DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••••••• A•••••••• L••
Latest filing May 19, 2026
First filing on the tape Sep 20, 2023 · 16 filings
SEC status approved since Nov 9, 2023
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$185M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$30.9M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$185M as of May 19, 2026
Jan 17, 2024$126M then
HNW client RAUM$25.6M as of May 19, 2026
Jan 17, 2024$28.1M then
State-registered IARs (5.B.3)6 as of May 19, 2026
Jan 17, 20246 then
Employees (5.A)12 as of May 19, 2026
Jan 17, 20249 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $30.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $457,839derivedHNW RAUM over HNW clients
- Average account
- $171,531derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$160M86%
- High-net-worth individuals$25.6M14%
- Individual clients
- 349reported
- HNW clients
- 56reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,081reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $185M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••• A•• A••••••Certified Financial Planner, Chartered Financial Consultant | Canonsburg, Pa | Feb 2, 2021 | 29 y | 6 |
| M•••••• T••••• D••••••Certified Financial Planner | Canonsburg, Pa | May 19, 2021 | 15 y | 0 |
| N••••••• M•••••• U•• | Canonsburg, Pa | Sep 13, 2022 | 14 y | 0 |
| A•••• M••••••• H•••• | Canonsburg, Pa | Apr 12, 2023 | 10 y | 0 |
| A••• S•••••• N•••• | Canonsburg, Pa | Jul 22, 2025 | 11 y | 0 |
| J•••• D••••• D•••••••Certified Financial Planner | Canonsburg, Pa | Aug 14, 2025 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••• A••••• H•••• to R••••••••• F•••••••• G••••• L••Jun 18, 2025 · RIA to RIA
Joined, latest
- J•••• D••••• D••••••• from A•••••••• F•••••••• G••••Aug 14, 2025 · RIA to RIA
- B••• A•• A•••••• from A• W••••• M••••••••• L••Feb 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- S•••• A••••• H•••• from A• W••••• M••••••••• L••Feb 1, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A• W••••• M••••••••• L••Sep 24, 2021 · Pittsburgh, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• B•••• A•• · Managing Member & Chief Compliance Officercontrolsince 05/2010 · owns 75% or more
- H••••• S••••• A••••• · Investment Adviser Representativecontrolsince 12/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canonsburg, Pa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA1 employees
- Sewickley, PA1 employees
What changed
consecutive filings, newest first
- Employees · 13 to 12Feb 19, 2026 to Apr 20, 2026
- Accounts · 1,031 to 1,081Oct 15, 2025 to Feb 19, 2026
- HNW clients · 32 to 56Oct 15, 2025 to Feb 19, 2026
- Individual clients · 335 to 349Oct 15, 2025 to Feb 19, 2026
- Discretionary RAUM · $159M to $185MOct 15, 2025 to Feb 19, 2026
- HNW RAUM · $13.9M to $25.6MOct 15, 2025 to Feb 19, 2026
- Individual RAUM · $145M to $160MOct 15, 2025 to Feb 19, 2026
- RAUM · $159M to $185MOct 15, 2025 to Feb 19, 2026
- Wrap assets (manager) · $159M to $185MOct 15, 2025 to Feb 19, 2026
- Advisory employees · 5 to 6Jun 20, 2025 to Aug 19, 2025
- Employees · 12 to 13Jun 20, 2025 to Aug 19, 2025
- State-registered IARs · 5 to 6Jun 20, 2025 to Aug 19, 2025
- Custody of client assets · true to falseJan 31, 2025 to Jun 20, 2025
- Employees · 11 to 12Jan 31, 2025 to Jun 20, 2025
- Financial planning clients · 251-500 to 251-500Jan 31, 2025 to Jun 20, 2025
- Accounts · 907 to 1,031Jul 10, 2024 to Jan 31, 2025
- HNW clients · 20 to 32Jul 10, 2024 to Jan 31, 2025
- Individual clients · 307 to 335Jul 10, 2024 to Jan 31, 2025
- Assets in custody · $380,000 to $0Jul 10, 2024 to Jan 31, 2025
- Discretionary RAUM · $126M to $159MJul 10, 2024 to Jan 31, 2025
- HNW RAUM · $28.1M to $13.9MJul 10, 2024 to Jan 31, 2025
- Individual RAUM · $97.5M to $145MJul 10, 2024 to Jan 31, 2025
- RAUM · $126M to $159MJul 10, 2024 to Jan 31, 2025
- Wrap assets (manager) · $126M to $159MJul 10, 2024 to Jan 31, 2025
- Advisory employees · 6 to 5Mar 15, 2024 to Jul 10, 2024
- Employees · 12 to 11Mar 15, 2024 to Jul 10, 2024
- State-registered IARs · 6 to 5Mar 15, 2024 to Jul 10, 2024
- Employees · 9 to 12Jan 17, 2024 to Mar 15, 2024
- Accounts · 793 to 907Dec 4, 2023 to Jan 17, 2024
- HNW clients · 21 to 20Dec 4, 2023 to Jan 17, 2024
- Individual clients · 283 to 307Dec 4, 2023 to Jan 17, 2024
- Assets in custody · unset to 380000.0Dec 4, 2023 to Jan 17, 2024
- Custody of client assets · false to trueDec 4, 2023 to Jan 17, 2024
- Discretionary RAUM · $113M to $126MDec 4, 2023 to Jan 17, 2024
- HNW RAUM · $28.3M to $28.1MDec 4, 2023 to Jan 17, 2024
- Individual RAUM · $84.6M to $97.5MDec 4, 2023 to Jan 17, 2024
- RAUM · $113M to $126MDec 4, 2023 to Jan 17, 2024
- Wrap assets (manager) · $113M to $126MDec 4, 2023 to Jan 17, 2024
Signals
2 dated events
- S•••• A••••• H•••• left N••••••• A•••••••• L•• for R••••••••• F•••••••• G••••• L•• (registered 2025-06-26)Jun 18, 2025 · Advisor changed firm · fact
- N••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/networth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- networthadvisorsllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 724-746-3585reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026