DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gilpin Wealth Management LLC
Latest filing Mar 16, 2026
First filing on the tape Aug 25, 2023 · 5 filings
SEC status approved since Sep 25, 2023
RAUM
$227M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$217M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.8M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$227M as of Mar 16, 2026
Feb 14, 2024$171M then
HNW client RAUM$185M as of Mar 16, 2026
Feb 14, 2024$119M then
State-registered IARs (5.B.3)4 as of Mar 16, 2026
Feb 14, 20244 then
Employees (5.A)4 as of Mar 16, 2026
Feb 14, 20244 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $422,336derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $51.8M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$185M82%
- Individuals$32.0M14%
- Corporations and businesses$4.2M1.9%
- Charitable organizations$4.0M1.8%
- Pension and profit-sharing plans$1.2M0.5%
- Individual clients
- 90reported
- HNW clients
- 79reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 538reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.8M for 71 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony Kenneth MceahernCertified Financial Planner | Golden, Co | Jan 4, 2021 | 25 y | 3 |
| John Joseph GlasmanCertified Financial Planner, Chartered Financial Analyst | Golden, Co | Sep 28, 2021 | 33 y | 2 |
| William Howard ShriverCertified Financial Planner, Chartered Financial Analyst | Parker, Co | Sep 6, 2023 | 27 y | 2 |
| Brooks Joseph RardenChartered Financial Analyst | Las Vegas, Nv | Mar 17, 2026 | 31 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brooks Joseph Rarden from Corex Portfolios, LLCMar 17, 2026 · Other
- William Howard Shriver from Shriver InvestmentsSep 6, 2023 · Other
- John Joseph Glasman from Peak Asset Management, LLCSep 28, 2021 · RIA to RIA
- Anthony Kenneth Mceahern from Cresset Asset Management, LLCJan 4, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph John Glasman · Managing Principalcontrolsince 06/2021 · owns less than 5%
- Kenneth Anthony Mceahern · Managing Principal/Ccocontrolsince 06/2021 · owns less than 5%
- Joseph John Glasman · Presidentcontrolsince 06/2021 · owns 75% or more of Gilpin Partners, Inc.
- Kenneth Anthony Mceahern · Presidentcontrolsince 06/2021 · owns 75% or more of Copper Wealth, Inc.
Entity owners
- Copper Wealth, Inc. · Ownerdirect · owns 50% to 75%
- Gilpin Partners, Inc. · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Golden, Co · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 16, 2026HNW share of RAUM moved from 65.0% to 81.0% between the annual amendments of 2025-01-29 and 2026-03-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 522 to 538Jan 29, 2025 to Mar 16, 2026
- Corporate clients · 6 to 9Jan 29, 2025 to Mar 16, 2026
- HNW clients · 68 to 79Jan 29, 2025 to Mar 16, 2026
- Individual clients · 102 to 90Jan 29, 2025 to Mar 16, 2026
- Pension plan clients · 4 to 2Jan 29, 2025 to Mar 16, 2026
- Assets in custody · $44.4M to $51.8MJan 29, 2025 to Mar 16, 2026
- Insurance-licensed employees · 1 to 0Jan 29, 2025 to Mar 16, 2026
- HQ city · DENVER to GOLDENJan 29, 2025 to Mar 16, 2026
- Discretionary RAUM · $197M to $227MJan 29, 2025 to Mar 16, 2026
- HNW RAUM · $129M to $185MJan 29, 2025 to Mar 16, 2026
- Individual RAUM · $63.2M to $32.0MJan 29, 2025 to Mar 16, 2026
- Pension RAUM · $1.1M to $1.2MJan 29, 2025 to Mar 16, 2026
- RAUM · $197M to $227MJan 29, 2025 to Mar 16, 2026
- Accounts · 461 to 522Feb 14, 2024 to Jan 29, 2025
- HNW clients · 63 to 68Feb 14, 2024 to Jan 29, 2025
- Individual clients · 82 to 102Feb 14, 2024 to Jan 29, 2025
- Pension plan clients · 3 to 4Feb 14, 2024 to Jan 29, 2025
- Assets in custody · $884,092 to $44.4MFeb 14, 2024 to Jan 29, 2025
- Financial planning clients · 1-10 to 1-10Feb 14, 2024 to Jan 29, 2025
- Discretionary RAUM · $171M to $197MFeb 14, 2024 to Jan 29, 2025
- HNW RAUM · $119M to $129MFeb 14, 2024 to Jan 29, 2025
- Individual RAUM · $48.5M to $63.2MFeb 14, 2024 to Jan 29, 2025
- Pension RAUM · $590,575 to $1.1MFeb 14, 2024 to Jan 29, 2025
- RAUM · $171M to $197MFeb 14, 2024 to Jan 29, 2025
- Accounts · 225 to 461Oct 10, 2023 to Feb 14, 2024
- Advisory employees · 2 to 4Oct 10, 2023 to Feb 14, 2024
- Charity clients · unset to 1.0Oct 10, 2023 to Feb 14, 2024
- Corporate clients · unset to 6.0Oct 10, 2023 to Feb 14, 2024
- HNW clients · 53 to 63Oct 10, 2023 to Feb 14, 2024
- Individual clients · 21 to 82Oct 10, 2023 to Feb 14, 2024
- Pension plan clients · unset to 3.0Oct 10, 2023 to Feb 14, 2024
- Assets in custody · unset to 884092.0Oct 10, 2023 to Feb 14, 2024
- Custody of client assets · false to trueOct 10, 2023 to Feb 14, 2024
- Employees · 2 to 4Oct 10, 2023 to Feb 14, 2024
- Insurance-licensed employees · 0 to 1Oct 10, 2023 to Feb 14, 2024
- Financial planning clients · 11-25 to 1-10Oct 10, 2023 to Feb 14, 2024
- State-registered IARs · 2 to 4Oct 10, 2023 to Feb 14, 2024
- Other offices · 0 to 2Oct 10, 2023 to Feb 14, 2024
- Discretionary RAUM · $100M to $171MOct 10, 2023 to Feb 14, 2024
- HNW RAUM · $85.5M to $119MOct 10, 2023 to Feb 14, 2024
Signals
1 dated events
- Gilpin Wealth Management Llc filed its initial SEC registration (Form ADV)Aug 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gilpinwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-893-2800reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- GILPINWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-893-2800reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- GILPINWEALTH.COM/contact-us.htmlreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- GILPINWEALTH.COM/meet-the-team.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026