DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• P•• A•••••••• L••
Latest filing Feb 10, 2026
First filing on the tape Mar 11, 2021 · 15 filings
SEC status approved since Apr 14, 2021
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$210M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$210M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$210M as of Feb 10, 2026
Mar 16, 2022$127M then
HNW client RAUM$195M as of Feb 10, 2026
Mar 16, 2022$112M then
State-registered IARs (5.B.3)1 as of Feb 10, 2026
Mar 16, 20222 then
Employees (5.A)2 as of Feb 10, 2026
Mar 16, 20222 then
Private funds: no history
RAUM +15% over the last fiscal year+19% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $210MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $706,121derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $25.9M, 73 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$195M93%
- Individuals$15.6M7.4%
- Individual clients
- 37reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 298reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25.9M for 73 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• T••••• G••••• | Montclair, Nj | Aug 15, 2021 | 24 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• T••••• G••••• from A•••• C••••••Aug 15, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• R•••••• T••••• · Managing Membercontrolsince 03/2021 · owns 75% or more
- P••• A•••• •• M••••• N•••• · Managing Member And Chief Compliance Officercontrolsince 03/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 291 to 298Mar 10, 2025 to Feb 10, 2026
- HNW clients · 42 to 48Mar 10, 2025 to Feb 10, 2026
- Individual clients · 44 to 37Mar 10, 2025 to Feb 10, 2026
- Assets in custody · $43.1M to $25.9MMar 10, 2025 to Feb 10, 2026
- Employees · 1 to 2Mar 10, 2025 to Feb 10, 2026
- Financial planning clients · 1-10 to 0Mar 10, 2025 to Feb 10, 2026
- Discretionary RAUM · $183M to $210MMar 10, 2025 to Feb 10, 2026
- HNW RAUM · $166M to $195MMar 10, 2025 to Feb 10, 2026
- Individual RAUM · $17.4M to $15.6MMar 10, 2025 to Feb 10, 2026
- RAUM · $183M to $210MMar 10, 2025 to Feb 10, 2026
- Accounts · 265 to 291Mar 5, 2024 to Mar 10, 2025
- Advisory employees · 2 to 1Mar 5, 2024 to Mar 10, 2025
- BD registered reps · 1 to 0Mar 5, 2024 to Mar 10, 2025
- HNW clients · 40 to 42Mar 5, 2024 to Mar 10, 2025
- Individual clients · 45 to 44Mar 5, 2024 to Mar 10, 2025
- Assets in custody · $18.5M to $43.1MMar 5, 2024 to Mar 10, 2025
- Employees · 2 to 1Mar 5, 2024 to Mar 10, 2025
- Financial planning clients · 1-10 to 1-10Mar 5, 2024 to Mar 10, 2025
- HQ city · unset to Mar 5, 2024 to Mar 10, 2025
- HQ state · unset to Mar 5, 2024 to Mar 10, 2025
- State-registered IARs · 2 to 1Mar 5, 2024 to Mar 10, 2025
- Other offices · 1 to 0Mar 5, 2024 to Mar 10, 2025
- Discretionary RAUM · $159M to $183MMar 5, 2024 to Mar 10, 2025
- HNW RAUM · $144M to $166MMar 5, 2024 to Mar 10, 2025
- Individual RAUM · $14.7M to $17.4MMar 5, 2024 to Mar 10, 2025
- RAUM · $159M to $183MMar 5, 2024 to Mar 10, 2025
- Accounts · 248 to 265Mar 20, 2023 to Mar 5, 2024
- HNW clients · 26 to 40Mar 20, 2023 to Mar 5, 2024
- Individual clients · 53 to 45Mar 20, 2023 to Mar 5, 2024
- Discretionary RAUM · $125M to $159MMar 20, 2023 to Mar 5, 2024
- HNW RAUM · $103M to $144MMar 20, 2023 to Mar 5, 2024
- Individual RAUM · $22.4M to $14.7MMar 20, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $140,634 to $0Mar 20, 2023 to Mar 5, 2024
- RAUM · $125M to $159MMar 20, 2023 to Mar 5, 2024
- Accounts · 171 to 248May 3, 2022 to Mar 20, 2023
- HNW clients · 32 to 26May 3, 2022 to Mar 20, 2023
- Individual clients · 40 to 53May 3, 2022 to Mar 20, 2023
- Assets in custody · unset to 18540459.0May 3, 2022 to Mar 20, 2023
- Custody of client assets · false to trueMay 3, 2022 to Mar 20, 2023
- Financial planning clients · 11-25 to 1-10May 3, 2022 to Mar 20, 2023
Signals
1 dated events
- G••••• P•• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 917-599-9526reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 917-599-9596reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (917) 599-9596reportedpublic record, Form ADV, Feb 10, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $210Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026