DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• A•••• M••••••••• L•
Latest filing May 1, 2026
First filing on the tape Aug 26, 2021 · 14 filings
SEC status approved since Sep 27, 2021
RAUM
$774M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$774M
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$774M as of May 1, 2026
Mar 25, 2022$27.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 1, 2026
Mar 25, 20220 then
Employees (5.A)11 as of May 1, 2026
Mar 25, 20226 then
Private funds2 as of May 1, 2026
Mar 19, 20251 then
RAUM +81% over the last fiscal year+161% a year over threeIARs 0 to 1
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $774MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $193MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +81%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $34.2M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$740M96%
- Pooled investment vehicles$34.2M4.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.2M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• E• S•••••• | Short Hills, Nj | Sep 8, 2025 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• E• S•••••• from H••••• C•••••• M••••••••• L••Sep 8, 2025 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• S••••••••• F••• I• L•• | Other Private Fund | $0 | 0 | Jun 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• S••••••• P•••••• · Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- G••••••• A•••• W••••• · Limited Partnercontrolsince 11/2020 · owns 25% to 50%
- K•••• J•••• D•••• · Limited Partnercontrolsince 11/2020 · owns 25% to 50%
- G••••••• A•••• W••••• · Managing Membercontrolsince 10/2021 · owns 50% to 75% of E•••••• A•••• M••••••••• G• L••
- K•••• J•••• D•••• · Managing Membercontrolsince 10/2021 · owns 50% to 75% of E•••••• A•••• M••••••••• G• L••
- L••••••• J••••• M•••• · Chief Compliance Officersince 07/2023 · owns less than 5%
Entity owners
- E•••••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- 2•••••• O•••••• I•• · General Partnerindirect · owns F of G•••• O• S•••• L•
- G•••• O• S•••• L• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- E•••••• S••••••• B•••••• L•••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $426,650,313 to $773,975,853 (+81.0%) between the annual amendments of 2025-03-19 and 2026-03-27; the peer median change was +8.0% (673 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 4Dec 16, 2025 to Mar 27, 2026
- Advisory employees · 2 to 4Dec 16, 2025 to Mar 27, 2026
- BD registered reps · 4 to 5Dec 16, 2025 to Mar 27, 2026
- Pooled vehicle clients · 1 to 2Dec 16, 2025 to Mar 27, 2026
- Assets in custody · $25.9M to $34.2MDec 16, 2025 to Mar 27, 2026
- Employees · 7 to 11Dec 16, 2025 to Mar 27, 2026
- State-registered IARs · 0 to 1Dec 16, 2025 to Mar 27, 2026
- Private funds · 1 to 2Dec 16, 2025 to Mar 27, 2026
- Discretionary RAUM · $427M to $774MDec 16, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $25.9M to $34.2MDec 16, 2025 to Mar 27, 2026
- RAUM · $427M to $774MDec 16, 2025 to Mar 27, 2026
- Advisory employees · 0 to 2Mar 19, 2025 to Aug 20, 2025
- BD registered reps · 3 to 4Mar 19, 2025 to Aug 20, 2025
- Employees · 4 to 7Mar 19, 2025 to Aug 20, 2025
- BD registered reps · 5 to 3Jun 25, 2024 to Mar 19, 2025
- Assets in custody · $0 to $25.9MJun 25, 2024 to Mar 19, 2025
- Employees · 6 to 4Jun 25, 2024 to Mar 19, 2025
- Financial planning clients · unset to Jun 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $262M to $427MJun 25, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $0 to $25.9MJun 25, 2024 to Mar 19, 2025
- RAUM · $262M to $427MJun 25, 2024 to Mar 19, 2025
- Accounts · 2 to 3Mar 12, 2024 to Jun 25, 2024
- Advisory activities · 1 to 2Mar 12, 2024 to Jun 25, 2024
- Pooled vehicle clients · unset to 1.0Mar 12, 2024 to Jun 25, 2024
- Assets in custody · unset to 0.0Mar 12, 2024 to Jun 25, 2024
- Custody of client assets · false to trueMar 12, 2024 to Jun 25, 2024
- Private funds · unset to 1Mar 12, 2024 to Jun 25, 2024
- Discretionary RAUM · $150M to $262MMar 12, 2024 to Jun 25, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 12, 2024 to Jun 25, 2024
- RAUM · $150M to $262MMar 12, 2024 to Jun 25, 2024
- Discretionary RAUM · $109M to $150MNov 7, 2023 to Mar 12, 2024
- RAUM · $109M to $150MNov 7, 2023 to Mar 12, 2024
- Related adviser · false to trueAug 1, 2023 to Nov 7, 2023
- Discretionary RAUM · $43.7M to $109MFeb 27, 2023 to Aug 1, 2023
- RAUM · $43.7M to $109MFeb 27, 2023 to Aug 1, 2023
- Accounts · 1 to 2Nov 11, 2022 to Feb 27, 2023
- Discretionary RAUM · $27.8M to $43.7MNov 11, 2022 to Feb 27, 2023
- RAUM · $27.8M to $43.7MNov 11, 2022 to Feb 27, 2023
- Business name · E•••••• A•••• M••••••••• L•• to E•••••• A•••• M••••••••• L•Mar 25, 2022 to Nov 11, 2022
- Accounts · 0 to 1Nov 3, 2021 to Mar 25, 2022
Signals
5 dated events
- E•••••• A•••• M••••••••• L• reported RAUM $774.0M, up 81% from $426.7M (2025-12-16 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- E•••••• A•••• M••••••••• L• reported RAUM $426.7M, up 63% from $261.6M (2024-06-25 to 2025-03-19)Mar 19, 2025 · RAUM change · derived
- E•••••• A•••• M••••••••• L• reported RAUM $261.6M, up 75% from $149.8M (2024-03-12 to 2024-06-25)Jun 25, 2024 · RAUM change · derived
- E•••••• A•••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 3, 2021 · Succession (Item 4) · fact
- E•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••• A•••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- E•••••• A•••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/embassyassetmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 862.278.2113reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $774Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026