I••••••••• F••• H••••••• L••pooled vehicle sponsorn
- A•• I••••••••• F••• M•••••• L••investment advisern
- S•• G•••• L••investment advisernRAUM $206M
Advisers that list A•• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $402,130,041 to $275,834,956 (-31.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 8.0th percentile of changes)peers: ASSET_M••••••, $100M to $500M (1,147) · 8.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 6 to 11Jan 28, 2026 to Mar 31, 2026
- Assets in custody · $104M to $38.6MJan 28, 2026 to Mar 31, 2026
- Employees · 6 to 32Jan 28, 2026 to Mar 31, 2026
- Discretionary RAUM · $402M to $276MJan 28, 2026 to Mar 31, 2026
- RAUM · $402M to $276MJan 28, 2026 to Mar 31, 2026
- Pooled vehicle clients · 1.0 to unsetMar 28, 2025 to Jan 28, 2026
- Pooled vehicle RAUM · 402130041.0 to unsetMar 28, 2025 to Jan 28, 2026
- Assets in custody · $367M to $104MFeb 10, 2025 to Mar 28, 2025
- Financial planning clients · unset to Feb 10, 2025 to Mar 28, 2025
- Discretionary RAUM · $367M to $402MFeb 10, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $367M to $402MFeb 10, 2025 to Mar 28, 2025
- RAUM · $367M to $402MFeb 10, 2025 to Mar 28, 2025
- Accounts · 2 to 1Mar 29, 2024 to Feb 10, 2025
- Advisory employees · 8 to 6Mar 29, 2024 to Feb 10, 2025
- Pooled vehicle clients · 2 to 1Mar 29, 2024 to Feb 10, 2025
- Assets in custody · $467M to $367MMar 29, 2024 to Feb 10, 2025
- Employees · 20 to 6Mar 29, 2024 to Feb 10, 2025
- Private funds · 1 to unsetMar 29, 2024 to Feb 10, 2025
- Discretionary RAUM · $467M to $367MMar 29, 2024 to Feb 10, 2025
- Pooled vehicle RAUM · $467M to $367MMar 29, 2024 to Feb 10, 2025
- RAUM · $467M to $367MMar 29, 2024 to Feb 10, 2025
- Advisory employees · 10 to 8Oct 12, 2023 to Mar 29, 2024
- Assets in custody · $533M to $467MOct 12, 2023 to Mar 29, 2024
- Other offices · 2 to 0Oct 12, 2023 to Mar 29, 2024
- Discretionary RAUM · $533M to $467MOct 12, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $533M to $467MOct 12, 2023 to Mar 29, 2024
- RAUM · $533M to $467MOct 12, 2023 to Mar 29, 2024
- Assets in custody · $496M to $533MMar 31, 2022 to Mar 30, 2023
- Employees · 25 to 20Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $496M to $533MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $496M to $533MMar 31, 2022 to Mar 30, 2023
- RAUM · $496M to $533MMar 31, 2022 to Mar 30, 2023
- Advisory employees · 8 to 10Feb 3, 2022 to Mar 31, 2022
- Assets in custody · $107M to $496MFeb 3, 2022 to Mar 31, 2022
- Employees · 15 to 25Feb 3, 2022 to Mar 31, 2022
- Discretionary RAUM · $107M to $496MFeb 3, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $107M to $496MFeb 3, 2022 to Mar 31, 2022
- RAUM · $107M to $496MFeb 3, 2022 to Mar 31, 2022
- Related adviser · false to trueFeb 3, 2022 to Mar 31, 2022
- Business name · A•• M••••••••• L•• to A•• M••••••••• L••Mar 31, 2021 to Feb 3, 2022
Signals
8 dated events
- A•• M••••••••• L•• reported RAUM $275.8M, down 31% from $402.1M (2026-01-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Gilbert Jonathan Kalikow (Head Of Real Estate) no longer on Schedule A of A•• M••••••••• L•• (listed 2023-04-26, absent 2023-10-12)Oct 12, 2023 · Control person left · inference
- Heath Brett Kaufman (Chief Financial Officer & Treasurer) no longer on Schedule A of A•• M••••••••• L•• (listed 2023-03-30, absent 2023-04-26)Apr 26, 2023 · Control person left · inference
- B•••••• H••••• (Chief Financial Officer & Treasurer) appeared on Schedule A of A•• M••••••••• L••Apr 26, 2023 · Control person joined · fact
- A•• M••••••••• L•• reported RAUM $495.7M, up 361% from $107.5M (2022-02-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Heath Brett Kaufman (Chief Financial Officer & Treasurer) appeared on Schedule A of A•• M••••••••• L••Feb 3, 2022 · Control person joined · fact
- Napoleon Thomas Geoffroy (Chief Financial Officer) no longer on Schedule A of A•• M••••••••• L•• (listed 2021-03-31, absent 2022-02-03)Feb 3, 2022 · Control person left · inference
- A•• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/advancedflowercapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-510-2390reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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