DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• F•••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Apr 23, 2021 · 11 filings
SEC status approved since May 24, 2021
RAUM
$353M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$350M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$88.2M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$353M as of Mar 3, 2026
Feb 2, 2022$131M then
HNW client RAUM$350M as of Mar 3, 2026
Feb 2, 2022$124M then
State-registered IARs (5.B.3)4 as of Mar 3, 2026
Feb 2, 20220 then
Employees (5.A)5 as of Mar 3, 2026
Feb 2, 20222 then
Private funds: no history
RAUM +40% over the last fiscal year+42% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $88.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$350M99%
- Charitable organizations$3.2M0.9%
- Individual clients
- n/areported
- HNW clients
- 125reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 126reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• P• E••••Certified Financial Planner | Brookfield, Wi | Jun 1, 2021 | 28 y | 3 |
| J••••• J•••• P••••••Chartered Financial Analyst | Brookfield, Wi | Nov 8, 2023 | 27 y | 6 |
| S•••••• R• W••••Certified Financial Planner | Brookfield, Wi | Feb 12, 2025 | 12 y | 1 |
| A••••• M• P•••• | Brookfield, Wi | Jan 7, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• R• W•••• from H•••• F••••••••Feb 12, 2025 · Other
- J••••• J•••• P•••••• from B•• A•••• M••••••••• C••••Nov 8, 2023 · Other
- K•••• P• E•••• from T••••••• A•••••• N••••••• L••Jun 1, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• K••••• P• · Founding Partner, President, Chief Compliance Officercontrolsince 03/2021 · owns 75% or more
- P••••••• J•••••• J•••• · Partner, Chief Investment Officersince 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brookfield, Wi · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 3, 2026RAUM (Item 5.F) moved from $251,993,929 to $352,921,514 (+40.0%) between the annual amendments of 2025-02-13 and 2026-03-03; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 108 to 126Feb 13, 2025 to Mar 3, 2026
- HNW clients · 107 to 125Feb 13, 2025 to Mar 3, 2026
- State-registered IARs · 3 to 4Feb 13, 2025 to Mar 3, 2026
- Discretionary RAUM · $252M to $353MFeb 13, 2025 to Mar 3, 2026
- HNW RAUM · $250M to $350MFeb 13, 2025 to Mar 3, 2026
- RAUM · $252M to $353MFeb 13, 2025 to Mar 3, 2026
- Advisory employees · 2 to 4Jan 8, 2025 to Feb 13, 2025
- Employees · 4 to 5Jan 8, 2025 to Feb 13, 2025
- Financial planning clients · 101-250 to 101-250Jan 8, 2025 to Feb 13, 2025
- State-registered IARs · 2 to 3Jan 8, 2025 to Feb 13, 2025
- Discretionary RAUM · $246M to $252MJan 8, 2025 to Feb 13, 2025
- HNW RAUM · $244M to $250MJan 8, 2025 to Feb 13, 2025
- RAUM · $246M to $252MJan 8, 2025 to Feb 13, 2025
- Accounts · 97 to 108Jul 8, 2024 to Jan 8, 2025
- HNW clients · 96 to 107Jul 8, 2024 to Jan 8, 2025
- Financial planning clients · 51-100 to 101-250Jul 8, 2024 to Jan 8, 2025
- Discretionary RAUM · $228M to $246MJul 8, 2024 to Jan 8, 2025
- HNW RAUM · $225M to $244MJul 8, 2024 to Jan 8, 2025
- RAUM · $228M to $246MJul 8, 2024 to Jan 8, 2025
- Accounts · 98 to 97Mar 29, 2024 to Jul 8, 2024
- HNW clients · 97 to 96Mar 29, 2024 to Jul 8, 2024
- Assets in custody · 234422.0 to unsetMar 29, 2024 to Jul 8, 2024
- Custody of client assets · true to falseMar 29, 2024 to Jul 8, 2024
- Discretionary RAUM · $227M to $228MMar 29, 2024 to Jul 8, 2024
- HNW RAUM · $225M to $225MMar 29, 2024 to Jul 8, 2024
- RAUM · $227M to $228MMar 29, 2024 to Jul 8, 2024
- Accounts · 78 to 98Sep 18, 2023 to Mar 29, 2024
- HNW clients · 77 to 97Sep 18, 2023 to Mar 29, 2024
- Assets in custody · $319,093 to $234,422Sep 18, 2023 to Mar 29, 2024
- Employees · 3 to 4Sep 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $129M to $227MSep 18, 2023 to Mar 29, 2024
- HNW RAUM · $127M to $225MSep 18, 2023 to Mar 29, 2024
- RAUM · $129M to $227MSep 18, 2023 to Mar 29, 2024
- Advisory employees · 1 to 2Feb 2, 2023 to Sep 18, 2023
- Assets in custody · $855,105 to $319,093Feb 2, 2023 to Sep 18, 2023
- Employees · 2 to 3Feb 2, 2023 to Sep 18, 2023
- State-registered IARs · 0 to 2Feb 2, 2023 to Sep 18, 2023
- Discretionary RAUM · $122M to $129MFeb 2, 2023 to Sep 18, 2023
- HNW RAUM · $120M to $127MFeb 2, 2023 to Sep 18, 2023
- RAUM · $122M to $129MFeb 2, 2023 to Sep 18, 2023
Signals
2 dated events
- E••••••• F•••••••• L•• reported RAUM $352.9M, up 40% from $252.0M (2025-02-13 to 2026-03-03)Mar 3, 2026 · RAUM change · derived
- E••••••• F•••••••• L•• filed its initial SEC registration (Form ADV)Apr 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inquiries@envisionfinancial-llc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 262-354-7155reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- envisionfinancial-llc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-354-7155reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- envisionfinancial-llc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- envisionfinancial-llc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026