DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••• S••••••• A•••••••

Former SEC-registered adviserMiami, FloridaCRD 314428SEC 801-122078IAPD
Legal name M•••• S••••••• A••••••• G•••• L••
Latest filing Dec 4, 2022
First filing on the tape Jul 14, 2021 · 7 filings
RAUM
$6.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$6.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$6.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$6.0M as of Dec 4, 2022
Jul 14, 2021$0 then
HNW client RAUM$6.0M as of Dec 4, 2022
Mar 31, 2022$6.0M then
State-registered IARs (5.B.3)1 as of Dec 4, 2022
Jul 14, 20211 then
Employees (5.A)5 as of Dec 4, 2022
Jul 14, 20215 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 4, 2022; every figure names its basis
RAUM per advisor
$6.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$3.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$6.0M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$6.0M100%
Individual clients
n/areported
HNW clients
2reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$6.0M for 2 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
F•••••••• J••• V••••••Miami, FlFeb 16, 202316 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M••••• J•••• D•••• · Chief Compliance Officercontrol
      since 10/2021 · owns 5% to 10%
    • B••••• M••••• M••••• · Shareholdercontrol
      since 03/2020 · owns 25% to 50% of G••••• M•••• S••••••• C•••
    • M••••• J•••• D•••• · Shareholdercontrol
      since 04/2020 · owns F of G••••• M•••• S••••••• C•••
    • O••••• B•••••••• C•••••• A••••• · Shareholdercontrol
      since 03/2020 · owns 25% to 50% of G••••• M•••• S••••••• C•••
    • V••••••• F••••••••• J••• · Sole Membercontrol
      since 06/2019 · owns 75% or more of V•••••• C•••••• L••
    Entity owners
    • G••••• M•••• S••••••• C••• · Member
      direct · owns 75% or more
    • V•••••• C•••••• L•• · Member
      direct · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Assets in custody · unset to 6012654.0
      Mar 31, 2022 to Apr 8, 2022
    • Custody of client assets · false to true
      Mar 31, 2022 to Apr 8, 2022
    • Accounts · 0 to 2
      Dec 13, 2021 to Mar 31, 2022
    • HNW clients · unset to 2.0
      Dec 13, 2021 to Mar 31, 2022
    • Discretionary RAUM · $0 to $6.0M
      Dec 13, 2021 to Mar 31, 2022
    • HNW RAUM · unset to 6012654.0
      Dec 13, 2021 to Mar 31, 2022
    • RAUM · $0 to $6.0M
      Dec 13, 2021 to Mar 31, 2022
    Signals
    3 dated events
    • David Juan M•••• (Chief Compliance Officer) appeared on Schedule A of M•••• S••••••• A•••••••
      Nov 30, 2021 · Control person joined · fact
    • Cesar Julio Canas (Chief Compliance Officer) no longer on Schedule A of M•••• S••••••• A••••••• (listed 2021-07-14, absent 2021-11-30)
      Nov 30, 2021 · Control person left · inference
    • M•••• S••••••• A••••••• filed its initial SEC registration (Form ADV)
      Jul 14, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $6.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026