DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Imz Advisory Inc.
Latest filing Aug 12, 2026
First filing on the tape Jul 16, 2021 · 16 filings
SEC status approved since Aug 18, 2021
RAUM
$453M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
66%
$298M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$453M as of Aug 12, 2026
Feb 4, 2022$101M then
HNW client RAUM$247M as of Aug 12, 2026
Feb 4, 2022$65.1M then
State-registered IARs (5.B.3)4 as of Aug 12, 2026
Feb 4, 20222 then
Employees (5.A)4 as of Aug 12, 2026
Feb 4, 20224 then
Private funds: no history
RAUM +19% over the last fiscal year+31% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $901,872derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +67%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$247M55%
- Pension and profit-sharing plans$155M34%
- Individuals$51.0M11%
- Individual clients
- 247reported
- HNW clients
- 125reported
- Pension plan clients
- 70reported
- Charitable clients
- n/areported
- Accounts
- 502reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.34 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Cory Davis | Boca Raton, Fl | Aug 25, 2021 | 14 y | 2 |
| Christian Joseph Russo | Boca Raton, Fl | Aug 27, 2021 | 12 y | 0 |
| Irwin Michael Zagoria | Boca Raton, Fl | Aug 27, 2021 | 31 y | 2 |
| Bradley Andrew Katte | Boca Raton, Fl | Dec 16, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bradley Andrew Katte from Concorde Asset Management, LLCDec 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Irwin Michael Zagoria from Securities America Advisors, Inc.Aug 27, 2021 · Other
- Cory Davis from Securities America Advisors, Inc.Aug 25, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Shellie Correa · Coo And Ccocontrolsince 10/2023 · owns less than 5%
- J Cory Davis · Vice Presidentcontrolsince 04/2021 · owns less than 5%
- Michael Irwin Zagoria · President And Ceocontrolsince 04/2021 · owns less than 5%
- J Cory Davis · Ownercontrolsince 04/2021 · owns 25% to 50% of Imz Financial Services, Inc.
- Michael Irwin Zagoria · Ownercontrolsince 04/2021 · owns 50% to 75% of Imz Financial Services, Inc.
Entity owners
- Imz Financial Services, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 3, 2026individual and HNW clients (Item 5.D) moved from 223.0 to 372.0 (+67.0%) between the annual amendments of 2025-02-21 and 2026-03-03; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- HNW share shiftChange between filings · filing Mar 3, 2026HNW share of RAUM moved from 37.0% to 55.0% between the annual amendments of 2025-02-21 and 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 655 to 502Nov 16, 2025 to Mar 3, 2026
- HNW clients · 33 to 125Nov 16, 2025 to Mar 3, 2026
- Individual clients · 190 to 247Nov 16, 2025 to Mar 3, 2026
- Pension plan clients · 75 to 70Nov 16, 2025 to Mar 3, 2026
- State-registered IARs · 3 to 4Nov 16, 2025 to Mar 3, 2026
- Discretionary RAUM · $323M to $388MNov 16, 2025 to Mar 3, 2026
- HNW RAUM · $140M to $247MNov 16, 2025 to Mar 3, 2026
- Individual RAUM · $101M to $51.0MNov 16, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $58.9M to $64.5MNov 16, 2025 to Mar 3, 2026
- Pension RAUM · $141M to $155MNov 16, 2025 to Mar 3, 2026
- RAUM · $382M to $453MNov 16, 2025 to Mar 3, 2026
- Accounts · 590 to 655Apr 2, 2024 to Feb 21, 2025
- Advisory employees · 2 to 3Apr 2, 2024 to Feb 21, 2025
- BD registered reps · 0 to 1Apr 2, 2024 to Feb 21, 2025
- HNW clients · 29 to 33Apr 2, 2024 to Feb 21, 2025
- Individual clients · 170 to 190Apr 2, 2024 to Feb 21, 2025
- Pension plan clients · 65 to 75Apr 2, 2024 to Feb 21, 2025
- Financial planning clients · unset to Apr 2, 2024 to Feb 21, 2025
- State-registered IARs · 2 to 3Apr 2, 2024 to Feb 21, 2025
- Discretionary RAUM · $264M to $323MApr 2, 2024 to Feb 21, 2025
- HNW RAUM · $138M to $140MApr 2, 2024 to Feb 21, 2025
- Individual RAUM · $82.4M to $101MApr 2, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $56.1M to $58.9MApr 2, 2024 to Feb 21, 2025
- Pension RAUM · $100M to $141MApr 2, 2024 to Feb 21, 2025
- RAUM · $320M to $382MApr 2, 2024 to Feb 21, 2025
- Accounts · 467 to 590Oct 24, 2023 to Jan 26, 2024
- HNW clients · 28 to 29Oct 24, 2023 to Jan 26, 2024
- Individual clients · 158 to 170Oct 24, 2023 to Jan 26, 2024
- Pension plan clients · 45 to 65Oct 24, 2023 to Jan 26, 2024
- Discretionary RAUM · $202M to $264MOct 24, 2023 to Jan 26, 2024
- HNW RAUM · $102M to $138MOct 24, 2023 to Jan 26, 2024
- Individual RAUM · $57.1M to $82.4MOct 24, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $0 to $56.1MOct 24, 2023 to Jan 26, 2024
- Pension RAUM · $43.0M to $100MOct 24, 2023 to Jan 26, 2024
- RAUM · $202M to $320MOct 24, 2023 to Jan 26, 2024
- BD registered reps · 2 to 0Feb 2, 2023 to Oct 24, 2023
- Accounts · 122 to 467Apr 11, 2022 to Jan 13, 2023
- HNW clients · 16 to 28Apr 11, 2022 to Jan 13, 2023
- Individual clients · 40 to 158Apr 11, 2022 to Jan 13, 2023
- Pension plan clients · 16 to 45Apr 11, 2022 to Jan 13, 2023
Signals
4 dated events
- Imz Advisory Inc. reported RAUM $320.3M, up 59% from $201.7M (2023-10-24 to 2024-01-26)Jan 26, 2024 · RAUM change · derived
- Shellie Correa (Coo And Cco) appeared on Schedule A of Imz Advisory Inc.Oct 24, 2023 · Control person joined · fact
- Imz Advisory Inc. reported RAUM $201.7M, up 100% from $101.0M (2022-04-11 to 2023-01-13)Jan 13, 2023 · RAUM change · derived
- Imz Advisory filed its initial SEC registration (Form ADV)Jul 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-368-2336reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 561-368-2339reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- imzfinancialservices.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-368-2336reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026