DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wealthspire Advisors

Former SEC-registered adviserMelville, New YorkCRD 147592SEC 801-69418websiteIAPD
Legal name Gm Advisory Group, LLC
Latest filing Mar 29, 2026
First filing on the tape Apr 2, 2012 · 36 filings
SEC status approved since Jul 29, 2008
RAUM
$4.4B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
98%
$4.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$4.4B as of Mar 29, 2026
Apr 2, 2012$414M then
HNW client RAUM$4.2B as of Mar 29, 2026
Mar 29, 2018$699M then
State-registered IARs (5.B.3)26 as of Mar 29, 2026
Apr 2, 20120 then
Employees (5.A)46 as of Mar 29, 2026
Mar 27, 201318 then
Private funds1 as of Mar 30, 2023
Apr 2, 20121 then
RAUM +18% over the last fiscal year+20% a year over threeIARs 26 to 26offices 2 to 1
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
RAUM per advisor
$168MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
30derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.8MderivedHNW RAUM over HNW clients
Average account
$5.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
13.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+14%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Wrap fee program
$3.7BreportedItem 5.I
Custody
$1.5B, 294 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.2B96%
  • Individuals$87.8M2.0%
  • Pension and profit-sharing plans$65.9M1.5%
  • Corporations and businesses$15.8M0.4%
  • Charitable organizations$15.2M0.3%
Individual clients
314reported
HNW clients
477reported
Pension plan clients
27reported
Charitable clients
9reported
Accounts
835reported
Financial planning clients
1,000reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$1.5B for 294 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Gmag Diversified Opportunity Fund, LPHedge Fund$4.5M61Apr 2, 2012
Owners and control persons
Schedule A and B, latest filing
  • J Michael Del Priore · Chief Compliance Officercontrol
    since 11/2023 · owns less than 5%
  • Anthony Michael Lamena · Chief Executive Officercontrol
    since 11/2023 · owns less than 5%
  • Ei Chun Veronica Moo · Directorcontrol
    since 11/2023 · owns less than 5%
  • Joseph Michael Moriarty · Chief Investment Officercontrol
    since 11/2023 · owns less than 5%
  • George Edward O'Malley · Directorcontrol
    since 11/2023 · owns less than 5%
  • David Brian Powers · Chief Financial Officercontrol
    since 11/2023 · owns less than 5%
  • Ronald Brett Schneider · Directorcontrol
    since 11/2023 · owns less than 5%
  • Matthew Eric Sontag · President & Chief Operations Officercontrol
    since 11/2023 · owns less than 5%
  • Ronald Hoyt Stastney · Chief Legal Officercontrol
    since 11/2023 · owns less than 5%
  • Ann Margaret Iamunno · Senior Vice President, Melville Office Lead
    since 11/2023 · owns less than 5%
  • Michell Lori Lieser · Vice President
    since 11/2023 · owns less than 5%
Entity owners
  • Wealthspire Advisors · Owner
    direct · owns 75% or more
  • Aon, Plc · Owner
    indirect · owns 75% or more of Randolph Finance Unlimited Company
  • Nfp Corp. · Owner
    indirect · owns 75% or more of Wealthspire Holdings, LLC
  • Nfp Intermediate Holdings B. Corp. · Owner
    indirect · owns 75% or more of Nfp Corp.
  • Randolph Acquisition Corp. · Owner
    indirect · owns 75% or more of Nfp Intermediate Holdings B. Corp.
  • Randolph Finance Unlimited Company · Owner
    indirect · owns 75% or more of Randolph Acquisition Corp.
  • Wealthspire Holdings, LLC · Member
    indirect · owns 75% or more of Wealthspire Advisors
Related persons
Schedule D 7.A
Advisers that list Wealthspire Advisors as a related person
Offices
Schedule D 1.F, the 25 largest
  • Boca Raton, FL9 employees
  • New York, NY3 employees
What changed
consecutive filings, newest first
  • Accounts · 743 to 835
    Nov 25, 2025 to Mar 29, 2026
  • Charity clients · 10 to 9
    Nov 25, 2025 to Mar 29, 2026
  • HNW clients · 403 to 477
    Nov 25, 2025 to Mar 29, 2026
  • Individual clients · 292 to 314
    Nov 25, 2025 to Mar 29, 2026
  • Pension plan clients · 30 to 27
    Nov 25, 2025 to Mar 29, 2026
  • Assets in custody · $1.3B to $1.5B
    Nov 25, 2025 to Mar 29, 2026
  • Other offices · 2 to 1
    Nov 25, 2025 to Mar 29, 2026
  • Discretionary RAUM · $2.7B to $3.7B
    Nov 25, 2025 to Mar 29, 2026
  • HNW RAUM · $3.5B to $4.2B
    Nov 25, 2025 to Mar 29, 2026
  • Individual RAUM · $81.3M to $87.8M
    Nov 25, 2025 to Mar 29, 2026
  • Non-discretionary RAUM · $988M to $709M
    Nov 25, 2025 to Mar 29, 2026
  • Pension RAUM · $60.4M to $65.9M
    Nov 25, 2025 to Mar 29, 2026
  • RAUM · $3.7B to $4.4B
    Nov 25, 2025 to Mar 29, 2026
  • Related bank · true to false
    May 12, 2025 to Nov 25, 2025
  • Related broker-dealer · true to false
    May 12, 2025 to Nov 25, 2025
  • Related insurance company · true to false
    May 12, 2025 to Nov 25, 2025
  • Financial planning clients · More than 500 to More than 500
    Mar 28, 2025 to May 12, 2025
  • Accounts · 2,210 to 743
    Jun 10, 2024 to Mar 28, 2025
  • Advisory employees · 14 to 21
    Jun 10, 2024 to Mar 28, 2025
  • Business name · GM ADVISORY GROUP, LLC to WEALTHSPIRE ADVISORS
    Jun 10, 2024 to Mar 28, 2025
  • Corporate clients · 10 to 8
    Jun 10, 2024 to Mar 28, 2025
  • HNW clients · 337 to 403
    Jun 10, 2024 to Mar 28, 2025
  • Individual clients · 277 to 292
    Jun 10, 2024 to Mar 28, 2025
  • Pension plan clients · 32 to 30
    Jun 10, 2024 to Mar 28, 2025
  • Assets in custody · $1.0B to $1.3B
    Jun 10, 2024 to Mar 28, 2025
  • Employees · 42 to 46
    Jun 10, 2024 to Mar 28, 2025
  • State-registered IARs · 9 to 26
    Jun 10, 2024 to Mar 28, 2025
  • Discretionary RAUM · $2.1B to $2.7B
    Jun 10, 2024 to Mar 28, 2025
  • HNW RAUM · $2.9B to $3.5B
    Jun 10, 2024 to Mar 28, 2025
  • Individual RAUM · $77.6M to $81.3M
    Jun 10, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $987M to $988M
    Jun 10, 2024 to Mar 28, 2025
  • Pension RAUM · $52.0M to $60.4M
    Jun 10, 2024 to Mar 28, 2025
  • RAUM · $3.0B to $3.7B
    Jun 10, 2024 to Mar 28, 2025
  • Related insurance company · false to true
    Apr 29, 2024 to Jun 10, 2024
  • Related bank · false to true
    Mar 29, 2024 to Apr 29, 2024
  • Related broker-dealer · false to true
    Mar 29, 2024 to Apr 29, 2024
  • Accounts · 1,938 to 2,210
    Dec 21, 2023 to Mar 29, 2024
  • Advisory employees · 9 to 14
    Dec 21, 2023 to Mar 29, 2024
  • Business name · GM ADVISORY GROUP, INC. to GM ADVISORY GROUP, LLC
    Dec 21, 2023 to Mar 29, 2024
  • Charity clients · 9 to 10
    Dec 21, 2023 to Mar 29, 2024
Signals
26 dated events
  • Wealthspire Advisors no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $4.4B)
    Jul 1, 2026 · Left the SEC roster · derived
  • Wealthspire Advisors reported 26 state-registered advisory representatives, up from 9 (2024-06-10 to 2025-03-28)
    Mar 28, 2025 · Advisor headcount change · derived
  • Gm Advisory Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Dec 21, 2023 · Succession (Item 4) · fact
  • Patrick Frank Marzano (Managing Principal) no longer on Schedule A of Wealthspire Advisors (listed 2023-07-03, absent 2023-12-21)
    Dec 21, 2023 · Control person left · inference
  • R Francis Balas (Director Of Investment Strategy) no longer on Schedule A of Wealthspire Advisors (listed 2023-07-03, absent 2023-12-21)
    Dec 21, 2023 · Control person left · inference
  • Scott Eric Bernstein (Director Of Alternative Investments) no longer on Schedule A of Wealthspire Advisors (listed 2023-07-03, absent 2023-12-21)
    Dec 21, 2023 · Control person left · inference
  • J Frank Lavrigata (Director Of Portfolio Management) no longer on Schedule A of Wealthspire Advisors (listed 2023-07-03, absent 2023-12-21)
    Dec 21, 2023 · Control person left · inference
  • D Christopher Castellano (Director Of Wealth Strategies) no longer on Schedule A of Wealthspire Advisors (listed 2023-07-03, absent 2023-12-21)
    Dec 21, 2023 · Control person left · inference
  • Ronald Brett Schneider (Director) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Ronald Hoyt Stastney (Chief Legal Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Matthew Eric Sontag (President & Chief Operations Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • George Edward O'Malley (Director) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Ei Chun Veronica Moo (Director) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • David Brian Powers (Chief Financial Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Joseph Michael Moriarty (Chief Investment Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Anthony Michael Lamena (Chief Executive Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • J Michael Del Priore (Chief Compliance Officer) appeared on Schedule A of Wealthspire Advisors
    Dec 21, 2023 · Control person joined · fact
  • Wealthspire Advisors reported RAUM $2.8B, up 33% from $2.1B (2020-10-02 to 2021-03-29)
    Mar 29, 2021 · RAUM change · derived
  • D Christopher Castellano (Director Of Wealth Strategies) appeared on Schedule A of Wealthspire Advisors
    Mar 29, 2021 · Control person joined · fact
  • R Francis Balas (Director Of Investment Strategy) appeared on Schedule A of Wealthspire Advisors
    Oct 2, 2020 · Control person joined · fact
  • Scott Eric Bernstein (Director Of Alternative Investments) appeared on Schedule A of Wealthspire Advisors
    Oct 2, 2020 · Control person joined · fact
  • J Frank Lavrigata (Director Of Portfolio Management) appeared on Schedule A of Wealthspire Advisors
    Oct 2, 2020 · Control person joined · fact
  • Vincent Stephen Raneri (Chief Investment Officer) no longer on Schedule A of Wealthspire Advisors (listed 2020-09-09, absent 2020-10-02)
    Oct 2, 2020 · Control person left · inference
  • Wealthspire Advisors reported RAUM $2.1B, up 49% from $1.4B (2019-03-27 to 2020-03-28)
    Mar 28, 2020 · RAUM change · derived
  • Wealthspire Advisors reported RAUM $1.4B, up 72% from $821.3M (2018-03-29 to 2019-03-27)
    Mar 27, 2019 · RAUM change · derived
  • Vincent Stephen Raneri (Chief Investment Officer) appeared on Schedule A of Wealthspire Advisors
    Mar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026