DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• S••••••••• C••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 12, 2021 · 10 filings
SEC status approved since Jun 14, 2021
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
292
110 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$11B as of Mar 31, 2026
Mar 29, 2022$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20220 then
Employees (5.A)292 as of Mar 31, 2026
Mar 29, 202220 then
Private funds1 as of Jan 31, 2025
Mar 29, 20231 then
RAUM -17% over the last fiscal year-8.5% a year over threeIARs 0 to 0offices 5 to 9
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$8.3B78%
- Investment companies$1.1B11%
- Corporations and businesses$1.1B10%
- Banks and thrifts$49.8M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.11 institutional_share=0.78 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• I••••• P•••••••• L• | Securitized Asset Fund | $6.2M | 15 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• C••••• R••••• · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- M••••••• A••••••• D•••• · Chief Executive Officercontrolsince 10/2024 · owns less than 5%
- V•• Z••••• R••••• D•••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- B•••••• T•••• L••••••• · Membercontrolsince 11/2014 · owns 75% or more of N•• C•••••• L••
Entity owners
- P••••••• H•••••••• L•• · Sole Memberdirect · owns 75% or more
- E••••••• A• H••••••• L•• · Memberindirect · owns 75% or more of P••••••• H•••••••• L••
- E••••••• I••••••••• L•• · Memberindirect · owns 75% or more of E••••••• A• H••••••• L••
- N•• C•••••• L•• · Memberindirect · owns 75% or more of S•• I•••••••• L••
- S•• I•••••••• L•• · Memberindirect · owns 75% or more of E••••••• I••••••••• L••
Related persons
Schedule D 7.A
- C••• I••••••••• A••••••• L••••••investment advisernRAUM $2.8B
- C••• I••••••••• M••••••••• L••••••investment advisern
- C••••••••• I•••real estaten
- C••••••••• I•••••••• C••••••real estaten
- E••••• L••• I•••••••• C••••••real estaten
- F•••• S••••••• B•••••• L••• A•••••••• A•• A•••••• C•••••• O• N•• Y•••real estaten
- J•••••••• B•••••••• S•••••••• L••broker-dealern
- E••••••• Credit A••••••S, LLCinvestment advisernRAUM $8.5B
- P••••••• C•••••• C••••••••• A••••••• L••investment advisernRAUM $263M
- P•• G•••••• P••••••• L••pooled vehicle sponsorn
- S••••••• B•••••• L••• I•••••••• C••••••real estaten
- S••••••• D••••••••• L••broker-dealern
- S•••• A••••• R••••••••• C•••••••••real estaten
Advisers that list E••••••• S••••••••• C••••• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +8.0% (12 comparable advisers, 91.0th percentile of changes)peers: institutional managers, $5B to $20B (12) · 91% percentile
What changed
consecutive filings, newest first
- Other offices · 5 to 9Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $11BMar 27, 2025 to Mar 31, 2026
- RAUM · $13B to $11BMar 27, 2025 to Mar 31, 2026
- Accounts · 9 to 6Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 10 to 110Mar 27, 2025 to Mar 31, 2026
- Corporate clients · 4 to 1Mar 27, 2025 to Mar 31, 2026
- Employees · 260 to 292Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 9 to 10Jan 31, 2025 to Mar 27, 2025
- Corporate clients · 3 to 4Jan 31, 2025 to Mar 27, 2025
- Pooled vehicle clients · 1.0 to unsetJan 31, 2025 to Mar 27, 2025
- Assets in custody · 6111944.0 to unsetJan 31, 2025 to Mar 27, 2025
- Custody of client assets · true to falseJan 31, 2025 to Mar 27, 2025
- Employees · 26 to 260Jan 31, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 31, 2025 to Mar 27, 2025
- Other offices · 1 to 5Jan 31, 2025 to Mar 27, 2025
- Private funds · 1 to unsetJan 31, 2025 to Mar 27, 2025
- Discretionary RAUM · $15B to $13BJan 31, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · 6111944.0 to unsetJan 31, 2025 to Mar 27, 2025
- RAUM · $15B to $13BJan 31, 2025 to Mar 27, 2025
- Business name · P••••••• S••••••••• A•••• M••••••••• L•• to E••••••• S••••••••• C••••• A•••••••• L••Nov 7, 2024 to Jan 31, 2025
- Legal name · P••••••• S••••••••• A•••• M••••••••• L•• to E••••••• S••••••••• C••••• A•••••••• L••Nov 7, 2024 to Jan 31, 2025
- Advisory employees · 8 to 9Aug 16, 2024 to Nov 7, 2024
- Accounts · 7 to 9Mar 29, 2023 to Mar 28, 2024
- Advisory employees · 5 to 8Mar 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · unset to 1.0Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $4.1M to $6.1MMar 29, 2023 to Mar 28, 2024
- Employees · 21 to 26Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $14B to $15BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · unset to 6111944.0Mar 29, 2023 to Mar 28, 2024
- RAUM · $14B to $15BMar 29, 2023 to Mar 28, 2024
- Accounts · 4 to 7Dec 9, 2022 to Mar 29, 2023
- Advisory employees · 7 to 5Dec 9, 2022 to Mar 29, 2023
- Corporate clients · 1 to 3Dec 9, 2022 to Mar 29, 2023
- Assets in custody · unset to 4135370.0Dec 9, 2022 to Mar 29, 2023
- Custody of client assets · false to trueDec 9, 2022 to Mar 29, 2023
- Employees · 20 to 21Dec 9, 2022 to Mar 29, 2023
- Other offices · 0 to 1Dec 9, 2022 to Mar 29, 2023
- Private funds · unset to 1Dec 9, 2022 to Mar 29, 2023
- Discretionary RAUM · $12B to $14BDec 9, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $1.1B to $0Dec 9, 2022 to Mar 29, 2023
Signals
7 dated events
- Emil John Kim (Principal) no longer on Schedule A of E••••••• S••••••••• C••••• A•••••••• L•• (listed 2024-08-16, absent 2024-11-07)Nov 7, 2024 · Control person left · inference
- Geeeun Jamie Kim (General Counsel; Chief Compliance Officer) no longer on Schedule A of E••••••• S••••••••• C••••• A•••••••• L•• (listed 2024-08-16, absent 2024-11-07)Nov 7, 2024 · Control person left · inference
- Debra Renee Van Zilen (Chief Compliance Officer) appeared on Schedule A of E••••••• S••••••••• C••••• A•••••••• L••Nov 7, 2024 · Control person joined · fact
- David Anthony Minella (Chief Executive Officer) appeared on Schedule A of E••••••• S••••••••• C••••• A•••••••• L••Nov 7, 2024 · Control person joined · fact
- Debra Renee Van Zilen (Chief Compliance Officer) appeared on Schedule A of E••••••• S••••••••• C••••• A•••••••• L••Dec 9, 2022 · Control person joined · fact
- Robert Craig Kitchin (Chief Financial Officer) appeared on Schedule A of E••••••• S••••••••• C••••• A•••••••• L••Mar 29, 2022 · Control person joined · fact
- P••••••• S••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 12, 2021 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- eldridge.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-895-2000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026