DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•• W•••••••• H••••••• L••
Gross asset value
$613,671
as of Mar 29, 2024; not a fund size
Peak GAV
$30.0M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$75,000
as reported
Adviser and related own
64%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Oct 9, 2020 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$613,671 as of Mar 29, 2024
Oct 9, 2020$3.6M then
Owners25 as of Mar 29, 2024
Oct 9, 202025 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-374270reportedthe join to the Form D offering
- Type as written
- EQUITY AND WARRANTSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- East West BankSanta Clara, California
- Flagstar BankGreenwich, Connecticut
- Valley National BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 64%reportedadviser and related persons