DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• T•••••••
Legal name R•• T••••••• L••
Latest filing Mar 25, 2026
First filing on the tape May 10, 2022 · 24 filings
SEC status approved since Jun 13, 2022
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.9B as of Mar 25, 2026
Feb 22, 2023$182M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Feb 22, 20231 then
Employees (5.A)4 as of Mar 25, 2026
Feb 22, 20234 then
Private funds: no history
RAUM +169% over the last fiscal year+118% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +169%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $3.8BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.9B100%
- Charitable organizations$6.4M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 1,078reported
- Financial planning clients
- reported
- Wrap fee programs
- $1.9B sponsored, $1.9B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• M•••••• P••••••••• | New York, Ny | Apr 2, 2026 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• M••••••• J••• · Chief Executive Officercontrolsince 11/2024 · owns less than 5%
- L••••• C••••••••• J••• · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
Entity owners
- U•••• T••••••••• I•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $704,190,866 to $1,892,904,589 (+169.0%) between the annual amendments of 2025-03-25 and 2026-03-25; the peer median change was +11.0% (231 comparable advisers, 94.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 187 to 1,078Nov 18, 2025 to Mar 25, 2026
- BD registered reps · 0 to 1Nov 18, 2025 to Mar 25, 2026
- Charity clients · 0 to 7Nov 18, 2025 to Mar 25, 2026
- Corporate clients · 187 to 1,071Nov 18, 2025 to Mar 25, 2026
- Employees · 2 to 4Nov 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $704M to $1.9BNov 18, 2025 to Mar 25, 2026
- RAUM · $704M to $1.9BNov 18, 2025 to Mar 25, 2026
- Wrap assets (manager) · $0 to $1.9BNov 18, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $0 to $1.9BNov 18, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 25, 2025 to May 23, 2025
- Accounts · 59 to 187Nov 22, 2024 to Mar 25, 2025
- Corporate clients · 59 to 187Nov 22, 2024 to Mar 25, 2025
- Discretionary RAUM · $279M to $704MNov 22, 2024 to Mar 25, 2025
- RAUM · $279M to $704MNov 22, 2024 to Mar 25, 2025
- Business name · R•• P•••• to R•• T•••••••May 17, 2024 to May 21, 2024
- Accounts · 35 to 59Oct 6, 2023 to Mar 28, 2024
- Advisory employees · 2 to 1Oct 6, 2023 to Mar 28, 2024
- Corporate clients · 35 to 59Oct 6, 2023 to Mar 28, 2024
- Employees · 4 to 2Oct 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $182M to $279MOct 6, 2023 to Mar 28, 2024
- RAUM · $182M to $279MOct 6, 2023 to Mar 28, 2024
- Accounts · 2 to 35Nov 14, 2022 to Feb 22, 2023
- Advisory employees · 5 to 2Nov 14, 2022 to Feb 22, 2023
- Corporate clients · 2 to 35Nov 14, 2022 to Feb 22, 2023
- Employees · 5 to 4Nov 14, 2022 to Feb 22, 2023
- State-registered IARs · 0 to 1Nov 14, 2022 to Feb 22, 2023
- Discretionary RAUM · $41.1M to $182MNov 14, 2022 to Feb 22, 2023
- RAUM · $41.1M to $182MNov 14, 2022 to Feb 22, 2023
- Other offices · 2 to 1Oct 7, 2022 to Nov 14, 2022
- Accounts · unset to 2.0Sep 9, 2022 to Sep 25, 2022
- Corporate clients · 0 to 2Sep 9, 2022 to Sep 25, 2022
- Other offices · 3 to 2Sep 9, 2022 to Sep 25, 2022
- Discretionary RAUM · unset to 41138508.0Sep 9, 2022 to Sep 25, 2022
- Non-discretionary RAUM · unset to 0.0Sep 9, 2022 to Sep 25, 2022
- RAUM · unset to 41138508.0Sep 9, 2022 to Sep 25, 2022
- Business name · R•• T••••••• L•• to R•• P••••May 10, 2022 to Jun 25, 2022
Signals
13 dated events
- R•• T••••••• reported RAUM $1.9B, up 169% from $704.2M (2025-11-18 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- R•• T••••••• reported RAUM $704.2M, up 152% from $279.5M (2024-11-22 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Nmn George Remennik (Chief Compliance Officer / Chief Executive Officer) no longer on Schedule A of R•• T••••••• (listed 2024-09-30, absent 2024-11-22)Nov 22, 2024 · Control person left · inference
- John M•••••• Dombrowski (Chief Executive Officer) appeared on Schedule A of R•• T•••••••Nov 22, 2024 · Control person joined · fact
- Jean Christina Luers (Chief Compliance Officer) appeared on Schedule A of R•• T•••••••Nov 22, 2024 · Control person joined · fact
- L Jeremy Klaperman (Chief Financial Officer) no longer on Schedule A of R•• T••••••• (listed 2023-10-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn George Remennik (Chief Compliance Officer / Chief Executive Officer) appeared on Schedule A of R•• T•••••••Jul 13, 2023 · Control person joined · fact
- Rory Gabriel Vallejo (Chief Executive Officer / Chief Compliance Officer) no longer on Schedule A of R•• T••••••• (listed 2023-04-28, absent 2023-07-13)Jul 13, 2023 · Control person left · inference
- L Jeremy Klaperman (Chief Financial Officer) appeared on Schedule A of R•• T•••••••Aug 29, 2022 · Control person joined · fact
- Richard Everett Cook (Chief Executive Officer, President) no longer on Schedule A of R•• T••••••• (listed 2022-06-25, absent 2022-08-29)Aug 29, 2022 · Control person left · inference
- Sebastian Morales (Chief Financial Officer) no longer on Schedule A of R•• T••••••• (listed 2022-06-25, absent 2022-08-29)Aug 29, 2022 · Control person left · inference
- Rory Gabriel Vallejo (Chief Compliance Officer) appeared on Schedule A of R•• T•••••••Jun 25, 2022 · Control person joined · fact
- R•• T••••••• L•• filed its initial SEC registration (Form ADV)May 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- r••.coreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (855) 743-8746reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026