DFX Intelligence
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SEC-registered adviser
M••••••••• M•••••• C•••••• M••••••••• L••
Legal name M••••••••• M•••••• I•••
Latest filing Jul 17, 2026
First filing on the tape Jun 7, 2021 · 11 filings
SEC status approved since Jul 9, 2021
RAUM
$4.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$4.5M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.5M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$4.5M as of Jul 17, 2026
Mar 22, 2022$1.3M then
HNW client RAUM$0 as of Jul 17, 2026
Mar 27, 2025$0 then
State-registered IARs (5.B.3)2 as of Jul 17, 2026
Mar 22, 20223 then
Employees (5.A)7 as of Jul 17, 2026
Mar 22, 20229 then
Private funds: no history
RAUM +29% over the last fiscal year+56% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $236,842derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.5M100%
- Individual clients
- 18reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• S••••• W••••• | Wildwood, Mo | Jul 30, 2021 | 14 y | 0 |
| B•••••• K•••• W••••• | Wildwood, Mo | Jun 15, 2023 | 21 y | 0 |
| A•••••• P••••••••• M••••••• | Redford, Mi | Jan 1, 2025 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••• S••••• · Director, Treasurer, Chief Financial Officercontrolsince 05/2021 · owns less than 5%
- B••••••••• G•••• S••••• · Director, Chief Technology Officercontrolsince 05/2021 · owns 25% to 50%
- G•••••••• E•••••• A•••• · Vice President, Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- M•••••••• A••••••• P••••••••• · Director, President, Chief Executive Officer, Chief Investment Officercontrolsince 05/2021 · owns 10% to 25%
- M•••••••• A••••••• P••••••••• · Ownercontrolsince 02/2005 · owns 75% or more of H••• O• F••• C••• D•• P••• S••••••• U••
- H•••••• K•••• K•••• · Directorsince 05/2021 · owns less than 5%
- Q•••••• T•••• L••• · Directorsince 05/2021 · owns less than 5%
- S•••••••• M••••••• A••• · Directorsince 05/2021 · owns less than 5%
Entity owners
- H••• O• F••• C••• D•• P••• S••••••• U•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- T••• Q•••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wildwood, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 19Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Mar 27, 2025 to Mar 27, 2026
- Individual clients · 17 to 18Mar 27, 2025 to Mar 27, 2026
- Employees · 5 to 7Mar 27, 2025 to Mar 27, 2026
- State-registered IARs · 3 to 2Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.5M to $4.5MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $3.5M to $4.5MMar 27, 2025 to Mar 27, 2026
- RAUM · $3.5M to $4.5MMar 27, 2025 to Mar 27, 2026
- Accounts · 19 to 35Apr 9, 2024 to Mar 27, 2025
- Advisory employees · 3 to 2Apr 9, 2024 to Mar 27, 2025
- Charity clients · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Corporate clients · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- HNW clients · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Individual clients · 14 to 17Apr 9, 2024 to Mar 27, 2025
- Pension plan clients · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Pooled vehicle clients · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Employees · 3 to 5Apr 9, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 9, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.4M to $3.5MApr 9, 2024 to Mar 27, 2025
- HNW RAUM · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Individual RAUM · $2.4M to $3.5MApr 9, 2024 to Mar 27, 2025
- Pension RAUM · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 9, 2024 to Mar 27, 2025
- RAUM · $2.4M to $3.5MApr 9, 2024 to Mar 27, 2025
- Accounts · 13 to 19Jun 15, 2023 to Mar 29, 2024
- Advisory employees · 2 to 3Jun 15, 2023 to Mar 29, 2024
- Individual clients · 10 to 14Jun 15, 2023 to Mar 29, 2024
- Employees · 8 to 3Jun 15, 2023 to Mar 29, 2024
- State-registered IARs · 2 to 3Jun 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.2M to $2.4MJun 15, 2023 to Mar 29, 2024
- Individual RAUM · $1.2M to $2.4MJun 15, 2023 to Mar 29, 2024
- RAUM · $1.2M to $2.4MJun 15, 2023 to Mar 29, 2024
- Accounts · 16 to 13Mar 22, 2022 to Mar 31, 2023
- Advisory employees · 9 to 2Mar 22, 2022 to Mar 31, 2023
- Employees · 9 to 8Mar 22, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 2Mar 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.3M to $1.2MMar 22, 2022 to Mar 31, 2023
- Individual RAUM · $1.3M to $1.2MMar 22, 2022 to Mar 31, 2023
- RAUM · $1.3M to $1.2MMar 22, 2022 to Mar 31, 2023
- Accounts · 0 to 16Jul 19, 2021 to Mar 22, 2022
Signals
2 dated events
- Charles Robert Frazier (Owner) no longer on Schedule A of M••••••••• M•••••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-06-15)Jun 15, 2023 · Control person left · inference
- M••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marketocracymasterscmreportedpublic record, Form ADV, Jul 17, 2026
- Website
- m•••••••••.ioreportedpublic record, Form ADV, Jul 17, 2026
- Principal office phone
- 313-949-8395reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026