DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A••••• G••••• P••••••• L••
Latest filing Jun 4, 2026
First filing on the tape Dec 9, 2020 · 18 filings
SEC status approved since Jan 8, 2021
RAUM
$1.2B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$1.1B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$396M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.2B as of Jun 4, 2026
Feb 7, 2022$896M then
HNW client RAUM$953M as of Jun 4, 2026
Feb 7, 2022$668M then
State-registered IARs (5.B.3)3 as of Jun 4, 2026
Feb 7, 20223 then
Employees (5.A)5 as of Jun 4, 2026
Feb 7, 20225 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $396MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 313derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $376,646derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $51.5M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$953M80%
- Individuals$184M16%
- Pension and profit-sharing plans$39.7M3.3%
- Corporations and businesses$6.3M0.5%
- Charitable organizations$3.5M0.3%
- Individual clients
- 619reported
- HNW clients
- 320reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 3,152reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.5M for 31 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• Z••••••••• | Miromar Lakes, Fl | Feb 17, 2021 | 17 y | 4 |
| R•••••• H••••••••• H•••••Chartered Financial Analyst | Medina, Oh | Feb 17, 2021 | 13 y | 2 |
| S••••• S• Z•••••••••Chartered Financial Consultant | Medina, Oh | Feb 17, 2021 | 38 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• S• Z••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 17, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• M•••••• Z••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 17, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- R•••••• H••••••••• H••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 17, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Apr 8, 2021 · Medina, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• R••••••• H••••••••• · Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- Z••••••••• S•••••• S• · Managing Member / Principalcontrolsince 12/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Medina, Oh | 3 | 0 | 0 | ||
| Miromar Lakes, Fl | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Medina, OH2 employees
What changed
consecutive filings, newest first
- Accounts · 3,064 to 3,152Mar 13, 2025 to Mar 4, 2026
- HNW clients · 278 to 320Mar 13, 2025 to Mar 4, 2026
- Individual clients · 644 to 619Mar 13, 2025 to Mar 4, 2026
- Pension plan clients · 15 to 14Mar 13, 2025 to Mar 4, 2026
- Assets in custody · $34.9M to $51.5MMar 13, 2025 to Mar 4, 2026
- Discretionary RAUM · $942M to $1.1BMar 13, 2025 to Mar 4, 2026
- HNW RAUM · $758M to $953MMar 13, 2025 to Mar 4, 2026
- Individual RAUM · $188M to $184MMar 13, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $50.4M to $55.6MMar 13, 2025 to Mar 4, 2026
- Pension RAUM · $36.8M to $39.7MMar 13, 2025 to Mar 4, 2026
- RAUM · $992M to $1.2BMar 13, 2025 to Mar 4, 2026
- Accounts · 3,057 to 3,064Mar 8, 2024 to Mar 13, 2025
- Advisory activities · 3 to 4Mar 8, 2024 to Mar 13, 2025
- HNW clients · 254 to 278Mar 8, 2024 to Mar 13, 2025
- Individual clients · 707 to 644Mar 8, 2024 to Mar 13, 2025
- Pension plan clients · 17 to 15Mar 8, 2024 to Mar 13, 2025
- Assets in custody · $24.7M to $34.9MMar 8, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Mar 8, 2024 to Mar 13, 2025
- HQ city · unset to Mar 8, 2024 to Mar 13, 2025
- HQ state · unset to Mar 8, 2024 to Mar 13, 2025
- Discretionary RAUM · $825M to $942MMar 8, 2024 to Mar 13, 2025
- HNW RAUM · $670M to $758MMar 8, 2024 to Mar 13, 2025
- Individual RAUM · $159M to $188MMar 8, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $48.1M to $50.4MMar 8, 2024 to Mar 13, 2025
- Pension RAUM · $33.2M to $36.8MMar 8, 2024 to Mar 13, 2025
- RAUM · $874M to $992MMar 8, 2024 to Mar 13, 2025
- Accounts · 2,967 to 3,057Dec 15, 2023 to Mar 8, 2024
- Corporate clients · unset to 5.0Dec 15, 2023 to Mar 8, 2024
- HNW clients · 207 to 254Dec 15, 2023 to Mar 8, 2024
- Individual clients · 742 to 707Dec 15, 2023 to Mar 8, 2024
- Assets in custody · $18.0M to $24.7MDec 15, 2023 to Mar 8, 2024
- Discretionary RAUM · $675M to $825MDec 15, 2023 to Mar 8, 2024
- HNW RAUM · $510M to $670MDec 15, 2023 to Mar 8, 2024
- Individual RAUM · $178M to $159MDec 15, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $52.6M to $48.1MDec 15, 2023 to Mar 8, 2024
- Pension RAUM · $33.2M to $33.2MDec 15, 2023 to Mar 8, 2024
- RAUM · $728M to $874MDec 15, 2023 to Mar 8, 2024
- Accounts · 2,775 to 2,967May 20, 2022 to Feb 28, 2023
- HNW clients · 235 to 207May 20, 2022 to Feb 28, 2023
- Individual clients · 677 to 742May 20, 2022 to Feb 28, 2023
Signals
2 dated events
- Harrington Richard Harris (Chief Compliance Officer) appeared on Schedule A of A••••• G••••• P••••••• L••Dec 9, 2020 · Control person joined · fact
- A••••• G••••• P••••••• L•• filed its initial SEC registration (Form ADV)Dec 9, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kim@aspiregrowthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- laura@aspiregrowthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- logan@aspiregrowthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 330-239-2244reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 330-239-1776reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- aspiregrowthpartners.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (330) 239-1776reportedpublic record, Form ADV, Jun 4, 2026
- Contact form
- aspiregrowthpartners.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $396Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026