DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wagn Advisory Services, LLC

Former SEC-registered adviserMission, KansasCRD 311915SEC 801-120370IAPD
Latest filing Jan 27, 2025
First filing on the tape Jan 22, 2021 · 6 filings
SEC status approved since Feb 19, 2021
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 27, 2025
Jan 28, 20220 then
Employees (5.A)2 as of Jan 27, 2025
Jan 28, 20222 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 27, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • William Jay Hummel · Chief Compliance Officercontrol
        since 01/2021 · owns less than 5%
      • Graham John Phoenix · Presidentcontrol
        since 01/2021 · owns less than 5%
      • William Jay Hummel · Managing Membercontrol
        since 05/2019 · owns 50% to 75% of Jhmce, LLC
      • Graham John Phoenix · Managing Membercontrol
        since 02/2007 · owns 75% or more of Mccall Eve, LLC
      Entity owners
      • Wealth Advisor Growth Network, LLC · Managing Member
        direct · owns 75% or more
      • Jhmce, LLC · Managing Member
        indirect · owns 50% to 75% of Wealth Advisor Growth Network, LLC
      • Mccall Eve, LLC · Managing Member
        indirect · owns 50% to 75% of Jhmce, LLC
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list Wagn Advisory Services, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Aug 19, 2024 to Jan 27, 2025
      • HQ city · DENVER to MISSION
        Aug 19, 2024 to Jan 27, 2025
      • HQ state · CO to KS
        Aug 19, 2024 to Jan 27, 2025
      • Discretionary RAUM · unset to 0.0
        Aug 19, 2024 to Jan 27, 2025
      • Non-discretionary RAUM · unset to 0.0
        Aug 19, 2024 to Jan 27, 2025
      • RAUM · unset to 0.0
        Aug 19, 2024 to Jan 27, 2025
      • Business name · WEALTH ADVISOR GROWTH NETWORK, LLC to WAGN ADVISORY SERVICES, LLC
        Jan 22, 2021 to Jan 28, 2022
      • Legal name · WEALTH ADVISOR GROWTH NETWORK, LLC to WAGN ADVISORY SERVICES, LLC
        Jan 22, 2021 to Jan 28, 2022
      Signals
      2 dated events
      • Wagn Advisory Services, Llc no longer on the SEC adviser roster (last listed 2025-05-02)
        Jun 2, 2025 · Left the SEC roster · derived
      • Wealth Advisor Growth Network, Llc filed its initial SEC registration (Form ADV)
        Jan 22, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026