DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I••••••••• W••••• A•••••••• L••

Independent wealth managerBellevue, WashingtonCRD 314575SEC 801-135128websiteIAPD
Latest filing Jun 9, 2026
First filing on the tape Dec 9, 2025 · 4 filings
SEC status approved since Jan 8, 2026
RAUM
$122M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$122M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$61.2M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$122M as of Jun 9, 2026
Dec 9, 2025$122M then
HNW client RAUM$103M as of Jun 9, 2026
Dec 9, 2025$103M then
State-registered IARs (5.B.3)2 as of Jun 9, 2026
Dec 9, 20252 then
Employees (5.A)6 as of Jun 9, 2026
Dec 9, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$61.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
42derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$424,862derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$12.5M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$103M84%
  • Individuals$19.1M16%
  • Corporations and businesses$94,5270.1%
Individual clients
46reported
HNW clients
38reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
288reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$12.5M for 10 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• S••••• C••••••Bellevue, WaNov 4, 202120 y2
A•••••• J••••• R••••Bellevue, WaDec 10, 202511 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Bellevue, Wa · principal2102
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • business activity changedChange between filings · filing Jun 9, 2026
        wrap fee program participation (Item 5.I): no on the filing of 2026-04-15, yes on the filing of 2026-06-09
        peers: independent wealth managers, $100M to $500M (5,676)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Insurance-licensed employees · 0 to 2
        Apr 15, 2026 to Jun 9, 2026
      • Wrap assets (manager) · unset to 0.0
        Apr 15, 2026 to Jun 9, 2026
      • Wrap assets (sponsor) · unset to 0.0
        Apr 15, 2026 to Jun 9, 2026
      • Related adviser · false to true
        Mar 12, 2026 to Apr 15, 2026
      • Accounts · 84 to 288
        Dec 9, 2025 to Mar 12, 2026
      • Individual clients · 44 to 46
        Dec 9, 2025 to Mar 12, 2026
      • Assets in custody · $12.0M to $12.5M
        Dec 9, 2025 to Mar 12, 2026
      • Discretionary RAUM · $122M to $122M
        Dec 9, 2025 to Mar 12, 2026
      • HNW RAUM · $103M to $103M
        Dec 9, 2025 to Mar 12, 2026
      • Individual RAUM · $19.0M to $19.1M
        Dec 9, 2025 to Mar 12, 2026
      • RAUM · $122M to $122M
        Dec 9, 2025 to Mar 12, 2026
      Signals
      1 dated events
      • 2 advisors left C••••••••• F•••••••• N•••••• (Newcastle, WA) for I••••••••• W••••• A•••••••• L•• on the same day
        Dec 31, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      425-818-0717reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      linkedin.com/company/integrated-wareportedpublic record, Form ADV, Sep 18, 2026
      Website
      I•••••••••WA.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      425-818-0717reportedpublic record, Form ADV, Jun 9, 2026
      Team page
      i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $61.2Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026