DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Uniting Wealth Partners

Independent wealth managerDenver, ColoradoCRD 332317SEC 801-131215websiteIAPD
Legal name Uniting Wealth Partners LLC
Latest filing Aug 26, 2026
First filing on the tape Aug 29, 2024 · 14 filings
SEC status approved since Sep 27, 2024
RAUM
$935M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$795M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$58.4M
derived; firm RAUM over IAPD count
Employees
23
11 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$935M as of Aug 26, 2026
Jan 30, 2025$545M then
HNW client RAUM$788M as of Aug 26, 2026
Jan 30, 2025$257M then
State-registered IARs (5.B.3)11 as of Aug 26, 2026
Jan 30, 20257 then
Employees (5.A)23 as of Aug 26, 2026
Jan 30, 202511 then
Private funds: no history
RAUM +72% over the last fiscal yearIARs 7 to 11offices 4 to 5
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
RAUM per advisor
$58.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.2MderivedHNW RAUM over HNW clients
Average account
$399,927derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
2.7derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+72%derivedbetween the last two annual amendments
Advisor growth, one year
+57%derivedItem 5.B.3 between annual amendments
Client growth, one year
+61%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$55.9M, 45 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$788M84%
  • Corporations and businesses$140M15%
  • Individuals$6.9M0.7%
  • Charitable organizations$4,0920.0%
Individual clients
179reported
HNW clients
651reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,337reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$55.9M for 45 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.85 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Karen Kathleen McintyreChartered Financial ConsultantOdessa, Tx Oct 28, 202443 y2
Stephen Robinson HurtDenver, Co Oct 28, 202442 y2
Randall Wayne RoebuckCertified Financial PlannerBella Vista, Ar Oct 28, 202440 y2
Scott Henry ShepherdRogers, Ar Oct 28, 202433 y3
Aaron Joseph JurgensmeyerRogers, Ar Oct 28, 202425 y4
Kristy Sue HarrellRogers, Ar Jan 6, 202532 y3
Rick Marlon HadravaOklahoma City, Ok Mar 31, 202531 y6
Richard A DoughertyCertified Financial PlannerDenver, Co Jun 25, 202518 y2
Alecia Beth Fisher DoughertyRochester, Ny Jun 25, 202518 y4
John Josef KazanjianOklahoma City, Ok Oct 14, 202531 y5
Randy Scott KoontzDenver, Co Jan 1, 202637 y3
Bradley John BlankenshipDenver, Co Jan 30, 202622 y2
Kip Conroy NicholsDenver, Co Feb 9, 202610 y0
Amanda Catherine McintoshDenver, Co Jun 12, 202614 y0
Ben Ross MclintockCertified Financial PlannerDenver, Co Sep 2, 202612 y1
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Sue Kristy Harrell · Chief Compliance Officercontrol
        since 10/2024 · owns less than 5%
      • William Jay Hummel · Managing Partnercontrol
        since 08/2024 · owns less than 5%
      • Graham John Phoenix · Managing Partnercontrol
        since 08/2024 · owns less than 5%
      • Boat Jill Rakowski · Chief Compliance Officercontrol
        since 03/2026 · owns less than 5%
      • Henry Scott Shepherd · Managing Partnercontrol
        since 08/2024 · owns less than 5%
      • William Jay Hummel · Ownercontrol
        since 05/2019 · owns 50% to 75% of Jhmce, LLC
      • Graham John Phoenix · Ownercontrol
        since 05/2019 · owns 50% to 75% of Jhmce, LLC
      Entity owners
      • Echelon Wealth Advisors, LLC · Owner
        direct · owns 25% to 50%
      • Pwm Partnerco, LLC · Owner
        direct · owns 25% to 50%
      • Wagn Investment Partners, LLC · Owner
        direct · owns 25% to 50%
      • Wealth Advisor Growth Network · Owner
        direct · owns 75% or more
      • Jhmce, LLC · Owner
        indirect · owns 75% or more of Wealth Advisor Growth Network
      Related persons
      Schedule D 7.A
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Denver, Co · principal1670
      Rogers, Ar630
      Oklahoma City, Ok320
      Rochester, Ny310
      Odessa, Tx200
      Offices
      Schedule D 1.F, the 25 largest
      • Odessa, TX3 employees
      • Bella Vista, AR2 employees
      • , 1 employees
      • Rogers, AR
      ADV anomalies
      8 against comparable advisers; where to look, not conclusions
      • control person changedChange between filings · filing Aug 26, 2026
        HARRELL, KRISTY, SUE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-11-22 and 2026-08-26
        peers: independent wealth managers, $500M to $1B (1,483)
      • control person changedChange between filings · filing Aug 26, 2026
        RAKOWSKI, JILL, BOAT (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-11-22 and 2026-08-26
        peers: independent wealth managers, $500M to $1B (1,483)
      • advisor count surgeChange between filings · filing Mar 25, 2026
        advisory representatives (Item 5.B.3) moved from 7.0 to 11.0 (+57.0%) between the annual amendments of 2025-04-10 and 2026-03-25; the peer median change was 0.0% (795 comparable advisers, 98.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (795) · 98% percentile
      • client count surgeChange between filings · filing Mar 25, 2026
        individual and HNW clients (Item 5.D) moved from 516.0 to 830.0 (+61.0%) between the annual amendments of 2025-04-10 and 2026-03-25; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (1,216) · 97% percentile
      • employee count surgeChange between filings · filing Mar 25, 2026
        employees (Item 5.A) moved from 11.0 to 23.0 (+109.0%) between the annual amendments of 2025-04-10 and 2026-03-25; the peer median change was 0.0% (596 comparable advisers, 99.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (596) · 99% percentile
      • HNW share shiftChange between filings · filing Mar 25, 2026
        HNW share of RAUM moved from 47.0% to 84.0% between the annual amendments of 2025-04-10 and 2026-03-25
        peers: independent wealth managers, $500M to $1B (1,483)
      • RAUM up 50 %Change between filings · filing Mar 25, 2026
        RAUM (Item 5.F) moved from $544,715,574 to $934,628,831 (+72.0%) between the annual amendments of 2025-04-10 and 2026-03-25; the peer median change was +16.0% (1386 comparable advisers, 96.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (1,386) · 96% percentile
      • account count surgeChange between filings · filing Mar 25, 2026
        accounts (Item 5.F.2.f) moved from 1,334.0 to 2,337.0 (+75.0%) between the annual amendments of 2025-04-10 and 2026-03-25; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Related adviser · true to false
        Jul 7, 2026 to Aug 26, 2026
      • Accounts · 1,334 to 2,337
        Nov 4, 2025 to Mar 25, 2026
      • Advisory employees · 7 to 11
        Nov 4, 2025 to Mar 25, 2026
      • Corporate clients · 11 to 24
        Nov 4, 2025 to Mar 25, 2026
      • HNW clients · 45 to 651
        Nov 4, 2025 to Mar 25, 2026
      • Individual clients · 471 to 179
        Nov 4, 2025 to Mar 25, 2026
      • Assets in custody · unset to 55858726.0
        Nov 4, 2025 to Mar 25, 2026
      • Custody of client assets · false to true
        Nov 4, 2025 to Mar 25, 2026
      • Employees · 11 to 23
        Nov 4, 2025 to Mar 25, 2026
      • Financial planning clients · 0 to 1-10
        Nov 4, 2025 to Mar 25, 2026
      • State-registered IARs · 7 to 11
        Nov 4, 2025 to Mar 25, 2026
      • Other offices · 6 to 5
        Nov 4, 2025 to Mar 25, 2026
      • Discretionary RAUM · $493M to $929M
        Nov 4, 2025 to Mar 25, 2026
      • HNW RAUM · $257M to $788M
        Nov 4, 2025 to Mar 25, 2026
      • Individual RAUM · $196M to $6.9M
        Nov 4, 2025 to Mar 25, 2026
      • Non-discretionary RAUM · $51.9M to $5.9M
        Nov 4, 2025 to Mar 25, 2026
      • Pension RAUM · 1008374.0 to unset
        Nov 4, 2025 to Mar 25, 2026
      • RAUM · $545M to $935M
        Nov 4, 2025 to Mar 25, 2026
      • Financial planning clients · 0 to 0
        Aug 20, 2025 to Nov 4, 2025
      • HQ city · MISSION to DENVER
        May 29, 2025 to Aug 20, 2025
      • HQ state · KS to CO
        May 29, 2025 to Aug 20, 2025
      • Other offices · 5 to 6
        May 29, 2025 to Aug 20, 2025
      • Other offices · 4 to 5
        Apr 10, 2025 to May 29, 2025
      • Accounts · 0 to 1,334
        Nov 22, 2024 to Jan 30, 2025
      • Corporate clients · unset to 11.0
        Nov 22, 2024 to Jan 30, 2025
      • HNW clients · unset to 45.0
        Nov 22, 2024 to Jan 30, 2025
      • Individual clients · unset to 471.0
        Nov 22, 2024 to Jan 30, 2025
      • Insurance-licensed employees · 1 to 0
        Nov 22, 2024 to Jan 30, 2025
      • Legal name · UNITING WEALTH PARTNERS to UNITING WEALTH PARTNERS LLC
        Nov 22, 2024 to Jan 30, 2025
      • Discretionary RAUM · $0 to $493M
        Nov 22, 2024 to Jan 30, 2025
      • HNW RAUM · unset to 256993495.0
        Nov 22, 2024 to Jan 30, 2025
      • Individual RAUM · unset to 196103701.0
        Nov 22, 2024 to Jan 30, 2025
      • Non-discretionary RAUM · $0 to $51.9M
        Nov 22, 2024 to Jan 30, 2025
      • Pension RAUM · unset to 1008374.0
        Nov 22, 2024 to Jan 30, 2025
      • RAUM · $0 to $545M
        Nov 22, 2024 to Jan 30, 2025
      • Accounts · unset to 0.0
        Oct 28, 2024 to Nov 22, 2024
      • Advisory employees · 0 to 7
        Oct 28, 2024 to Nov 22, 2024
      • Advisory activities · 1 to 3
        Oct 28, 2024 to Nov 22, 2024
      • Employees · 2 to 11
        Oct 28, 2024 to Nov 22, 2024
      • Insurance-licensed employees · 0 to 1
        Oct 28, 2024 to Nov 22, 2024
      Signals
      6 dated events
      • Uniting Wealth Partners reported RAUM $934.6M, up 72% from $544.7M (2025-11-04 to 2026-03-25)
        Mar 25, 2026 · RAUM change · derived
      • 2 advisors left Naviter Wealth, LLC (Rochester, NY) for Uniting Wealth Partners on the same day
        Jun 30, 2025 · Team lift-out · derived
      • Sue Kristy Harrell (Chief Compliance Officer) appeared on Schedule A of Uniting Wealth Partners
        Nov 22, 2024 · Control person joined · fact
      • 5 advisors left Raymond James Financial Services Advisors, Inc (Rogers, AR) for Uniting Wealth Partners within 6 days
        Oct 9, 2024 · Team lift-out · derived
      • 2 advisors left Raymond James Financial Services Advisors, Inc (Odessa, TX) for Uniting Wealth Partners within 6 days
        Oct 9, 2024 · Team lift-out · derived
      • Uniting Wealth Partners filed its initial SEC registration (Form ADV)
        Aug 29, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/uniting-wealth-partnersreportedpublic record, Form ADV, Sep 17, 2026
      Website
      unitingwealthpartners.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      720-706-7180reportedpublic record, Form ADV, Aug 26, 2026
      Contact form
      unitingwealthpartners.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $58.4Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026