DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H• I••••••••• I•••
Latest filing Feb 24, 2026
First filing on the tape Dec 22, 2020 · 10 filings
SEC status approved since Jan 26, 2021
RAUM
$591M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$591M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$591M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$591M as of Feb 24, 2026
Mar 17, 2022$469M then
HNW client RAUM$591M as of Feb 24, 2026
Mar 17, 2022$469M then
State-registered IARs (5.B.3)1 as of Feb 24, 2026
Mar 17, 20221 then
Employees (5.A)1 as of Feb 24, 2026
Mar 17, 20221 then
Private funds: no history
RAUM +10% over the last fiscal year+12% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $591MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $28.2MderivedHNW RAUM over HNW clients
- Average account
- $4.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$591M100%
- Individual clients
- 0reported
- HNW clients
- 21reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 120reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• Z•••••Chartered Financial Analyst | Chevy Chase, Md | Jan 1, 2026 | 33 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H••••• Z••••• from H••••• Z••••• F•••••••• S•••••••• I•••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z•••••• H••••• · Managing Member & Chief Compliance Officercontrolsince 12/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 96 to 120Mar 20, 2025 to Feb 24, 2026
- HNW clients · 22 to 21Mar 20, 2025 to Feb 24, 2026
- Discretionary RAUM · $537M to $591MMar 20, 2025 to Feb 24, 2026
- HNW RAUM · $537M to $591MMar 20, 2025 to Feb 24, 2026
- RAUM · $537M to $591MMar 20, 2025 to Feb 24, 2026
- Accounts · 114 to 96Mar 29, 2024 to Mar 20, 2025
- HNW clients · 28 to 22Mar 29, 2024 to Mar 20, 2025
- Individual clients · 1 to 0Mar 29, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 20, 2025
- Discretionary RAUM · $496M to $537MMar 29, 2024 to Mar 20, 2025
- HNW RAUM · $496M to $537MMar 29, 2024 to Mar 20, 2025
- Individual RAUM · $148,865 to $0Mar 29, 2024 to Mar 20, 2025
- RAUM · $496M to $537MMar 29, 2024 to Mar 20, 2025
- Accounts · 28 to 114Oct 30, 2023 to Mar 29, 2024
- Individual clients · 0 to 1Oct 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $425M to $496MOct 30, 2023 to Mar 29, 2024
- HNW RAUM · $425M to $496MOct 30, 2023 to Mar 29, 2024
- Individual RAUM · $0 to $148,865Oct 30, 2023 to Mar 29, 2024
- RAUM · $425M to $496MOct 30, 2023 to Mar 29, 2024
- Accounts · 35 to 28Mar 17, 2022 to Mar 3, 2023
- HNW clients · 35 to 28Mar 17, 2022 to Mar 3, 2023
- Discretionary RAUM · $469M to $425MMar 17, 2022 to Mar 3, 2023
- HNW RAUM · $469M to $425MMar 17, 2022 to Mar 3, 2023
- RAUM · $469M to $425MMar 17, 2022 to Mar 3, 2023
- Accounts · 80 to 35Jun 9, 2021 to Mar 17, 2022
- HNW clients · 0 to 35Jun 9, 2021 to Mar 17, 2022
- Individual clients · 80 to 0Jun 9, 2021 to Mar 17, 2022
- Discretionary RAUM · $333M to $469MJun 9, 2021 to Mar 17, 2022
- HNW RAUM · $0 to $469MJun 9, 2021 to Mar 17, 2022
- Individual RAUM · $333M to $0Jun 9, 2021 to Mar 17, 2022
- RAUM · $333M to $469MJun 9, 2021 to Mar 17, 2022
- Accounts · 0 to 80Jan 26, 2021 to Jun 9, 2021
- Charity clients · unset to 0.0Jan 26, 2021 to Jun 9, 2021
- Corporate clients · unset to 0.0Jan 26, 2021 to Jun 9, 2021
- HNW clients · unset to 0.0Jan 26, 2021 to Jun 9, 2021
- Individual clients · unset to 80.0Jan 26, 2021 to Jun 9, 2021
- Pension plan clients · unset to 0.0Jan 26, 2021 to Jun 9, 2021
- Pooled vehicle clients · unset to 0.0Jan 26, 2021 to Jun 9, 2021
- Discretionary RAUM · $0 to $333MJan 26, 2021 to Jun 9, 2021
- HNW RAUM · unset to 0.0Jan 26, 2021 to Jun 9, 2021
Signals
2 dated events
- H• I••••••••• I••• reported RAUM $469.0M, up 41% from $333.3M (2021-06-09 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- H• I••••••••• I••• filed its initial SEC registration (Form ADV)Dec 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 301-922-7631reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $591Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026