DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Frontline Healthcare Partners

Asset manager (funds and pooled vehicles)Charleston, South CarolinaCRD 311770SEC 801-134026websiteIAPD
Legal name Frontline Healthcare Partners, LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 27, 2025 · 2 filings
SEC status approved since Jul 29, 2025
RAUM
$168M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$168M as of Mar 30, 2026
Jun 27, 2025$161M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jun 27, 20250 then
Employees (5.A)10 as of Mar 30, 2026
Jun 27, 202510 then
Private funds3 as of Mar 30, 2026
Jun 27, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$56.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$168M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$168M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$168M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Frontline Healthcare Partners Qp, L.P.Private Equity Fund$53.1M24Dec 22, 2020
      Frontline Healthcare Partners, L.P.Private Equity Fund$27.4M6Dec 22, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • Joseph Charles French · Partner And Chief Compliance Officercontrol
        since 09/2020 · owns less than 5%
      • Allen Gordon Maner · Partnercontrol
        since 09/2020 · owns less than 5%
      • Michael Dennis Smith · Partnercontrol
        since 09/2020 · owns less than 5%
      • Robert Derek Spence · Partnercontrol
        since 09/2020 · owns less than 5%
      Entity owners
      • Frontline Healthcare Holdings, · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list Frontline Healthcare Partners as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Jun 27, 2025 to Mar 30, 2026
      • Assets in custody · $161M to $168M
        Jun 27, 2025 to Mar 30, 2026
      • Discretionary RAUM · $161M to $168M
        Jun 27, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $161M to $168M
        Jun 27, 2025 to Mar 30, 2026
      • RAUM · $161M to $168M
        Jun 27, 2025 to Mar 30, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/frontline-healthcare-partnersreportedpublic record, Form ADV, Sep 17, 2026
      Website
      frontlinehcp.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      854-500-9780reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026