DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••••• P•••••• W•••••• L••

Independent wealth managerAuburn Hills, MichiganCRD 311638SEC 801-119965websiteIAPD
Latest filing Feb 11, 2026
First filing on the tape Nov 12, 2020 · 10 filings
SEC status approved since Dec 9, 2020
RAUM
$313M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
84%
$262M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$313M as of Feb 11, 2026
Feb 4, 2021$151M then
HNW client RAUM$231M as of Feb 11, 2026
Feb 4, 2021$110M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Feb 4, 20212 then
Employees (5.A)4 as of Feb 11, 2026
Feb 4, 20214 then
Private funds: no history
RAUM +27% over the last fiscal year+22% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$157MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
78derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.6%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program
$262MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$231M74%
  • Pension and profit-sharing plans$51.0M16%
  • Individuals$31.6M10%
Individual clients
82reported
HNW clients
73reported
Pension plan clients
10reported
Charitable clients
n/areported
Accounts
165reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
L•••• J• M•••••Certified Financial PlannerAuburn Hills, MiDec 9, 202030 y2
B•••••• C•••••Certified Financial PlannerAuburn Hills, MiFeb 2, 202110 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M•••••• L••••• J• · Managing Partner And Chief Compliance Officercontrol
      since 08/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Auburn Hills, Mi · principal200
    Offices
    Schedule D 1.F, the 25 largest
    • Plymouth, MI2 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • account count collapseChange between filings · filing Feb 11, 2026
      accounts (Item 5.F.2.f) moved from 554.0 to 165.0 (-70.0%) between the annual amendments of 2025-01-14 and 2026-02-11; the peer median change was +5.0% (3687 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,687) · 0.9% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 554 to 165
      Jan 14, 2025 to Feb 11, 2026
    • HNW clients · 68 to 73
      Jan 14, 2025 to Feb 11, 2026
    • Individual clients · 76 to 82
      Jan 14, 2025 to Feb 11, 2026
    • Pension plan clients · 9 to 10
      Jan 14, 2025 to Feb 11, 2026
    • Discretionary RAUM · $216M to $262M
      Jan 14, 2025 to Feb 11, 2026
    • HNW RAUM · $187M to $231M
      Jan 14, 2025 to Feb 11, 2026
    • Individual RAUM · $29.0M to $31.6M
      Jan 14, 2025 to Feb 11, 2026
    • Non-discretionary RAUM · $30.8M to $51.0M
      Jan 14, 2025 to Feb 11, 2026
    • Pension RAUM · $30.7M to $51.0M
      Jan 14, 2025 to Feb 11, 2026
    • RAUM · $246M to $313M
      Jan 14, 2025 to Feb 11, 2026
    • Accounts · 155 to 554
      Jan 16, 2024 to Jan 14, 2025
    • Individual clients · 79 to 76
      Jan 16, 2024 to Jan 14, 2025
    • Pension plan clients · 8 to 9
      Jan 16, 2024 to Jan 14, 2025
    • Financial planning clients · 101-250 to 101-250
      Jan 16, 2024 to Jan 14, 2025
    • Discretionary RAUM · $177M to $216M
      Jan 16, 2024 to Jan 14, 2025
    • HNW RAUM · $145M to $187M
      Jan 16, 2024 to Jan 14, 2025
    • Individual RAUM · $32.1M to $29.0M
      Jan 16, 2024 to Jan 14, 2025
    • Non-discretionary RAUM · $25.7M to $30.8M
      Jan 16, 2024 to Jan 14, 2025
    • Pension RAUM · $25.7M to $30.7M
      Jan 16, 2024 to Jan 14, 2025
    • RAUM · $203M to $246M
      Jan 16, 2024 to Jan 14, 2025
    • Accounts · 149 to 155
      Feb 8, 2023 to Jan 16, 2024
    • HNW clients · 62 to 68
      Feb 8, 2023 to Jan 16, 2024
    • Individual clients · 78 to 79
      Feb 8, 2023 to Jan 16, 2024
    • Pension plan clients · 9 to 8
      Feb 8, 2023 to Jan 16, 2024
    • Discretionary RAUM · $152M to $177M
      Feb 8, 2023 to Jan 16, 2024
    • HNW RAUM · $122M to $145M
      Feb 8, 2023 to Jan 16, 2024
    • Individual RAUM · $30.2M to $32.1M
      Feb 8, 2023 to Jan 16, 2024
    • Non-discretionary RAUM · $21.0M to $25.7M
      Feb 8, 2023 to Jan 16, 2024
    • Pension RAUM · $21.0M to $25.7M
      Feb 8, 2023 to Jan 16, 2024
    • RAUM · $173M to $203M
      Feb 8, 2023 to Jan 16, 2024
    • Accounts · 120 to 149
      May 6, 2022 to Jan 31, 2023
    • HNW clients · 50 to 62
      May 6, 2022 to Jan 31, 2023
    • Individual clients · 66 to 78
      May 6, 2022 to Jan 31, 2023
    • Pension plan clients · 4 to 9
      May 6, 2022 to Jan 31, 2023
    • Discretionary RAUM · $160M to $152M
      May 6, 2022 to Jan 31, 2023
    • HNW RAUM · $130M to $122M
      May 6, 2022 to Jan 31, 2023
    • Individual RAUM · $30.0M to $30.2M
      May 6, 2022 to Jan 31, 2023
    • Non-discretionary RAUM · $25.0M to $21.0M
      May 6, 2022 to Jan 31, 2023
    • Pension RAUM · $25.0M to $21.0M
      May 6, 2022 to Jan 31, 2023
    • RAUM · $185M to $173M
      May 6, 2022 to Jan 31, 2023
    Signals
    1 dated events
    • M••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)
      Nov 12, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    248-499-8721reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    248-499-8704reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    248-598-6770reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/melone-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
    Website
    meloneprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    877-293-5830reportedpublic record, Form ADV, Feb 11, 2026
    Contact form
    meloneprivatewealth.com/contact-an-advisorreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $157Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026