DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lighthouse Financial LLC

Former SEC-registered adviserBroomfield, ColoradoCRD 109251SEC 801-57055IAPD
Latest filing Sep 22, 2021
First filing on the tape Mar 26, 2012 · 18 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$92.7M as of Mar 30, 2020
Mar 26, 2012$107M then
HNW client RAUM$40.6M as of Mar 30, 2020
Mar 29, 2018$21.2M then
State-registered IARs (5.B.3)1 as of Mar 9, 2021
Jan 17, 20133 then
Employees (5.A)1 as of Mar 9, 2021
Jan 17, 20136 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 6 to 1
Practice profile
derived from the filing of Sep 22, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-83%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planningreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Dillon Matthew WiddowsColorado Springs, CoJan 22, 202412 y3
Luke VanzoCastle Rock, Co May 5, 202620 y4
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jeanette Shannon Ross · Ceocontrol
    since 04/2019 · owns less than 5%
  • Jeanette Shannon Ross · Ownercontrol
    since 04/2019 · owns 75% or more of Sjr Holdings LLC
Entity owners
  • Lighthouse Financial Enterprises LLC · Holding Company
    direct · owns 75% or more
  • Sjr Holdings LLC · Holding Company
    indirect · owns 75% or more of Lighthouse Financial Enterprises LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Colorado Springs, Co221
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 160.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Advisory employees · 5 to 1
    Jun 30, 2020 to Mar 8, 2021
  • Advisory activities · 4 to 1
    Jun 30, 2020 to Mar 8, 2021
  • BD registered reps · 4 to 0
    Jun 30, 2020 to Mar 8, 2021
  • Corporate clients · 0.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • HNW clients · 23.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Individual clients · 131.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Pooled vehicle clients · 0.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Employees · 7 to 1
    Jun 30, 2020 to Mar 8, 2021
  • Insurance-licensed employees · 2 to 1
    Jun 30, 2020 to Mar 8, 2021
  • State-registered IARs · 6 to 1
    Jun 30, 2020 to Mar 8, 2021
  • Discretionary RAUM · 92666257.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • HNW RAUM · 40575995.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Individual RAUM · 45585689.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Non-discretionary RAUM · 0.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Pension RAUM · 4371491.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Pooled vehicle RAUM · 0.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • RAUM · 92666257.0 to unset
    Jun 30, 2020 to Mar 8, 2021
  • Related adviser · false to true
    Jun 30, 2020 to Mar 8, 2021
  • Related broker-dealer · true to false
    Jun 30, 2020 to Mar 8, 2021
  • Accounts · 801 to 160
    Jun 28, 2019 to Mar 30, 2020
  • Advisory employees · 4 to 5
    Jun 28, 2019 to Mar 30, 2020
  • Advisory activities · 2 to 4
    Jun 28, 2019 to Mar 30, 2020
  • HNW clients · 22 to 23
    Jun 28, 2019 to Mar 30, 2020
  • Individual clients · 221 to 131
    Jun 28, 2019 to Mar 30, 2020
  • Commission compensation · true to false
    Jun 28, 2019 to Mar 30, 2020
  • Employees · 8 to 7
    Jun 28, 2019 to Mar 30, 2020
  • Insurance-licensed employees · 0 to 2
    Jun 28, 2019 to Mar 30, 2020
  • State-registered IARs · 5 to 6
    Jun 28, 2019 to Mar 30, 2020
  • Other offices · 1 to 0
    Jun 28, 2019 to Mar 30, 2020
  • Discretionary RAUM · $103M to $92.7M
    Jun 28, 2019 to Mar 30, 2020
  • HNW RAUM · $37.0M to $40.6M
    Jun 28, 2019 to Mar 30, 2020
  • Individual RAUM · $62.7M to $45.6M
    Jun 28, 2019 to Mar 30, 2020
  • Non-discretionary RAUM · $2.8M to $0
    Jun 28, 2019 to Mar 30, 2020
  • Pension RAUM · $3.7M to $4.4M
    Jun 28, 2019 to Mar 30, 2020
  • RAUM · $105M to $92.7M
    Jun 28, 2019 to Mar 30, 2020
  • Related broker-dealer · false to true
    Jun 28, 2019 to Mar 30, 2020
  • Advisory employees · 3 to 4
    Mar 29, 2019 to Apr 25, 2019
  • Employees · 6 to 8
    Mar 29, 2019 to Apr 25, 2019
  • State-registered IARs · 3 to 5
    Mar 29, 2019 to Apr 25, 2019
Signals
7 dated events
  • Shannon Jeanette Ross left Lighthouse Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2020-06-01)
    Apr 14, 2026 · Advisor changed firm · fact
  • Marie Melissa Starr (Chief Compliance Officer) no longer on Schedule A of Lighthouse Financial Llc (listed 2020-06-30, absent 2021-03-08)
    Mar 8, 2021 · Control person left · inference
  • Jeanette Shannon Ross (Ceo) appeared on Schedule A of Lighthouse Financial Llc
    Apr 25, 2019 · Control person joined · fact
  • Marie Melissa Starr (Chief Compliance Officer) appeared on Schedule A of Lighthouse Financial Llc
    Apr 25, 2019 · Control person joined · fact
  • Lynn Joyce Hinds (Ceo) no longer on Schedule A of Lighthouse Financial Llc (listed 2019-03-29, absent 2019-04-25)
    Apr 25, 2019 · Control person left · inference
  • Armand Jack Hinds (Chief Compliance Officer) no longer on Schedule A of Lighthouse Financial Llc (listed 2019-03-29, absent 2019-04-25)
    Apr 25, 2019 · Control person left · inference
  • Thomas Mike Gordon (Chief Operating Officer) no longer on Schedule A of Lighthouse Financial Llc (listed 2019-03-29, absent 2019-04-25)
    Apr 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
selacapitalgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026