RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• P••••••
- E••••••• F•••••••• L•• independent RIA currentsince Nov 8, 2023 · Brookfield, Wi
- B•• A•••• M••••••••• C•••• otherJan 4, 2023 to Dec 12, 2023 · Chicago, Il
- B•• A•••• M••••••••• C•••• otherFeb 19, 2021 to Dec 31, 2022 · Milwaukee, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerFeb 10, 2020 to Aug 2, 2021 · Milwaukee, Wi
- B•• A•••• M••••••••• C•••• otherJun 8, 2012 to Dec 31, 2020 · Chicago, Il
- M•• I••••••••• M••••••••• C•••• formerFeb 19, 2004 to Jun 8, 2012 · Milwaukee, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedAug 27, 2001 to Feb 9, 2004 · Menomonee Falls, Wi
- B•• A•••• M••••••••• C•••• to E••••••• F•••••••• L••left Dec 12, 2023, registered Nov 8, 2023 (-34 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to B•• A•••• M••••••••• C••••left Aug 2, 2021, registered Feb 19, 2021 (-164 days) · channel change inside one enterprise, not a move
- B•• A•••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2020, registered Feb 10, 2020 (-325 days) · channel change inside one enterprise, not a move · moved with a team
- M•• I••••••••• M••••••••• C•••• to B•• A•••• M••••••••• C••••left Jun 8, 2012, registered Jun 8, 2012 (0 days) · corporate re-registration, not a move
- S••••• C•••••• M••••••••• I•• to M•• I••••••••• M••••••••• C••••left Feb 9, 2004, registered Feb 19, 2004 (10 days) · Other
- J••••• J•••• P•••••• left B•• A•••• M••••••••• C•••• for E••••••• F•••••••• L•• (registered 2023-11-08)Dec 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address