DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• W••••• A•••••••• L••
Latest filing Feb 6, 2026
First filing on the tape Jan 19, 2021 · 24 filings
SEC status approved since Feb 18, 2021
RAUM
$140M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
99%
$138M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$46.6M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$140M as of Feb 6, 2026
Feb 18, 2022$156M then
HNW client RAUM$55.5M as of Feb 6, 2026
Feb 18, 2022$78.6M then
State-registered IARs (5.B.3)3 as of Feb 6, 2026
Feb 18, 20224 then
Employees (5.A)4 as of Feb 6, 2026
Feb 18, 20226 then
Private funds: no history
RAUM +3.2% over the last fiscal year-2.1% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $46.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 99derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $156,081derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$82.9M59%
- High-net-worth individuals$55.5M40%
- Corporations and businesses$1.2M0.8%
- Charitable organizations$312,5870.2%
- Individual clients
- 257reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 896reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•• A••• H•••• | Johnstown, Co | Mar 2, 2021 | 17 y | 1 |
| J••••• B•••••• H••••Chartered Financial Analyst | Johnstown, Co | Mar 2, 2021 | 14 y | 1 |
| B••••••• P•••••• S••••••• | Johnstown, Co | Mar 3, 2025 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• C•••••• C•••••••• to S•••••••• F•••••••• G••••• I•••Jun 5, 2023 · RIA to RIA
Joined, latest
- B••••••• P•••••• S••••••• from E••••• J••••Mar 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- R•• A••• H•••• from E••••• J••••Mar 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• B•••••• H•••• from E••••• J••••Mar 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- R••••• C•••••• C•••••••• from E••••• J••••Mar 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from E••••• J••••Mar 2, 2021 · Colorado Springs, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J•••••• B•••••• · Managing Membercontrolsince 01/2021 · owns 50% to 75%
- H••••• R••• A••• · Managing Member / Ccocontrolsince 01/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Johnstown, Co · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Colorado Springs, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 845 to 896Feb 4, 2025 to Feb 6, 2026
- Advisory employees · 2 to 3Feb 4, 2025 to Feb 6, 2026
- HNW clients · 42 to 40Feb 4, 2025 to Feb 6, 2026
- Individual clients · 249 to 257Feb 4, 2025 to Feb 6, 2026
- Employees · 3 to 4Feb 4, 2025 to Feb 6, 2026
- State-registered IARs · 2 to 3Feb 4, 2025 to Feb 6, 2026
- Discretionary RAUM · $79.5M to $82.9MFeb 4, 2025 to Feb 6, 2026
- HNW RAUM · $53.5M to $55.5MFeb 4, 2025 to Feb 6, 2026
- Individual RAUM · $81.1M to $82.9MFeb 4, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $56.0M to $57.0MFeb 4, 2025 to Feb 6, 2026
- RAUM · $135M to $140MFeb 4, 2025 to Feb 6, 2026
- Accounts · 956 to 845Jun 25, 2024 to Feb 4, 2025
- Charity clients · 1.0 to unsetJun 25, 2024 to Feb 4, 2025
- Corporate clients · 6 to 5Jun 25, 2024 to Feb 4, 2025
- HNW clients · 44 to 42Jun 25, 2024 to Feb 4, 2025
- Individual clients · 279 to 249Jun 25, 2024 to Feb 4, 2025
- Employees · 2 to 3Jun 25, 2024 to Feb 4, 2025
- Financial planning clients · 0 to 0Jun 25, 2024 to Feb 4, 2025
- Discretionary RAUM · $80.1M to $79.5MJun 25, 2024 to Feb 4, 2025
- HNW RAUM · $60.7M to $53.5MJun 25, 2024 to Feb 4, 2025
- Individual RAUM · $74.9M to $81.1MJun 25, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $55.9M to $56.0MJun 25, 2024 to Feb 4, 2025
- RAUM · $136M to $135MJun 25, 2024 to Feb 4, 2025
- Accounts · 1,204 to 956Jun 5, 2023 to Jan 29, 2024
- Advisory employees · 3 to 2Jun 5, 2023 to Jan 29, 2024
- Corporate clients · 9 to 6Jun 5, 2023 to Jan 29, 2024
- HNW clients · 48 to 44Jun 5, 2023 to Jan 29, 2024
- Individual clients · 365 to 279Jun 5, 2023 to Jan 29, 2024
- Employees · 5 to 2Jun 5, 2023 to Jan 29, 2024
- Financial planning clients · 1-10 to 0Jun 5, 2023 to Jan 29, 2024
- HQ city · COLORADO SPRINGS to JOHNSTOWNJun 5, 2023 to Jan 29, 2024
- State-registered IARs · 3 to 2Jun 5, 2023 to Jan 29, 2024
- Discretionary RAUM · $91.1M to $80.1MJun 5, 2023 to Jan 29, 2024
- HNW RAUM · $61.5M to $60.7MJun 5, 2023 to Jan 29, 2024
- Individual RAUM · $86.2M to $74.9MJun 5, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $58.0M to $55.9MJun 5, 2023 to Jan 29, 2024
- RAUM · $149M to $136MJun 5, 2023 to Jan 29, 2024
- Employees · 6 to 5Mar 2, 2023 to Jun 5, 2023
- Advisory employees · 4 to 3Mar 2, 2023 to Jun 5, 2023
- State-registered IARs · 4 to 3Mar 2, 2023 to Jun 5, 2023
Signals
5 dated events
- J••••• G•••••• (Managing Member) no longer on Schedule A of C••••••••• W••••• A•••••••• L•• (listed 2023-06-05, absent 2024-01-29)Jan 29, 2024 · Control person left · inference
- J••••• G•••••• (Managing Member) appeared on Schedule A of C••••••••• W••••• A•••••••• L••Jun 5, 2023 · Control person joined · fact
- R••••• C•••••• C•••••••• left C••••••••• W••••• A•••••••• L•• for S•••••••• F•••••••• G••••• I••• (registered 2023-06-06)Jun 5, 2023 · Advisor changed firm · fact
- C•••••• R••••• C•••••••• (Managing Member / Cco) no longer on Schedule A of C••••••••• W••••• A•••••••• L•• (listed 2023-03-02, absent 2023-06-05)Jun 5, 2023 · Control person left · inference
- C••••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jan 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 719-309-0059reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 970-400-0117reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/credentialed-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (970) 400-0117reportedpublic record, Form ADV, Feb 6, 2026
- Team page
- credentialedwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026