DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Graver Capital Management, LLC

Independent wealth managerColumbus, OhioCRD 312515SEC 801-132265websiteIAPD
Latest filing Feb 4, 2026
First filing on the tape Apr 23, 2025 · 6 filings
SEC status approved since Mar 28, 2025
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$154M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$154M as of Feb 4, 2026
Apr 23, 2025$122M then
HNW client RAUM$117M as of Feb 4, 2026
Apr 23, 2025$93.4M then
State-registered IARs (5.B.3)2 as of Feb 4, 2026
Apr 23, 20252 then
Employees (5.A)4 as of Feb 4, 2026
Apr 23, 20253 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$76.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
93derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$282,202derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+16%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$105M, 186 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$117M76%
  • Individuals$36.6M24%
Individual clients
152reported
HNW clients
34reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
544reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$105M for 186 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Harrison GraverColumbus, OhJan 31, 202129 y5
Terrance P HennessyCertified Financial PlannerColumbus, OhDec 20, 202110 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Columbus, Oh · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 451 to 544
    Dec 17, 2025 to Feb 4, 2026
  • HNW clients · 27 to 34
    Dec 17, 2025 to Feb 4, 2026
  • Individual clients · 133 to 152
    Dec 17, 2025 to Feb 4, 2026
  • Assets in custody · $76.5M to $105M
    Dec 17, 2025 to Feb 4, 2026
  • Employees · 3 to 4
    Dec 17, 2025 to Feb 4, 2026
  • Discretionary RAUM · $122M to $154M
    Dec 17, 2025 to Feb 4, 2026
  • HNW RAUM · $93.4M to $117M
    Dec 17, 2025 to Feb 4, 2026
  • Individual RAUM · $28.5M to $36.6M
    Dec 17, 2025 to Feb 4, 2026
  • RAUM · $122M to $154M
    Dec 17, 2025 to Feb 4, 2026
  • Financial planning clients · 51-100 to 51-100
    Jun 25, 2025 to Jul 30, 2025
Signals
1 dated events
  • Tad Alan Herrington left Graver Capital Management, Llc for Pds Planning Inc (registered 2025-10-10)
    Jul 25, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
330-696-5612reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
614-499-2500reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
614-633-3273reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/graver-capital-management/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website
gravercapmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
614-499-2500reportedpublic record, Form ADV, Feb 4, 2026
Team page
gravercapmgmt.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$76.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026