DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chapel Bridge Wealth Advisors
Legal name Chapel Bridge Wealth Advisors, LLC
Latest filing Mar 25, 2026
First filing on the tape May 6, 2022 · 11 filings
SEC status approved since Jun 6, 2022
RAUM
$274M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
73%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$91.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$274M as of Mar 25, 2026
Mar 6, 2023$161M then
HNW client RAUM$198M as of Mar 25, 2026
Mar 6, 2023$83.5M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 6, 20232 then
Employees (5.A)3 as of Mar 25, 2026
Mar 6, 20232 then
Private funds1 as of Mar 25, 2026
Mar 18, 20251 then
RAUM +50% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $91.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.0MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $56.9M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$198M95%
- Pooled investment vehicles$6.9M3.3%
- Individuals$2.2M1.1%
- Charitable organizations$1.6M0.7%
- Individual clients
- 8reported
- HNW clients
- 9reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 233reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $56.9M for 9 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.73 fund_share=0.03 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Stuart DaviesChartered Financial Analyst | Delaware, Oh | Mar 26, 2021 | 32 y | 1 |
| Renee Sue Davies | San Juan, Pr | Mar 26, 2021 | 31 y | 0 |
| Jonathan Williams Pacheco Figueroa | San Juan, Pr | Sep 30, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joseph Stuart Davies from Windsor Advisory Group, LLCMar 26, 2021 · RIA to RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Chapel Bridge Fund I LP | Private Equity Fund | $2.3M | 10 | Oct 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Stuart Joseph Davies · Managing Membercontrolsince 02/2021 · owns 75% or more
- Sue Renee Davies · Chief Compliance Officersince 02/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Juan, Pr · principal | 3 | 0 | 0 | ||
| Delaware, Oh | 2 | 0 | 0 | ||
| Dorado, Pr | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $182,104,017 to $273,603,001 (+50.0%) between the annual amendments of 2025-03-18 and 2026-03-25; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
- business activity changedChange between filings · filing Mar 25, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2025-12-08, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 25, 2026private-client share of RAUM moved from 49.0% to 73.0% between the annual amendments of 2025-03-18 and 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 49.0% to 72.0% between the annual amendments of 2025-03-18 and 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 193 to 233Dec 8, 2025 to Mar 25, 2026
- Charity clients · 7 to 3Dec 8, 2025 to Mar 25, 2026
- Individual clients · 5 to 8Dec 8, 2025 to Mar 25, 2026
- Assets in custody · $16.4M to $56.9MDec 8, 2025 to Mar 25, 2026
- Discretionary RAUM · $181M to $273MDec 8, 2025 to Mar 25, 2026
- HNW RAUM · $88.8M to $198MDec 8, 2025 to Mar 25, 2026
- Individual RAUM · $1.2M to $2.2MDec 8, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $1.3M to $838,075Dec 8, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $2.2M to $6.9MDec 8, 2025 to Mar 25, 2026
- RAUM · $182M to $274MDec 8, 2025 to Mar 25, 2026
- Accounts · 198 to 193Oct 28, 2024 to Mar 18, 2025
- Charity clients · 6 to 7Oct 28, 2024 to Mar 18, 2025
- Pooled vehicle clients · 0 to 1Oct 28, 2024 to Mar 18, 2025
- Assets in custody · $27.1M to $16.4MOct 28, 2024 to Mar 18, 2025
- Financial planning clients · 1-10 to 1-10Oct 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $175M to $181MOct 28, 2024 to Mar 18, 2025
- HNW RAUM · $87.8M to $88.8MOct 28, 2024 to Mar 18, 2025
- Individual RAUM · $2.1M to $1.2MOct 28, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $670,429 to $1.3MOct 28, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $0 to $2.2MOct 28, 2024 to Mar 18, 2025
- RAUM · $175M to $182MOct 28, 2024 to Mar 18, 2025
- Advisory employees · 2 to 3Oct 15, 2024 to Oct 28, 2024
- Employees · 2 to 3Oct 15, 2024 to Oct 28, 2024
- State-registered IARs · 2 to 3Oct 15, 2024 to Oct 28, 2024
- Private funds · unset to 1Mar 5, 2024 to Oct 15, 2024
- Accounts · 164 to 198Mar 27, 2023 to Mar 5, 2024
- Charity clients · 1 to 6Mar 27, 2023 to Mar 5, 2024
- Corporate clients · unset to 0.0Mar 27, 2023 to Mar 5, 2024
- Individual clients · 4 to 5Mar 27, 2023 to Mar 5, 2024
- Pension plan clients · unset to 0.0Mar 27, 2023 to Mar 5, 2024
- Pooled vehicle clients · unset to 0.0Mar 27, 2023 to Mar 5, 2024
- Assets in custody · $36.3M to $27.1MMar 27, 2023 to Mar 5, 2024
- Discretionary RAUM · $161M to $175MMar 27, 2023 to Mar 5, 2024
- HNW RAUM · $83.5M to $87.8MMar 27, 2023 to Mar 5, 2024
- Individual RAUM · $1.7M to $2.1MMar 27, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $0 to $670,429Mar 27, 2023 to Mar 5, 2024
- Pension RAUM · unset to 0.0Mar 27, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 27, 2023 to Mar 5, 2024
- RAUM · $161M to $175MMar 27, 2023 to Mar 5, 2024
- Accounts · 124 to 164Jul 11, 2022 to Mar 6, 2023
Signals
2 dated events
- Chapel Bridge Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 11, 2022 · Succession (Item 4) · fact
- Chapel Bridge Wealth Advisors filed its initial SEC registration (Form ADV)May 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Chapel Bridge Wealth Advisors · Family Officesshared crd · office
- Chapel Bridge Wealth Advisors · Independent Sponsorsshared crd · capital_provider
- Chapel Bridge Wealth Advisors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 614-552-8200reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- chapelbridge.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 614-552-8200reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026