DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• C•••••• M••••••••• L••
Latest filing Jul 20, 2026
First filing on the tape Jun 30, 2023 · 6 filings
SEC status approved since Jul 31, 2023
RAUM
$91.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$91.1M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$91.1M as of Jul 20, 2026
Mar 26, 2024$34.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 20, 2026
Mar 26, 20241 then
Employees (5.A)1 as of Jul 20, 2026
Mar 26, 20242 then
Private funds1 as of Jul 20, 2026
Mar 26, 20241 then
RAUM +119% over the last fiscal yearIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $91.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $91.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $91.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$91.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.1M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• G• H•••••• | New York, Ny | Jan 23, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• G••••• U••••••••• L••••• F•••• L• | Hedge Fund | $30.0M | 19 | Jun 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• J•••• G• · Sole Member And Manager Of A••• G••• Gp LLCcontrolsince 08/2020 · owns 75% or more
Entity owners
- A••• G••• G•• L•• · General Partner Of A••• G••••• U••••••••• L••••• F•••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- A••• G••• G•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Mar 26, 2026 to Jul 20, 2026
- Assets in custody · $60.8M to $91.1MMar 26, 2026 to Jul 20, 2026
- Employees · 2 to 1Mar 26, 2026 to Jul 20, 2026
- Discretionary RAUM · $60.8M to $91.1MMar 26, 2026 to Jul 20, 2026
- Pooled vehicle RAUM · $60.8M to $91.1MMar 26, 2026 to Jul 20, 2026
- RAUM · $60.8M to $91.1MMar 26, 2026 to Jul 20, 2026
- Assets in custody · $41.7M to $60.8MMar 26, 2025 to Mar 26, 2026
- Other offices · 1 to 0Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $41.7M to $60.8MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $41.7M to $60.8MMar 26, 2025 to Mar 26, 2026
- RAUM · $41.7M to $60.8MMar 26, 2025 to Mar 26, 2026
- Financial planning clients · unset to Feb 21, 2025 to Mar 26, 2025
- Accounts · 2 to 1Mar 26, 2024 to Feb 21, 2025
- Charity clients · 1.0 to unsetMar 26, 2024 to Feb 21, 2025
- Assets in custody · $30.0M to $41.7MMar 26, 2024 to Feb 21, 2025
- Discretionary RAUM · $34.3M to $41.7MMar 26, 2024 to Feb 21, 2025
- Pooled vehicle RAUM · $30.0M to $41.7MMar 26, 2024 to Feb 21, 2025
- RAUM · $34.3M to $41.7MMar 26, 2024 to Feb 21, 2025
- Advisory employees · 1 to 2Jun 30, 2023 to Mar 26, 2024
- Assets in custody · $23.1M to $30.0MJun 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $27.9M to $34.3MJun 30, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $23.1M to $30.0MJun 30, 2023 to Mar 26, 2024
- RAUM · $27.9M to $34.3MJun 30, 2023 to Mar 26, 2024
Signals
1 dated events
- A••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/74891263reportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 332-203-2580reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026