RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• E••••••
- T••••••• W••••• A•••••••• L•• independent RIA currentsince Aug 22, 2024 · Mountainside, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDAug 24, 2022 to Jun 26, 2024 · Los Angeles, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 16, 2021 to Aug 30, 2022 · Raleigh, Nc
- L•• F•••••••• L•• BD affiliatedOct 6, 2020 to Nov 24, 2021 · Raleigh, Nc
- L••••••• G•••• independent RIASep 13, 2017 to Mar 27, 2020 · Raleigh, Nc
- P••••••• F•••••••• S•••••••• I••• BD affiliatedApr 9, 2015 to Jul 13, 2017 · Dallas, Tx
- P•••••••• S••••••••• I••• BD affiliatedAug 29, 2011 to Apr 6, 2015 · Raleigh, Nc
- P•••••••• S••••••••• I••• BD affiliatedFeb 21, 2006 to Dec 31, 2009 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 20, 2004 to Jan 17, 2006 · Durham, Nc
- A••••••••• F•••••••• S•••••••• L•• to T••••••• W••••• A•••••••• L••left Jun 26, 2024, registered Aug 22, 2024 (57 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Aug 30, 2022, registered Aug 24, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 24, 2021, registered Nov 16, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- L••••••• G•••• to L•• F•••••••• L••left Mar 27, 2020, registered Oct 6, 2020 (193 days) · RIA to affiliated broker-dealer or bank
- P••••••• F•••••••• S•••••••• I••• to L••••••• G••••left Jul 13, 2017, registered Sep 13, 2017 (62 days) · Other
- P•••••••• S••••••••• I••• to P••••••• F•••••••• S•••••••• I•••left Apr 6, 2015, registered Apr 9, 2015 (3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Jan 17, 2006, registered Feb 21, 2006 (35 days) · Other
- Jenny Rebecca Elstein left Ameriprise Financial Services, Llc for Talisman Wealth Advisors, Llc (registered 2024-08-22)Jun 26, 2024 · Advisor changed firm · fact
- Jenny Rebecca Elstein left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2022-08-24)Aug 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address