DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••••••• W••••• M••••••••• L••
Latest filing Jun 17, 2026
First filing on the tape May 3, 2021 · 35 filings
SEC status approved since Jun 2, 2021
RAUM
$805M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
90%
$724M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$67.1M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$805M as of Jun 17, 2026
Mar 25, 2022$228M then
HNW client RAUM$497M as of Jun 17, 2026
Mar 25, 2022$136M then
State-registered IARs (5.B.3)12 as of Jun 17, 2026
Mar 25, 20229 then
Employees (5.A)22 as of Jun 17, 2026
Mar 25, 202218 then
Private funds: no history
RAUM +15% over the last fiscal year+21% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $67.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $297,621derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.5derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $7.3M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$497M62%
- Individuals$226M28%
- Pension and profit-sharing plans$55.2M6.9%
- Corporations and businesses$14.0M1.7%
- Charitable organizations$12.4M1.5%
- Individual clients
- 840reported
- HNW clients
- 236reported
- Pension plan clients
- 42reported
- Charitable clients
- 5reported
- Accounts
- 2,706reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.3M for 21 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J••••• H••••Certified Financial Planner | Albuquerque, Nm | Jan 19, 2022 | 13 y | 2 |
| P••••• J••••• M••••••Certified Financial Planner | Albuquerque, Nm | Jan 19, 2022 | 30 y | 3 |
| K•••• A•• S••••Certified Financial Planner | Mentor, Oh | Jan 19, 2022 | 16 y | 3 |
| J•••• M•••• D•••••• | Mentor, Oh | Jan 19, 2022 | 15 y | 2 |
| R••••• L•••• Q•••••• | Albuquerque, Nm | Jan 19, 2022 | 14 y | 2 |
| B•••• W•••••• D•••••• | Mentor, Oh | Jan 19, 2022 | 20 y | 5 |
| T••••• H• F••••••••• | Albuquerque, Nm | Jan 19, 2022 | 17 y | 2 |
| B•••••• M•••••• K•••Certified Financial Planner | Mentor, Oh | Jan 24, 2022 | 18 y | 6 |
| S••• R••••• S••••• | Mentor, Oh | Jan 31, 2024 | 11 y | 0 |
| D••••• C••• H••••• | Albuquerque, Nm | Sep 5, 2024 | 13 y | 0 |
| C••••• L•• L••Certified Financial Planner, Chartered Financial Analyst | Albuquerque, Nm | Sep 10, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• M•••••• K••• from C••••• A•••••• N••••••• L••Aug 26, 2021 · Other
- K•••• A•• S•••• from C••••• A•••••• N••••••• L••Aug 19, 2021 · Other
- P••••• J••••• M•••••• from C••••• A•••••• N••••••• L••Aug 19, 2021 · Other
- J•••• M•••• D•••••• from C••••• A•••••• N••••••• L••Aug 19, 2021 · Other
- J••••• J••••• H•••• from C••••• A•••••• N••••••• L••Aug 19, 2021 · Other
- M•••••• E••••• B•••• from L••••••••• F•••••••• L••Aug 19, 2021 · Other
- R••••• L•••• Q•••••• from C••••• A•••••• N••••••• L••Aug 19, 2021 · Other
- B•••• W•••••• D•••••• from C••••• A•••••• N••••••• L••Jul 8, 2021 · Other
- T••••• H• F••••••••• from C••••• A•••••• N••••••• L••Jul 8, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from C••••• A•••••• N••••••• L••Sep 1, 2022 · Albuquerque, Nm
- 3 joined from C••••• A•••••• N••••••• L••Aug 3, 2022 · Geneva, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• B••••• W•••••• · Managing Member / Principal And Chief Compliance Officercontrolsince 05/2021 · owns 50% to 75%
- F••••••••• T•••••• H• · Managing Member / Principalcontrolsince 05/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mentor, Oh · principal | 12 | 0 | 0 | ||
| Albuquerque, Nm | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Albuquerque, NM7 employees
- Boulder, CO2 employees
- Chardon, OH2 employees
- Geneva, OH2 employees
- Mentor, OH2 employees
- Westlake, OH1 employees
What changed
consecutive filings, newest first
- Accounts · 2,542 to 2,706Oct 14, 2025 to Mar 18, 2026
- Corporate clients · 17 to 16Oct 14, 2025 to Mar 18, 2026
- HNW clients · 229 to 236Oct 14, 2025 to Mar 18, 2026
- Individual clients · 799 to 840Oct 14, 2025 to Mar 18, 2026
- Pension plan clients · 18 to 42Oct 14, 2025 to Mar 18, 2026
- Assets in custody · $6.9M to $7.3MOct 14, 2025 to Mar 18, 2026
- Employees · 21 to 22Oct 14, 2025 to Mar 18, 2026
- Discretionary RAUM · $701M to $706MOct 14, 2025 to Mar 18, 2026
- HNW RAUM · $434M to $497MOct 14, 2025 to Mar 18, 2026
- Individual RAUM · $192M to $226MOct 14, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $0 to $99.3MOct 14, 2025 to Mar 18, 2026
- Pension RAUM · $48.7M to $55.2MOct 14, 2025 to Mar 18, 2026
- RAUM · $701M to $805MOct 14, 2025 to Mar 18, 2026
- Financial planning clients · 1-10 to 1-10May 14, 2025 to Jun 20, 2025
- Accounts · 2,369 to 2,542Dec 5, 2024 to Apr 9, 2025
- Advisory employees · 11 to 12Dec 5, 2024 to Apr 9, 2025
- Advisory activities · 3 to 4Dec 5, 2024 to Apr 9, 2025
- BD registered reps · 9 to 11Dec 5, 2024 to Apr 9, 2025
- Corporate clients · 13 to 17Dec 5, 2024 to Apr 9, 2025
- HNW clients · 191 to 229Dec 5, 2024 to Apr 9, 2025
- Individual clients · 809 to 799Dec 5, 2024 to Apr 9, 2025
- Pension plan clients · 22 to 18Dec 5, 2024 to Apr 9, 2025
- Assets in custody · $11.0M to $6.9MDec 5, 2024 to Apr 9, 2025
- Employees · 20 to 21Dec 5, 2024 to Apr 9, 2025
- State-registered IARs · 10 to 12Dec 5, 2024 to Apr 9, 2025
- Discretionary RAUM · $606M to $701MDec 5, 2024 to Apr 9, 2025
- HNW RAUM · $338M to $434MDec 5, 2024 to Apr 9, 2025
- Individual RAUM · $200M to $192MDec 5, 2024 to Apr 9, 2025
- Pension RAUM · $44.7M to $48.7MDec 5, 2024 to Apr 9, 2025
- RAUM · $606M to $701MDec 5, 2024 to Apr 9, 2025
- Accounts · 1,893 to 2,369Sep 28, 2023 to Feb 14, 2024
- BD registered reps · 10 to 9Sep 28, 2023 to Feb 14, 2024
- Charity clients · unset to 5.0Sep 28, 2023 to Feb 14, 2024
- Corporate clients · 10 to 13Sep 28, 2023 to Feb 14, 2024
- HNW clients · 145 to 191Sep 28, 2023 to Feb 14, 2024
- Individual clients · 713 to 809Sep 28, 2023 to Feb 14, 2024
- Pension plan clients · 8 to 22Sep 28, 2023 to Feb 14, 2024
- Assets in custody · $1.9M to $11.0MSep 28, 2023 to Feb 14, 2024
- Employees · 19 to 20Sep 28, 2023 to Feb 14, 2024
- Discretionary RAUM · $456M to $606MSep 28, 2023 to Feb 14, 2024
Signals
10 dated events
- L•••••••• W••••• M••••••••• L•• reported RAUM $605.8M, up 33% from $456.2M (2023-09-28 to 2024-02-14)Feb 14, 2024 · RAUM change · derived
- L•••••••• W••••• M••••••••• L•• reported RAUM $456.2M, up 100% from $227.8M (2022-11-10 to 2023-03-08)Mar 8, 2023 · RAUM change · derived
- L•••••••• W••••• M••••••••• L•• reported 7 offices beyond its principal office, up from 2 (2022-04-20 to 2022-10-11)Oct 11, 2022 · Office count change · derived
- 4 advisors left C••••• A•••••• N••••••• L•• (Albuquerque, NM) for L•••••••• W••••• M••••••••• L•• within 6 daysSep 1, 2022 · Team lift-out · derived
- 3 advisors left C••••• A•••••• N••••••• L•• (Geneva, OH) for L•••••••• W••••• M••••••••• L•• on the same dayAug 3, 2022 · Team lift-out · derived
- L•••••••• W••••• M••••••••• L•• reported RAUM $227.8M, up 108% from $109.5M (2022-01-09 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of L•••••••• W••••• M••••••••• L•• (listed 2021-05-03, absent 2021-06-22)Jun 22, 2021 · Control person left · inference
- William Brian D•••••• (Managing Member / Principal And Chief Compliance Officer) appeared on Schedule A of L•••••••• W••••• M••••••••• L••Jun 22, 2021 · Control person joined · fact
- H Travis Flandermeyer (Managing Member / Principal) appeared on Schedule A of L•••••••• W••••• M••••••••• L••Jun 22, 2021 · Control person joined · fact
- L•••••••• W••••• M••••••••• L• filed its initial SEC registration (Form ADV)May 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-717-3120reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 440-510-1901reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 505-717-1111reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/lakeridge-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/doctorsfrreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lakeridgewm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (440) 510-1901reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- lakeridgewm.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- lakeridgewm.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026