DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• W••••• M••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Feb 1, 2021 · 12 filings
SEC status approved since Mar 3, 2021
RAUM
$364M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$363M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$91.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$364M as of Mar 10, 2026
Mar 3, 2022$277M then
HNW client RAUM$340M as of Mar 10, 2026
Mar 3, 2022$246M then
State-registered IARs (5.B.3)4 as of Mar 10, 2026
Mar 3, 20223 then
Employees (5.A)4 as of Mar 10, 2026
Mar 3, 20223 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $91.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $764,080derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $364MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$340M93%
- Individuals$23.3M6.4%
- Charitable organizations$788,7920.2%
- Individual clients
- 64reported
- HNW clients
- 91reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 477reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $364M sponsored, $364M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• J••••• F••••• | Fort Worth, Tx | May 3, 2021 | 18 y | 2 |
| S••••• T••••• S•••••• | Fort Worth, Tx | May 3, 2021 | 13 y | 1 |
| B•••• K•••• S•••••• | Fort Worth, Tx | May 4, 2021 | 39 y | 2 |
| S•••• H••• S•••••• | Fort Worth, Tx | Jun 27, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• K•••• S•••••• from W•••• F•••• A•••••••May 4, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••• J••••• F••••• from W•••• F•••• A•••••••May 3, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S••••• T••••• S•••••• from W•••• F•••• A•••••••May 3, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••May 13, 2021 · Fort Worth, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• B••••• K•••• · Partnercontrolsince 02/2021 · owns 50% to 75%
- S••••••• S•••••• T••••• · Partnercontrolsince 02/2021 · owns 25% to 50%
- F•••••• J•••• J••••• · Vice President And Chief Compliance Officersince 05/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 467 to 477Nov 7, 2025 to Feb 23, 2026
- HNW clients · 89 to 91Nov 7, 2025 to Feb 23, 2026
- Individual clients · 61 to 64Nov 7, 2025 to Feb 23, 2026
- Discretionary RAUM · $282M to $307MNov 7, 2025 to Feb 23, 2026
- HNW RAUM · $304M to $340MNov 7, 2025 to Feb 23, 2026
- Individual RAUM · $17.9M to $23.3MNov 7, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $41.5M to $57.0MNov 7, 2025 to Feb 23, 2026
- RAUM · $323M to $364MNov 7, 2025 to Feb 23, 2026
- Wrap assets (manager) · $323M to $364MNov 7, 2025 to Feb 23, 2026
- Wrap assets (sponsor) · $323M to $364MNov 7, 2025 to Feb 23, 2026
- Financial planning clients · 0 to 0Mar 10, 2025 to Nov 7, 2025
- Accounts · 419 to 467May 6, 2024 to Mar 10, 2025
- Advisory employees · 2 to 3May 6, 2024 to Mar 10, 2025
- HNW clients · 81 to 89May 6, 2024 to Mar 10, 2025
- Individual clients · 63 to 61May 6, 2024 to Mar 10, 2025
- Employees · 3 to 4May 6, 2024 to Mar 10, 2025
- State-registered IARs · 3 to 4May 6, 2024 to Mar 10, 2025
- Discretionary RAUM · $245M to $282MMay 6, 2024 to Mar 10, 2025
- HNW RAUM · $273M to $304MMay 6, 2024 to Mar 10, 2025
- Individual RAUM · $17.2M to $17.9MMay 6, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $45.8M to $41.5MMay 6, 2024 to Mar 10, 2025
- RAUM · $291M to $323MMay 6, 2024 to Mar 10, 2025
- Wrap assets (manager) · $291M to $323MMay 6, 2024 to Mar 10, 2025
- Wrap assets (sponsor) · $291M to $323MMay 6, 2024 to Mar 10, 2025
- Accounts · 404 to 419Mar 23, 2023 to Mar 14, 2024
- Advisory activities · 4 to 3Mar 23, 2023 to Mar 14, 2024
- HNW clients · 74 to 81Mar 23, 2023 to Mar 14, 2024
- Discretionary RAUM · $154M to $245MMar 23, 2023 to Mar 14, 2024
- HNW RAUM · $220M to $273MMar 23, 2023 to Mar 14, 2024
- Individual RAUM · $18.2M to $17.2MMar 23, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $84.7M to $45.8MMar 23, 2023 to Mar 14, 2024
- RAUM · $238M to $291MMar 23, 2023 to Mar 14, 2024
- Wrap assets (manager) · $238M to $291MMar 23, 2023 to Mar 14, 2024
- Wrap assets (sponsor) · $238M to $291MMar 23, 2023 to Mar 14, 2024
- Accounts · 402 to 404Oct 18, 2022 to Mar 23, 2023
- Charity clients · 1.0 to unsetOct 18, 2022 to Mar 23, 2023
- Corporate clients · 1.0 to unsetOct 18, 2022 to Mar 23, 2023
- HNW clients · 68 to 74Oct 18, 2022 to Mar 23, 2023
- Discretionary RAUM · $190M to $154MOct 18, 2022 to Mar 23, 2023
- HNW RAUM · $246M to $220MOct 18, 2022 to Mar 23, 2023
Signals
1 dated events
- S•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 817-415-2877reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-720-0754reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/shelton-wealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (817) 415-2877reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026