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Former SEC-registered adviser

B•••• M••••• • C•• L••

Former SEC-registered adviserAuburn Hills, MichiganCRD 288233SEC 801-110640IAPD
Latest filing Sep 23, 2020
First filing on the tape May 15, 2017 · 11 filings
RAUM
$225M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
89%
$200M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$225M as of Feb 27, 2020
Feb 16, 2018$176M then
HNW client RAUM$120M as of Feb 27, 2020
Feb 16, 2018$123M then
State-registered IARs (5.B.3)2 as of Feb 27, 2020
Feb 16, 20182 then
Employees (5.A)7 as of Feb 27, 2020
Feb 16, 20185 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 2 to 2offices 1 to 2
Practice profile
derived from the filing of Sep 23, 2020; every figure names its basis
RAUM per advisor
$113MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
94derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-13%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program
$197MreportedItem 5.I
Custody
$14.0M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$120M53%
  • Individuals$80.0M36%
  • Pension and profit-sharing plans$25.0M11%
Individual clients
110reported
HNW clients
77reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
193reported
Financial planning clients
101-250reported
Wrap fee programs
$5.0M sponsored, $0 managedreported
Custody of client assets
$14.0M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••• J•••••• G•••••• · Managing Membercontrol
      since 05/2017 · owns 50% to 75%
    • M•••••• L••••• J• · Managing Member And Chief Compliance Officercontrol
      since 05/2017 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Franklin, TN1 employees
    • Troy, MI1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 649 to 193
      Nov 8, 2019 to Feb 27, 2020
    • HNW clients · 67 to 77
      Nov 8, 2019 to Feb 27, 2020
    • Individual clients · 149 to 110
      Nov 8, 2019 to Feb 27, 2020
    • Assets in custody · $12.7M to $14.0M
      Nov 8, 2019 to Feb 27, 2020
    • Employees · 4 to 7
      Nov 8, 2019 to Feb 27, 2020
    • Discretionary RAUM · $155M to $205M
      Nov 8, 2019 to Feb 27, 2020
    • HNW RAUM · $119M to $120M
      Nov 8, 2019 to Feb 27, 2020
    • Individual RAUM · $35.6M to $80.0M
      Nov 8, 2019 to Feb 27, 2020
    • Non-discretionary RAUM · $19.1M to $20.0M
      Nov 8, 2019 to Feb 27, 2020
    • Pension RAUM · $19.1M to $25.0M
      Nov 8, 2019 to Feb 27, 2020
    • RAUM · $174M to $225M
      Nov 8, 2019 to Feb 27, 2020
    • Wrap assets (sponsor) · $0 to $5.0M
      Nov 8, 2019 to Feb 27, 2020
    • Other offices · 1 to 2
      Mar 8, 2019 to Sep 16, 2019
    • Accounts · 660 to 649
      Feb 16, 2018 to Feb 15, 2019
    • Advisory activities · 2 to 3
      Feb 16, 2018 to Feb 15, 2019
    • HNW clients · 62 to 67
      Feb 16, 2018 to Feb 15, 2019
    • Individual clients · 132 to 149
      Feb 16, 2018 to Feb 15, 2019
    • Pension plan clients · 8 to 6
      Feb 16, 2018 to Feb 15, 2019
    • Assets in custody · $14.0M to $12.7M
      Feb 16, 2018 to Feb 15, 2019
    • Employees · 5 to 4
      Feb 16, 2018 to Feb 15, 2019
    • Financial planning clients · 1-10 to 101-250
      Feb 16, 2018 to Feb 15, 2019
    • Discretionary RAUM · $148M to $155M
      Feb 16, 2018 to Feb 15, 2019
    • HNW RAUM · $123M to $119M
      Feb 16, 2018 to Feb 15, 2019
    • Individual RAUM · $33.4M to $35.6M
      Feb 16, 2018 to Feb 15, 2019
    • Non-discretionary RAUM · $27.6M to $19.1M
      Feb 16, 2018 to Feb 15, 2019
    • Pension RAUM · $20.0M to $19.1M
      Feb 16, 2018 to Feb 15, 2019
    • RAUM · $176M to $174M
      Feb 16, 2018 to Feb 15, 2019
    • Accounts · 779 to 660
      Sep 8, 2017 to Feb 16, 2018
    • HNW clients · unset to 62.0
      Sep 8, 2017 to Feb 16, 2018
    • Individual clients · unset to 132.0
      Sep 8, 2017 to Feb 16, 2018
    • Pension plan clients · unset to 8.0
      Sep 8, 2017 to Feb 16, 2018
    • Assets in custody · unset to 14000000.0
      Sep 8, 2017 to Feb 16, 2018
    • Custody of client assets · false to true
      Sep 8, 2017 to Feb 16, 2018
    • Employees · 3 to 5
      Sep 8, 2017 to Feb 16, 2018
    • Financial planning clients · 0 to 1-10
      Sep 8, 2017 to Feb 16, 2018
    • Other offices · unset to 1.0
      Sep 8, 2017 to Feb 16, 2018
    • Discretionary RAUM · $153M to $148M
      Sep 8, 2017 to Feb 16, 2018
    • HNW RAUM · unset to 122544503.0
      Sep 8, 2017 to Feb 16, 2018
    • Individual RAUM · unset to 33426905.0
      Sep 8, 2017 to Feb 16, 2018
    • Non-discretionary RAUM · $0 to $27.6M
      Sep 8, 2017 to Feb 16, 2018
    Signals
    1 dated events
    • B•••• M••••• • C•• L•• filed its initial SEC registration (Form ADV)
      May 15, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026