DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• W••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 12, 2021 · 13 filings
SEC status approved since Apr 12, 2021
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$249M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$251M as of Mar 31, 2026
Mar 22, 2022$140M then
HNW client RAUM$216M as of Mar 31, 2026
Mar 22, 2022$108M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 22, 20222 then
Employees (5.A)4 as of Mar 31, 2026
Mar 22, 20223 then
Private funds: no history
RAUM +18% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $62.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $451,234derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $192MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$216M86%
- Individuals$33.5M13%
- Corporations and businesses$2.1M0.8%
- Individual clients
- 73reported
- HNW clients
- 68reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 557reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• R•••••• E•••••• | Raleigh, Nc | Aug 22, 2024 | 22 y | 8 |
| J••••••• P•••••• K•••• | Mountainside, Nj | Jan 1, 2026 | 13 y | 2 |
| F•••••• E••••• G•••••• | Mountainside, Nj | Jan 1, 2026 | 26 y | 2 |
| M•••••• R••• G•••••• | Mountainside, Nj | May 26, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- F•••••• E••••• G•••••• from P•••••• P•••••••• P•••••••• L••Jan 1, 2026 · RIA to RIA
- J••••••• P•••••• K•••• from P•••••• P•••••••• P•••••••• L••Jan 1, 2026 · RIA to RIA
- J•••• R•••••• E•••••• from A••••••••• F•••••••• S•••••••• L••Aug 22, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P•••••• P•••••••• P•••••••• L••May 12, 2021 · Paramus, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• F••••••• E••••• · Managing Member And Chief Compliance Officercontrolsince 02/2021 · owns 50% to 75%
- K••••• J•••••••• P•••••• · Managing Membercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mountainside, Nj · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 513 to 557Mar 30, 2025 to Mar 31, 2026
- HNW clients · 63 to 68Mar 30, 2025 to Mar 31, 2026
- Individual clients · 68 to 73Mar 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $213M to $251MMar 30, 2025 to Mar 31, 2026
- HNW RAUM · $178M to $216MMar 30, 2025 to Mar 31, 2026
- Individual RAUM · $30.8M to $33.5MMar 30, 2025 to Mar 31, 2026
- RAUM · $213M to $251MMar 30, 2025 to Mar 31, 2026
- Accounts · 472 to 513Aug 21, 2024 to Mar 30, 2025
- HNW clients · 67 to 63Aug 21, 2024 to Mar 30, 2025
- Individual clients · 51 to 68Aug 21, 2024 to Mar 30, 2025
- Assets in custody · 0.0 to unsetAug 21, 2024 to Mar 30, 2025
- Custody of client assets · true to falseAug 21, 2024 to Mar 30, 2025
- Employees · 3 to 4Aug 21, 2024 to Mar 30, 2025
- Financial planning clients · 26-50 to 51-100Aug 21, 2024 to Mar 30, 2025
- State-registered IARs · 2 to 3Aug 21, 2024 to Mar 30, 2025
- Discretionary RAUM · $192M to $213MAug 21, 2024 to Mar 30, 2025
- HNW RAUM · $167M to $178MAug 21, 2024 to Mar 30, 2025
- Individual RAUM · $21.1M to $30.8MAug 21, 2024 to Mar 30, 2025
- RAUM · $192M to $213MAug 21, 2024 to Mar 30, 2025
- Accounts · 409 to 472Mar 31, 2023 to Mar 29, 2024
- HNW clients · 71 to 67Mar 31, 2023 to Mar 29, 2024
- Individual clients · 108 to 51Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $140M to $192MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $101M to $167MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $35.0M to $21.1MMar 31, 2023 to Mar 29, 2024
- RAUM · $140M to $192MMar 31, 2023 to Mar 29, 2024
- Accounts · 382 to 409Mar 22, 2022 to Mar 31, 2023
- Advisory activities · 4 to 3Mar 22, 2022 to Mar 31, 2023
- HNW clients · 199 to 71Mar 22, 2022 to Mar 31, 2023
- Individual clients · 180 to 108Mar 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $140M to $140MMar 22, 2022 to Mar 31, 2023
- HNW RAUM · $108M to $101MMar 22, 2022 to Mar 31, 2023
- Individual RAUM · $29.3M to $35.0MMar 22, 2022 to Mar 31, 2023
- RAUM · $140M to $140MMar 22, 2022 to Mar 31, 2023
- Accounts · 315 to 382Dec 2, 2021 to Mar 22, 2022
- HNW clients · 63 to 199Dec 2, 2021 to Mar 22, 2022
- Individual clients · 80 to 180Dec 2, 2021 to Mar 22, 2022
- Financial planning clients · 0 to 26-50Dec 2, 2021 to Mar 22, 2022
- Discretionary RAUM · $107M to $140MDec 2, 2021 to Mar 22, 2022
- HNW RAUM · $84.8M to $108MDec 2, 2021 to Mar 22, 2022
Signals
1 dated events
- T••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 908-519-8120reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- talismanwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (908) 519-8120reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- talismanwealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- talismanwealthadvisors.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026