DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• W••••• M•••••••••
Legal name C••••••••• W••••• M••••••••• I•••
Latest filing Jul 29, 2026
First filing on the tape Feb 11, 2021 · 18 filings
SEC status approved since Jul 23, 2026
RAUM
$132M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$132M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$132M as of Jul 29, 2026
Feb 23, 2022$104M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jul 29, 2026
Feb 23, 20223 then
Employees (5.A)3 as of Jul 29, 2026
Feb 23, 20223 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $374,050derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$132M100%
- Individual clients
- 189reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 352reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••••• J•••• T••••••••Certified Financial Planner | San Jose, Ca | Nov 10, 2025 | 14 y | 4 |
| C•••••• E•••••••• D•••• S•••Certified Financial Planner | San Jose, Ca | Dec 3, 2025 | 14 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••••• J•••• T•••••••• from A•••• P•••• A•••••••Nov 10, 2025 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• D••••• S••••• · Ciocontrolsince 01/2021 · owns 25% to 50%
- T••••••••• E•••••••• J•••• · Ceo, Ccocontrolsince 01/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Jose, Ca · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 306 to 352Jun 26, 2023 to Jul 29, 2026
- Individual clients · 306 to 189Jun 26, 2023 to Jul 29, 2026
- Financial planning clients · 1-10 to 1-10Jun 26, 2023 to Jul 29, 2026
- Discretionary RAUM · $82.7M to $126MJun 26, 2023 to Jul 29, 2026
- Individual RAUM · $84.4M to $132MJun 26, 2023 to Jul 29, 2026
- Non-discretionary RAUM · $1.7M to $5.5MJun 26, 2023 to Jul 29, 2026
- RAUM · $84.4M to $132MJun 26, 2023 to Jul 29, 2026
- Legal name · C••••••••• W••••• M••••••••• to C••••••••• W••••• M••••••••• I•••May 18, 2023 to Jun 5, 2023
- Advisory activities · 2 to 3Apr 20, 2023 to May 18, 2023
- Financial planning clients · 0 to 1-10Apr 20, 2023 to May 18, 2023
- Discretionary RAUM · $79.2M to $82.7MApr 20, 2023 to May 18, 2023
- Individual RAUM · $80.6M to $84.4MApr 20, 2023 to May 18, 2023
- Non-discretionary RAUM · $1.4M to $1.7MApr 20, 2023 to May 18, 2023
- RAUM · $80.6M to $84.4MApr 20, 2023 to May 18, 2023
- Accounts · 305 to 306Oct 24, 2022 to Mar 30, 2023
- Individual clients · 305 to 306Oct 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $103M to $79.2MOct 24, 2022 to Mar 30, 2023
- Individual RAUM · $104M to $80.6MOct 24, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $1.6M to $1.4MOct 24, 2022 to Mar 30, 2023
- RAUM · $104M to $80.6MOct 24, 2022 to Mar 30, 2023
- Accounts · 55 to 305Sep 20, 2021 to Feb 23, 2022
- Individual clients · 55 to 305Sep 20, 2021 to Feb 23, 2022
- Discretionary RAUM · $100M to $103MSep 20, 2021 to Feb 23, 2022
- Individual RAUM · $100M to $104MSep 20, 2021 to Feb 23, 2022
- Non-discretionary RAUM · $0 to $1.6MSep 20, 2021 to Feb 23, 2022
- RAUM · $100M to $104MSep 20, 2021 to Feb 23, 2022
Signals
2 dated events
- Devin Richard Mackie (President) no longer on Schedule A of C••••••••• W••••• M••••••••• (listed 2022-10-24, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- C••••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@corinthianwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 408-995-0915reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- corinthianwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 408-995-0915reportedpublic record, Form ADV, Jul 29, 2026
- Contact form
- corinthianwealth.com/contact-7reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026