DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••• C••••••• L••

Asset manager (funds and pooled vehicles)Boca Raton, FloridaCRD 313378SEC 801-122592website IAPD

Latest filing Mar 30, 2026

First filing on the tape Sep 30, 2021 · 11 filings

SEC status approved since Oct 29, 2021

RAUM

$1.5B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$1.5B as of Mar 30, 2026

Mar 31, 2022$359M then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Mar 30, 2026

Mar 31, 20220 then

Employees (5.A)16 as of Mar 30, 2026

Mar 31, 202210 then

Private funds6 as of Mar 30, 2026

Mar 31, 20222 then

RAUM +58% over the last fiscal year+37% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $1.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $102MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 16.0derivedItem 5.A over advisors
Advisors per office: 0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +58%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.3B84%
Other investment advisers$242M16%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 15reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••• S••••• T•••••• O••••••••• M•••••• L•	Hedge Fund	$374M	22	Mar 31, 2023
M•••••• C•••••• P•••••••• L•	Hedge Fund	$268M	70	Mar 1, 2021
M•••••• S•••••• O••••••••• F••• I• L•	Hedge Fund	$112M	45	Feb 24, 2021

Owners and control persons

Schedule A and B, latest filing

L•••• J•••••• N••• · Chief Operating Officer, Chief Financial Officer, And Chief Compliance Officercontrol
since 10/2021 · owns less than 5%
M•••••• V••••• K• · Managing Membercontrol
since 02/2021 · owns 75% or more

Related persons

Schedule D 7.A

M•••••• C•••••• G•• L••
pooled vehicle sponsorn
M••• G•••••• P••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 30, 2026
private funds (Schedule D 7.B.1) moved from 3.0 to 6.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)
peers: asset managers, $1B to $5B (1,022) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 10 to 15
Jun 5, 2025 to Mar 30, 2026
Advisory employees · 6 to 7
Jun 5, 2025 to Mar 30, 2026
Pooled vehicle clients · 7 to 11
Jun 5, 2025 to Mar 30, 2026
Employees · 12 to 16
Jun 5, 2025 to Mar 30, 2026
Private funds · 3 to 6
Jun 5, 2025 to Mar 30, 2026
Discretionary RAUM · $969M to $1.5B
Jun 5, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $719M to $1.3B
Jun 5, 2025 to Mar 30, 2026
RAUM · $969M to $1.5B
Jun 5, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 31, 2025 to Jun 5, 2025
Employees · 10 to 12
Mar 29, 2024 to Mar 31, 2025
State-registered IARs · 0 to 1
Mar 29, 2024 to Mar 31, 2025
Other offices · 0 to 1
Mar 29, 2024 to Mar 31, 2025
Discretionary RAUM · $871M to $969M
Mar 29, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $753M to $719M
Mar 29, 2024 to Mar 31, 2025
RAUM · $871M to $969M
Mar 29, 2024 to Mar 31, 2025
Advisory employees · 5 to 6
Jul 10, 2023 to Mar 29, 2024
BD registered reps · 0 to 1
Jul 10, 2023 to Mar 29, 2024
Discretionary RAUM · $593M to $871M
Jul 10, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $452M to $753M
Jul 10, 2023 to Mar 29, 2024
RAUM · $593M to $871M
Jul 10, 2023 to Mar 29, 2024
Accounts · 4 to 10
Oct 11, 2022 to Mar 31, 2023
Advisory activities · 1 to 2
Oct 11, 2022 to Mar 31, 2023
Pooled vehicle clients · 4 to 7
Oct 11, 2022 to Mar 31, 2023
HQ city · unset to BOCA RATON
Oct 11, 2022 to Mar 31, 2023
HQ state · unset to FL
Oct 11, 2022 to Mar 31, 2023
Private funds · 2 to 3
Oct 11, 2022 to Mar 31, 2023
Discretionary RAUM · $359M to $593M
Oct 11, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $359M to $452M
Oct 11, 2022 to Mar 31, 2023
RAUM · $359M to $593M
Oct 11, 2022 to Mar 31, 2023
Employees · 11 to 10
Feb 9, 2022 to Mar 31, 2022
Discretionary RAUM · $371M to $359M
Feb 9, 2022 to Mar 31, 2022
Pooled vehicle RAUM · $371M to $359M
Feb 9, 2022 to Mar 31, 2022
RAUM · $371M to $359M
Feb 9, 2022 to Mar 31, 2022
Accounts · 2 to 4
Sep 30, 2021 to Jan 20, 2022
Advisory employees · 6 to 5
Sep 30, 2021 to Jan 20, 2022
Pooled vehicle clients · 2 to 4
Sep 30, 2021 to Jan 20, 2022
Employees · 8 to 11
Sep 30, 2021 to Jan 20, 2022
HQ city · NEW HOPE to unset
Sep 30, 2021 to Jan 20, 2022
HQ state · PA to unset
Sep 30, 2021 to Jan 20, 2022
Other offices · 1 to 0
Sep 30, 2021 to Jan 20, 2022

Signals

9 dated events

M•••••• C••••••• L•• reported RAUM $1.5B, up 58% from $969.4M (2025-06-05 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
M•••••• C••••••• L•• reported RAUM $871.5M, up 47% from $592.8M (2023-07-10 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
M•••••• C••••••• L•• reported RAUM $592.8M, up 65% from $359.2M (2022-10-11 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
M•••••• C••••••• L•• reported RAUM $370.6M, up 45% from $255.0M (2021-09-30 to 2022-01-20)
Jan 20, 2022 · RAUM change · derived
Neal Joseph Levy (Chief Operating And Financial Officer, Chief Compliance Officer) appeared on Schedule A of M•••••• C••••••• L••
Jan 20, 2022 · Control person joined · fact
Alexander David Barlow (Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of M•••••• C••••••• L•• (listed 2021-09-30, absent 2022-01-20)
Jan 20, 2022 · Control person left · inference
Jay Paul Glazer (Managing Member) no longer on Schedule A of M•••••• C••••••• L•• (listed 2021-09-30, absent 2022-01-20)
Jan 20, 2022 · Control person left · inference
Mark Ort (Member) no longer on Schedule A of M•••••• C••••••• L•• (listed 2021-09-30, absent 2022-01-20)
Jan 20, 2022 · Control person left · inference
M•••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Sep 30, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/meteora-capital-llcreportedpublic record, Form ADV, Sep 19, 2026
Website: m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 212-207-0090reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026