DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U••• C••••• L••
Latest filing Mar 9, 2026
First filing on the tape Nov 15, 2023 · 7 filings
SEC status approved since Jan 16, 2024
RAUM
$8.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
13%
$1.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$8.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$8.3M as of Mar 9, 2026
Feb 19, 2025$6.3M then
HNW client RAUM$73,095 as of Mar 9, 2026
Feb 19, 2025$6,267 then
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Feb 19, 20250 then
Employees (5.A)1 as of Mar 9, 2026
Feb 19, 20251 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $8.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 153derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $73,095derivedHNW RAUM over HNW clients
- Average account
- $50,634derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +750%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$7.2M87%
- Individuals$981,98412%
- High-net-worth individuals$73,0950.9%
- Individual clients
- 152reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 164reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.13 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• J•••• S•••••••Chartered Financial Analyst | St. Petersburg, Fl | Oct 27, 2025 | 25 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• J•••• S••••••• from E•••••• I•••Oct 27, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• T•••••••• N•••••• · Ceo/Cco/Ciocontrolsince 10/2019 · owns 75% or more
- R•••• T•••••••• N•••••• · Membercontrolsince 04/2019 · owns 75% or more of U•••• V••••• L••
Entity owners
- U••• C•••••• I••• · Memberdirect · owns 75% or more
- U••••• H••••••• L•• · Shareholderindirect · owns 75% or more of U••• C•••••• I•••
- U•••• V••••• L•• · Memberindirect · owns F of U••••• H••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 70 to 164Oct 20, 2025 to Mar 9, 2026
- Corporate clients · 6 to 7Oct 20, 2025 to Mar 9, 2026
- Individual clients · 59 to 152Oct 20, 2025 to Mar 9, 2026
- Assets in custody · 0.0 to unsetOct 20, 2025 to Mar 9, 2026
- Financial planning clients · 0 to Oct 20, 2025 to Mar 9, 2026
- Discretionary RAUM · $6.6M to $8.3MOct 20, 2025 to Mar 9, 2026
- HNW RAUM · $19,000 to $73,095Oct 20, 2025 to Mar 9, 2026
- Individual RAUM · $435,000 to $981,984Oct 20, 2025 to Mar 9, 2026
- RAUM · $6.6M to $8.3MOct 20, 2025 to Mar 9, 2026
- Financial planning clients · 0 to 0May 30, 2025 to Oct 20, 2025
- Accounts · 26 to 70Feb 19, 2025 to May 30, 2025
- Individual clients · 17 to 59Feb 19, 2025 to May 30, 2025
- Discretionary RAUM · $6.3M to $6.6MFeb 19, 2025 to May 30, 2025
- HNW RAUM · $6,267 to $19,000Feb 19, 2025 to May 30, 2025
- Individual RAUM · $282,300 to $435,000Feb 19, 2025 to May 30, 2025
- RAUM · $6.3M to $6.6MFeb 19, 2025 to May 30, 2025
- Accounts · 13 to 26Feb 7, 2024 to Feb 19, 2025
- Advisory employees · 2 to 1Feb 7, 2024 to Feb 19, 2025
- Corporate clients · 0 to 6Feb 7, 2024 to Feb 19, 2025
- Individual clients · 12 to 17Feb 7, 2024 to Feb 19, 2025
- Employees · 3 to 1Feb 7, 2024 to Feb 19, 2025
- Discretionary RAUM · $5.2M to $6.3MFeb 7, 2024 to Feb 19, 2025
- HNW RAUM · $4.8M to $6,267Feb 7, 2024 to Feb 19, 2025
- Individual RAUM · $384,867 to $282,300Feb 7, 2024 to Feb 19, 2025
- RAUM · $5.2M to $6.3MFeb 7, 2024 to Feb 19, 2025
- Custody of client assets · true to falseNov 15, 2023 to Jan 11, 2024
Signals
2 dated events
- George Martin Prego (Cco) no longer on Schedule A of U••• C••••• L•• (listed 2024-01-11, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- U••• C••••• L•• filed its initial SEC registration (Form ADV)Nov 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- uscherry.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 3053395318reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026