DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•• F••••• O•••••• L••
Latest filing Jun 5, 2026
First filing on the tape Dec 16, 2020 · 15 filings
SEC status approved since Aug 16, 2024
RAUM
$144M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$144M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$144M as of Jun 5, 2026
Feb 6, 2025$122M then
HNW client RAUM$132M as of Jun 5, 2026
Feb 6, 2025$113M then
State-registered IARs (5.B.3)2 as of Jun 5, 2026
Feb 6, 20251 then
Employees (5.A)2 as of Jun 5, 2026
Feb 6, 20251 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $486,491derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$132M92%
- Individuals$11.9M8.3%
- Individual clients
- 42reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 296reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• F••••••• B•••• | Plano, Tx | Jul 12, 2021 | 16 y | 2 |
| A••••• L• F••••• | Plano, Tx | Jul 25, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• F••••••• B•••• from U•• F•••••••• S••••••• I•••Jul 12, 2021 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• W••••••• F••••••• · Chief Executive Officer & Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- B••••• W••••••• F••••••• · Managing Membercontrolsince 01/2021 · owns F of P•• F••••• A•••••• L••
- D•••••• A•••• K•••• · Passive Membercontrolsince 01/2021 · owns F of P•• F••••• A•••••• L••
- P••••• S••••••• V••• · Passive Membercontrolsince 01/2021 · owns F of P•• F••••• A•••••• L••
- Q•••••••• B••••• A••• · Passive Membercontrolsince 01/2021 · owns F of P•• F••••• A•••••• L••
- R•••••• I•••• D•••• · Passive Membercontrolsince 01/2021 · owns F of P•• F••••• A•••••• L••
Entity owners
- P•• F••••• A•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 253 to 296Aug 1, 2025 to Jan 27, 2026
- HNW clients · 32 to 35Aug 1, 2025 to Jan 27, 2026
- Individual clients · 33 to 42Aug 1, 2025 to Jan 27, 2026
- Discretionary RAUM · $107M to $129MAug 1, 2025 to Jan 27, 2026
- HNW RAUM · $113M to $132MAug 1, 2025 to Jan 27, 2026
- Individual RAUM · $8.4M to $11.9MAug 1, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $14.5M to $15.2MAug 1, 2025 to Jan 27, 2026
- RAUM · $122M to $144MAug 1, 2025 to Jan 27, 2026
- Advisory employees · 1 to 2Feb 6, 2025 to Aug 1, 2025
- Employees · 1 to 2Feb 6, 2025 to Aug 1, 2025
- State-registered IARs · 1 to 2Feb 6, 2025 to Aug 1, 2025
- Accounts · 236 to 253Aug 7, 2024 to Feb 6, 2025
- Corporate clients · 1.0 to unsetAug 7, 2024 to Feb 6, 2025
- HNW clients · 29 to 32Aug 7, 2024 to Feb 6, 2025
- Individual clients · 31 to 33Aug 7, 2024 to Feb 6, 2025
- Financial planning clients · 0 to 51-100Aug 7, 2024 to Feb 6, 2025
- Discretionary RAUM · $101M to $107MAug 7, 2024 to Feb 6, 2025
- HNW RAUM · $102M to $113MAug 7, 2024 to Feb 6, 2025
- Individual RAUM · $7.8M to $8.4MAug 7, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $8.5M to $14.5MAug 7, 2024 to Feb 6, 2025
- RAUM · $110M to $122MAug 7, 2024 to Feb 6, 2025
- Accounts · 127 to 236Jun 24, 2021 to Jul 19, 2024
- Advisory activities · 3 to 4Jun 24, 2021 to Jul 19, 2024
- Corporate clients · unset to 1.0Jun 24, 2021 to Jul 19, 2024
- HNW clients · 14 to 29Jun 24, 2021 to Jul 19, 2024
- Individual clients · 24 to 31Jun 24, 2021 to Jul 19, 2024
- Assets in custody · 5123568.0 to unsetJun 24, 2021 to Jul 19, 2024
- Custody of client assets · true to falseJun 24, 2021 to Jul 19, 2024
- Discretionary RAUM · $65.3M to $101MJun 24, 2021 to Jul 19, 2024
- HNW RAUM · $63.9M to $102MJun 24, 2021 to Jul 19, 2024
- Individual RAUM · $8.0M to $7.8MJun 24, 2021 to Jul 19, 2024
- Non-discretionary RAUM · $6.6M to $8.5MJun 24, 2021 to Jul 19, 2024
- RAUM · $71.8M to $110MJun 24, 2021 to Jul 19, 2024
- Wrap assets (manager) · 0.0 to unsetJun 24, 2021 to Jul 19, 2024
- Wrap assets (sponsor) · 0.0 to unsetJun 24, 2021 to Jul 19, 2024
- Accounts · 0 to 127Jan 15, 2021 to Apr 13, 2021
- HNW clients · unset to 14.0Jan 15, 2021 to Apr 13, 2021
- Individual clients · unset to 24.0Jan 15, 2021 to Apr 13, 2021
- Assets in custody · unset to 5123568.0Jan 15, 2021 to Apr 13, 2021
- Custody of client assets · false to trueJan 15, 2021 to Apr 13, 2021
Signals
7 dated events
- S•••••• P•••• (Passive Member) appeared on Schedule A of P•• F••••• O•••••• L••Jul 25, 2024 · Control person joined · fact
- B•••• Q••••••• (Passive Member) appeared on Schedule A of P•• F••••• O•••••• L••Jul 25, 2024 · Control person joined · fact
- I••• R••••• (Passive Member) appeared on Schedule A of P•• F••••• O•••••• L••Jul 25, 2024 · Control person joined · fact
- A••• Dewitt (Passive Member) appeared on Schedule A of P•• F••••• O•••••• L••Jul 25, 2024 · Control person joined · fact
- William Andrew Hamelin (Chief Compliance Officer) no longer on Schedule A of P•• F••••• O•••••• L•• (listed 2020-12-21, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Fredrick William Blake (Chief Compliance Officer) appeared on Schedule A of P•• F••••• O•••••• L••Jan 15, 2021 · Control person joined · fact
- P•• F••••• O•••••• L•• filed its initial SEC registration (Form ADV)Dec 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 214-287-5207reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-550-6527reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-550-8790reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pmgfamilyoffice.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-550-8790reportedpublic record, Form ADV, Jun 5, 2026
- Contact form
- pmgfamilyoffice.com/home-3/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026