DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••• W••••• P•••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Nov 2, 2020 · 13 filings
SEC status approved since Mar 8, 2024
RAUM
$153M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$153M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$153M as of Mar 3, 2026
Mar 26, 2021$1.4M then
HNW client RAUM$141M as of Mar 3, 2026
Mar 26, 2021$980,425 then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Mar 26, 20211 then
Employees (5.A)2 as of Mar 3, 2026
Mar 26, 20211 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $76.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $730,726derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $153MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$141M92%
- Individuals$12.5M8.1%
- Individual clients
- 66reported
- HNW clients
- 63reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 210reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• J••••• R•••••••Certified Financial Planner | Phoenix, Az | Feb 4, 2021 | 21 y | 4 |
| M•••••• J•••• C••••••Certified Financial Planner | Folsom, Ca | Dec 11, 2023 | 21 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J•••• C•••••• from A••••••• F••••••••• L•••Dec 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- B•••• J••••• R••••••• from A••••• A•• P••••••• S•••••••Feb 4, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• B••••• J••••• · Chief Compliance Officer And Managing Membercontrolsince 11/2020 · owns 75% or more
Related persons
Schedule D 7.A
- W••• T•• P•••••••• L••insurancey
Offices
Schedule D 1.F, the 25 largest
- Folsom, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 193 to 210Feb 12, 2025 to Mar 3, 2026
- HNW clients · 51 to 63Feb 12, 2025 to Mar 3, 2026
- Individual clients · 34 to 66Feb 12, 2025 to Mar 3, 2026
- Discretionary RAUM · $126M to $153MFeb 12, 2025 to Mar 3, 2026
- HNW RAUM · $114M to $141MFeb 12, 2025 to Mar 3, 2026
- Individual RAUM · $12.7M to $12.5MFeb 12, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $989,856 to $0Feb 12, 2025 to Mar 3, 2026
- RAUM · $127M to $153MFeb 12, 2025 to Mar 3, 2026
- Accounts · 146 to 193May 13, 2024 to Feb 12, 2025
- HNW clients · 30 to 51May 13, 2024 to Feb 12, 2025
- Individual clients · 41 to 34May 13, 2024 to Feb 12, 2025
- Financial planning clients · 26-50 to 0May 13, 2024 to Feb 12, 2025
- Discretionary RAUM · $101M to $126MMay 13, 2024 to Feb 12, 2025
- HNW RAUM · $85.0M to $114MMay 13, 2024 to Feb 12, 2025
- Individual RAUM · $15.9M to $12.7MMay 13, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $0 to $989,856May 13, 2024 to Feb 12, 2025
- RAUM · $101M to $127MMay 13, 2024 to Feb 12, 2025
- HQ city · unset to PHOENIXFeb 8, 2024 to Feb 15, 2024
- HQ state · unset to AZFeb 8, 2024 to Feb 15, 2024
- Accounts · 2 to 146May 7, 2021 to Feb 8, 2024
- Advisory employees · 1 to 2May 7, 2021 to Feb 8, 2024
- Charity clients · unset to 0.0May 7, 2021 to Feb 8, 2024
- Corporate clients · unset to 0.0May 7, 2021 to Feb 8, 2024
- HNW clients · unset to 30.0May 7, 2021 to Feb 8, 2024
- Individual clients · unset to 41.0May 7, 2021 to Feb 8, 2024
- Pension plan clients · unset to 0.0May 7, 2021 to Feb 8, 2024
- Pooled vehicle clients · unset to 0.0May 7, 2021 to Feb 8, 2024
- Employees · 1 to 2May 7, 2021 to Feb 8, 2024
- Financial planning clients · 0 to 26-50May 7, 2021 to Feb 8, 2024
- State-registered IARs · 1 to 2May 7, 2021 to Feb 8, 2024
- Other offices · 0 to 1May 7, 2021 to Feb 8, 2024
- Discretionary RAUM · $1.4M to $101MMay 7, 2021 to Feb 8, 2024
- HNW RAUM · $980,425 to $85.0MMay 7, 2021 to Feb 8, 2024
- Individual RAUM · $388,921 to $15.9MMay 7, 2021 to Feb 8, 2024
- Pension RAUM · unset to 0.0May 7, 2021 to Feb 8, 2024
- Pooled vehicle RAUM · unset to 0.0May 7, 2021 to Feb 8, 2024
- RAUM · $1.4M to $101MMay 7, 2021 to Feb 8, 2024
- Related insurance company · false to trueMay 7, 2021 to Feb 8, 2024
- Advisory activities · 2 to 3Mar 26, 2021 to May 4, 2021
- Accounts · 0 to 2Jan 15, 2021 to Mar 26, 2021
Signals
1 dated events
- W••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-866-0200reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 480-239-6914reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-262-0280reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wisewealthpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- wisewealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 480-866-0200reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- wisewealthpartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026