DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C•••••• L•
Latest filing Apr 22, 2026
First filing on the tape Apr 7, 2021 · 13 filings
SEC status approved since May 11, 2021
RAUM
$90.2M
reported, Item 5.F
Discretionary
0.4%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$90.2M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$90.2M as of Apr 22, 2026
Feb 20, 2022$4.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 22, 2026
Feb 20, 20220 then
Employees (5.A)1 as of Apr 22, 2026
Feb 20, 20221 then
Private funds3 as of Apr 22, 2026
Feb 20, 20221 then
RAUM +82% over the last fiscal year+59% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $90.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.4%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +82%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $400,000, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$89.8M100%
- Pooled investment vehicles$400,0000.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $400,000 for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• T•••••••• W• | Brooklyn, Ny | Sep 24, 2021 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• W••• V•••• F••• L•• | Hedge Fund | $12.6M | 13 | Feb 16, 2023 |
| S•••••••• W••• V•••• F••• O••••••• L•• | Hedge Fund | $9.2M | 2 | Feb 16, 2023 |
| S•••••••• W••• V•••• F••• L• | Hedge Fund | $2.9M | 10 | Feb 16, 2023 |
| S•••••••• G•••••• F••• O•••••• L•no longer reported | Hedge Fund | $2.0M | 7 | Apr 7, 2021 |
Owners and control persons
Schedule A and B, latest filing
- W•• C••••••••• T•••••••• · Limited Partner, Chief Investment Officer, Chief Compliance Officercontrolsince 10/2018 · owns 75% or more
- W••••••••• B••••••• · Trusteecontrolsince 05/2021 · owns F of S•• W•••••••• T••••
- W••••••••• S••• J••••• · Trusteecontrolsince 05/2021 · owns F of S•• W•••••••• T••••
- W•• C••••••••• T•••••••• · Membercontrolsince 10/2018 · owns 75% or more of S•••••••• C•••••• L••
Entity owners
- S•••••••• C•••••• L•• · General Partnerdirect · owns less than 5%
- S•• W•••••••• T•••• · Memberindirect · owns 75% or more of N•• P••••••• P••••••• L••
- N•• P••••••• P••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S•••••••• C•••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 22, 2026discretionary share of RAUM moved from 20.0% to 0.0% between the annual amendments of 2025-04-17 and 2026-04-22peers: asset managers, under $100M (329)
What changed
consecutive filings, newest first
- Assets in custody · $10.1M to $400,000Apr 17, 2025 to Apr 22, 2026
- Discretionary RAUM · $10.1M to $400,000Apr 17, 2025 to Apr 22, 2026
- Non-discretionary RAUM · $39.4M to $89.8MApr 17, 2025 to Apr 22, 2026
- Pooled vehicle RAUM · $10.1M to $400,000Apr 17, 2025 to Apr 22, 2026
- RAUM · $49.5M to $90.2MApr 17, 2025 to Apr 22, 2026
- Accounts · 4 to 5Jun 4, 2024 to Apr 17, 2025
- Assets in custody · $12.6M to $10.1MJun 4, 2024 to Apr 17, 2025
- Financial planning clients · unset to Jun 4, 2024 to Apr 17, 2025
- HQ city · unset to Jun 4, 2024 to Apr 17, 2025
- HQ state · unset to Jun 4, 2024 to Apr 17, 2025
- Discretionary RAUM · $12.6M to $10.1MJun 4, 2024 to Apr 17, 2025
- Non-discretionary RAUM · $32.4M to $39.4MJun 4, 2024 to Apr 17, 2025
- Pooled vehicle RAUM · $12.6M to $10.1MJun 4, 2024 to Apr 17, 2025
- RAUM · $45.0M to $49.5MJun 4, 2024 to Apr 17, 2025
- Discretionary RAUM · $6.6M to $12.6MMay 4, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $15.7M to $32.4MMay 4, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $6.6M to $12.6MMay 4, 2023 to Mar 11, 2024
- RAUM · $22.3M to $45.0MMay 4, 2023 to Mar 11, 2024
- Assets in custody · $6.6M to $12.6MMay 4, 2023 to Mar 11, 2024
- Accounts · 2 to 4Apr 19, 2022 to Feb 16, 2023
- Pooled vehicle clients · 1 to 3Apr 19, 2022 to Feb 16, 2023
- Assets in custody · $2.0M to $6.6MApr 19, 2022 to Feb 16, 2023
- State-registered IARs · 0 to 1Apr 19, 2022 to Feb 16, 2023
- Private funds · 1 to 3Apr 19, 2022 to Feb 16, 2023
- Discretionary RAUM · $2.0M to $6.6MApr 19, 2022 to Feb 16, 2023
- Non-discretionary RAUM · $2.1M to $15.7MApr 19, 2022 to Feb 16, 2023
- Pooled vehicle RAUM · $2.0M to $6.6MApr 19, 2022 to Feb 16, 2023
- RAUM · $4.1M to $22.3MApr 19, 2022 to Feb 16, 2023
- Assets in custody · $2.2M to $2.0MSep 23, 2021 to Feb 20, 2022
- Discretionary RAUM · $2.2M to $2.0MSep 23, 2021 to Feb 20, 2022
- Non-discretionary RAUM · $250,000 to $2.1MSep 23, 2021 to Feb 20, 2022
- Pooled vehicle RAUM · $2.2M to $2.0MSep 23, 2021 to Feb 20, 2022
- RAUM · $2.5M to $4.1MSep 23, 2021 to Feb 20, 2022
- Accounts · 1 to 2Jun 4, 2021 to Jul 12, 2021
- Advisory activities · 1 to 2Jun 4, 2021 to Jul 12, 2021
- Non-discretionary RAUM · $0 to $250,000Jun 4, 2021 to Jul 12, 2021
- RAUM · $2.2M to $2.5MJun 4, 2021 to Jul 12, 2021
- Assets in custody · $1.1M to $2.2MApr 7, 2021 to Apr 13, 2021
- Discretionary RAUM · $1.1M to $2.2MApr 7, 2021 to Apr 13, 2021
- Pooled vehicle RAUM · $1.1M to $2.2MApr 7, 2021 to Apr 13, 2021
Signals
3 dated events
- Joshua Sam Wilderman (Trustee) appeared on Schedule A of S•••••••• C•••••• L•Jun 4, 2021 · Control person joined · fact
- Beatrice Wilderman (Trustee) appeared on Schedule A of S•••••••• C•••••• L•Jun 4, 2021 · Control person joined · fact
- S•••••••• C•••••• L• filed its initial SEC registration (Form ADV)Apr 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sparklinecapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-655-9870reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026