DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• E•••
Legal name R•••••• E••• W••••• M••••••••• L••
Latest filing Apr 27, 2026
First filing on the tape Mar 17, 2021 · 20 filings
SEC status approved since Jul 26, 2024
RAUM
$157M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
96%
$151M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$39.3M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$157M as of Apr 27, 2026
Apr 2, 2025$123M then
HNW client RAUM$84.6M as of Apr 27, 2026
Apr 2, 2025$64.4M then
State-registered IARs (5.B.3)4 as of Apr 27, 2026
Apr 2, 20253 then
Employees (5.A)5 as of Apr 27, 2026
Apr 2, 20254 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $39.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $163,462derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Wrap fee program
- $152MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.6M54%
- Individuals$66.5M42%
- Pension and profit-sharing plans$4.9M3.1%
- Charitable organizations$670,1490.4%
- Corporations and businesses$466,5900.3%
- Individual clients
- 161reported
- HNW clients
- 56reported
- Pension plan clients
- 7reported
- Charitable clients
- 11reported
- Accounts
- 961reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• G•••••••• M••••••••Certified Financial Planner | Beaver, Pa | Jan 4, 2022 | 15 y | 2 |
| T••••• M• Y•••Certified Financial Planner, Chartered Financial Consultant | Beaver, Pa | Jan 4, 2022 | 12 y | 3 |
| Q•••• J• P••• M••••••••Certified Financial Planner | Beaver, Pa | Jan 4, 2022 | 10 y | 2 |
| J•••• C•••••• M••••••••Certified Financial Planner | Beaver, Pa | May 7, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• C•••••• M•••••••• from O• I••••••••• M••••••••• C•May 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••• G•••••••• M•••••••• from E••• L••Jan 4, 2022 · RIA to RIA
- Q•••• J• P••• M•••••••• from E••• L••May 6, 2021 · RIA to a newly registered adviser
- T••••• M• Y••• from E••• L••Apr 21, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• J•••• G•••••••• · Ceo & Managing Membercontrolsince 03/2021 · owns 75% or more
- Y•••• T•••••• M• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beaver, Pa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 871 to 961Dec 15, 2025 to Feb 13, 2026
- Charity clients · 5 to 11Dec 15, 2025 to Feb 13, 2026
- HNW clients · 50 to 56Dec 15, 2025 to Feb 13, 2026
- Individual clients · 147 to 161Dec 15, 2025 to Feb 13, 2026
- Pension plan clients · 8 to 7Dec 15, 2025 to Feb 13, 2026
- Discretionary RAUM · $120M to $152MDec 15, 2025 to Feb 13, 2026
- HNW RAUM · $64.4M to $84.6MDec 15, 2025 to Feb 13, 2026
- Individual RAUM · $54.6M to $66.5MDec 15, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $3.1M to $4.9MDec 15, 2025 to Feb 13, 2026
- Pension RAUM · $3.2M to $4.9MDec 15, 2025 to Feb 13, 2026
- RAUM · $123M to $157MDec 15, 2025 to Feb 13, 2026
- Financial planning clients · 101-250 to 101-250May 22, 2025 to Jun 23, 2025
- Advisory employees · 3 to 4Apr 2, 2025 to May 22, 2025
- Employees · 4 to 5Apr 2, 2025 to May 22, 2025
- State-registered IARs · 3 to 4Apr 2, 2025 to May 22, 2025
- Accounts · 780 to 871Jul 12, 2024 to Apr 2, 2025
- Charity clients · 2 to 5Jul 12, 2024 to Apr 2, 2025
- Corporate clients · 0 to 1Jul 12, 2024 to Apr 2, 2025
- HNW clients · 39 to 50Jul 12, 2024 to Apr 2, 2025
- Individual clients · 142 to 147Jul 12, 2024 to Apr 2, 2025
- Assets in custody · 71016699.0 to unsetJul 12, 2024 to Apr 2, 2025
- Custody of client assets · true to falseJul 12, 2024 to Apr 2, 2025
- Discretionary RAUM · $100M to $120MJul 12, 2024 to Apr 2, 2025
- HNW RAUM · $46.5M to $64.4MJul 12, 2024 to Apr 2, 2025
- Individual RAUM · $52.9M to $54.6MJul 12, 2024 to Apr 2, 2025
- Non-discretionary RAUM · $2.3M to $3.1MJul 12, 2024 to Apr 2, 2025
- Pension RAUM · $2.9M to $3.2MJul 12, 2024 to Apr 2, 2025
- RAUM · $102M to $123MJul 12, 2024 to Apr 2, 2025
- Accounts · 466 to 780Jan 2, 2022 to Jun 11, 2024
- Advisory activities · 3 to 4Jan 2, 2022 to Jun 11, 2024
- Charity clients · 0 to 2Jan 2, 2022 to Jun 11, 2024
- HNW clients · 13 to 39Jan 2, 2022 to Jun 11, 2024
- Individual clients · 112 to 142Jan 2, 2022 to Jun 11, 2024
- Pension plan clients · 1 to 8Jan 2, 2022 to Jun 11, 2024
- Assets in custody · $57.3M to $71.0MJan 2, 2022 to Jun 11, 2024
- Financial planning clients · 0 to 101-250Jan 2, 2022 to Jun 11, 2024
- Discretionary RAUM · $57.5M to $100MJan 2, 2022 to Jun 11, 2024
- HNW RAUM · $17.8M to $46.5MJan 2, 2022 to Jun 11, 2024
- Individual RAUM · $39.3M to $52.9MJan 2, 2022 to Jun 11, 2024
- Non-discretionary RAUM · $0 to $2.3MJan 2, 2022 to Jun 11, 2024
Signals
1 dated events
- R•••••• E••• filed its initial SEC registration (Form ADV)Mar 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 412-526-8554reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/rivers-edge-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- riversedgewm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-526-8939reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026