DFX Intelligence
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SEC-registered adviser
O••••••••
Legal name P••••••• C••••••• L••
Latest filing Feb 7, 2026
First filing on the tape Jan 7, 2021 · 11 filings
SEC status approved since Feb 8, 2021
RAUM
$314,147
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$314,147 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$314,147
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$314,147 as of Feb 7, 2026
Jan 27, 2022$62,121 then
HNW client RAUM$0 as of Feb 7, 2026
Jan 27, 2022$0 then
State-registered IARs (5.B.3)1 as of Feb 7, 2026
Jan 27, 20221 then
Employees (5.A)1 as of Feb 7, 2026
Jan 27, 20221 then
Private funds: no history
RAUM +27% over the last fiscal year+40% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $314,147derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $26,179derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$314,147100%
- Individual clients
- 12reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• M• P••••••• | New York, Ny | Jun 12, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• B••••••• M• · Cco And Ceocontrolsince 10/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $247,100 to $314,147Feb 12, 2025 to Feb 7, 2026
- Individual RAUM · $247,100 to $314,147Feb 12, 2025 to Feb 7, 2026
- RAUM · $247,100 to $314,147Feb 12, 2025 to Feb 7, 2026
- Accounts · 7 to 12Mar 22, 2024 to Feb 12, 2025
- Individual clients · 7 to 12Mar 22, 2024 to Feb 12, 2025
- Financial planning clients · unset to Mar 22, 2024 to Feb 12, 2025
- HQ city · unset to Mar 22, 2024 to Feb 12, 2025
- HQ state · unset to Mar 22, 2024 to Feb 12, 2025
- Discretionary RAUM · $158,500 to $247,100Mar 22, 2024 to Feb 12, 2025
- Individual RAUM · $158,500 to $247,100Mar 22, 2024 to Feb 12, 2025
- RAUM · $158,500 to $247,100Mar 22, 2024 to Feb 12, 2025
- Discretionary RAUM · $114,800 to $158,500Jul 4, 2023 to Mar 22, 2024
- Individual RAUM · $114,800 to $158,500Jul 4, 2023 to Mar 22, 2024
- RAUM · $114,800 to $158,500Jul 4, 2023 to Mar 22, 2024
- Discretionary RAUM · $114,545 to $114,800Apr 25, 2022 to Jul 4, 2023
- Individual RAUM · $114,545 to $114,800Apr 25, 2022 to Jul 4, 2023
- RAUM · $114,545 to $114,800Apr 25, 2022 to Jul 4, 2023
- Discretionary RAUM · $62,121 to $114,545Jan 27, 2022 to Apr 25, 2022
- Individual RAUM · $62,121 to $114,545Jan 27, 2022 to Apr 25, 2022
- RAUM · $62,121 to $114,545Jan 27, 2022 to Apr 25, 2022
- Accounts · 0 to 7Aug 20, 2021 to Jan 27, 2022
- Individual clients · 0 to 7Aug 20, 2021 to Jan 27, 2022
- Discretionary RAUM · $0 to $62,121Aug 20, 2021 to Jan 27, 2022
- Individual RAUM · $0 to $62,121Aug 20, 2021 to Jan 27, 2022
- RAUM · $0 to $62,121Aug 20, 2021 to Jan 27, 2022
- State-registered IARs · 0 to 1Jul 24, 2021 to Aug 20, 2021
Signals
1 dated events
- Onlyfunds filed its initial SEC registration (Form ADV)Jan 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- o••••••••.comreportedpublic record, Form ADV, Feb 7, 2026
- Principal office phone
- 404-274-3296reportedpublic record, Form ADV, Feb 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $314,147derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026