DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Henry Bragg & Co.
Legal name Henry Bragg & Co., LLC
Latest filing Feb 2, 2026
First filing on the tape Oct 26, 2020 · 16 filings
SEC status approved since Nov 25, 2020
RAUM
$469M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
99%
$462M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$234M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$469M as of Feb 2, 2026
Mar 17, 2021$195M then
HNW client RAUM$456M as of Feb 2, 2026
Mar 17, 2021$163M then
State-registered IARs (5.B.3)1 as of Feb 2, 2026
Mar 17, 20211 then
Employees (5.A)4 as of Feb 2, 2026
Mar 17, 20211 then
Private funds: no history
RAUM +37% over the last fiscal year+27% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $234MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.7MderivedHNW RAUM over HNW clients
- Average account
- $777,207derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$456M97%
- Pension and profit-sharing plans$6.3M1.4%
- Individuals$6.3M1.3%
- Individual clients
- 13reported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 603reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henry Stanton BraggCertified Financial Planner | Houston, Tx | Nov 25, 2020 | 19 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Henry Stanton Bragg from Hill Investment GroupNov 25, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Stanton Henry Bragg · Managing Member And Chief Compliance Officercontrolsince 04/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Feb 2, 2026HNW RAUM per HNW client of $7,728,742 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.6 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
- custody status changedChange between filings · filing Feb 2, 2026custody of client assets (Item 9.A): yes on the filing of 2025-08-27, no on the filing of 2026-02-02peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Feb 2, 2026RAUM (Item 5.F) moved from $342,209,364 to $468,655,772 (+37.0%) between the annual amendments of 2025-03-05 and 2026-02-02; the peer median change was +15.0% (4551 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 530 to 603Aug 27, 2025 to Feb 2, 2026
- Advisory employees · 1 to 2Aug 27, 2025 to Feb 2, 2026
- Individual clients · 20 to 13Aug 27, 2025 to Feb 2, 2026
- Assets in custody · $329M to $89.5MAug 27, 2025 to Feb 2, 2026
- Custody of client assets · true to falseAug 27, 2025 to Feb 2, 2026
- Employees · 1 to 4Aug 27, 2025 to Feb 2, 2026
- Discretionary RAUM · $338M to $419MAug 27, 2025 to Feb 2, 2026
- HNW RAUM · $320M to $456MAug 27, 2025 to Feb 2, 2026
- Individual RAUM · $5.6M to $6.3MAug 27, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $3.9M to $49.2MAug 27, 2025 to Feb 2, 2026
- Pension RAUM · $4.8M to $6.3MAug 27, 2025 to Feb 2, 2026
- RAUM · $342M to $469MAug 27, 2025 to Feb 2, 2026
- Accounts · 505 to 530May 10, 2024 to Mar 5, 2025
- Advisory activities · 3 to 2May 10, 2024 to Mar 5, 2025
- HNW clients · 63 to 59May 10, 2024 to Mar 5, 2025
- Individual clients · 11 to 20May 10, 2024 to Mar 5, 2025
- Assets in custody · $163M to $329MMay 10, 2024 to Mar 5, 2025
- Financial planning clients · unset to May 10, 2024 to Mar 5, 2025
- Discretionary RAUM · $280M to $338MMay 10, 2024 to Mar 5, 2025
- HNW RAUM · $272M to $320MMay 10, 2024 to Mar 5, 2025
- Individual RAUM · $4.5M to $5.6MMay 10, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $5.0M to $3.9MMay 10, 2024 to Mar 5, 2025
- Pension RAUM · $4.3M to $4.8MMay 10, 2024 to Mar 5, 2025
- RAUM · $285M to $342MMay 10, 2024 to Mar 5, 2025
- Accounts · 443 to 505Apr 5, 2023 to Jan 31, 2024
- Advisory activities · 4 to 3Apr 5, 2023 to Jan 31, 2024
- HNW clients · 57 to 63Apr 5, 2023 to Jan 31, 2024
- Individual clients · 13 to 11Apr 5, 2023 to Jan 31, 2024
- Assets in custody · $146M to $163MApr 5, 2023 to Jan 31, 2024
- Discretionary RAUM · $219M to $280MApr 5, 2023 to Jan 31, 2024
- HNW RAUM · $217M to $272MApr 5, 2023 to Jan 31, 2024
- Individual RAUM · $3.8M to $4.5MApr 5, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $8.0M to $5.0MApr 5, 2023 to Jan 31, 2024
- Pension RAUM · $3.3M to $4.3MApr 5, 2023 to Jan 31, 2024
- RAUM · $227M to $285MApr 5, 2023 to Jan 31, 2024
- Accounts · 406 to 443Jun 17, 2022 to Jan 13, 2023
- HNW clients · 55 to 57Jun 17, 2022 to Jan 13, 2023
- Individual clients · 6 to 13Jun 17, 2022 to Jan 13, 2023
- Assets in custody · $142M to $146MJun 17, 2022 to Jan 13, 2023
- Discretionary RAUM · $271M to $219MJun 17, 2022 to Jan 13, 2023
Signals
2 dated events
- Henry Bragg & Co. reported RAUM $468.7M, up 37% from $342.2M (2025-08-27 to 2026-02-02)Feb 2, 2026 · RAUM change · derived
- Henry Bragg & Co. filed its initial SEC registration (Form ADV)Oct 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/henrybraggreportedpublic record, Form ADV, Sep 17, 2026
- Website
- henrybraggco.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-393-9444reportedpublic record, Form ADV, Feb 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $234Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026